Toronto - Risk and Compliance - Financial Crimes Compliance - Financial Services - Senior Manager

The Protiviti Career provides opportunity to learn, inspire, and advance within a collaborative and inclusive culture.  We hire curious individuals for whom learning is a passion. We lean into our mission: We Care. We Collaborate. We Deliver.   

At every level, we champion leaders who live our values of integrity, inclusion, innovation, and commitment to success. Imagining our work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success empowers us to deliver on our vision to be the most trusted global consulting firm. 

Where We Need You 

Protiviti is looking for a Risk and Compliance Senior Manager to join our growing Financial Crime Compliance team.  

Protiviti’s Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive, regulatory compliant, well controlled, and enabled by leading technologies.   

What You Can Expect 

As a Senior Manager, you’ll partner with our clients to identify and manage risk. You'll develop strategies to solve complex business problems using new ways of thinking, and devise solutions to support your clients' needs through using the latest tools and methods. You’ll develop lasting relationships with client personnel and further these relationships through quality product delivery. You’ll foster a network within the business community and serve as an ambassador of Protiviti in the market. You will also be a mentor and provide performance development to teams as you oversee the successful completion of project work plans. By focusing on clients and engagements in the financial services industry, you’ll partner with highly regulated clients and deepen your understanding of financial services regulations. 

What Will Help You Be Successful 

• You enjoy identifying and assessing financial crime compliance issues within a business. 

• You are passionate about building relationships with clients and providing exceptional experiences. 

• You have an inherent interest in project management and team leadership. 

• You promote a positive team culture that fosters open communication among all engagement team members. 

• You create development opportunities for others, including participating in the creation and rollout of training, and ways for your team to improve our clients and communities. 

• You have interest in contributing to the preparation of client proposals and strategies to win new business. 

• You excel at identifying opportunities to integrate product solutions and resources to improve client service capabilities. 

• You have interest in working with a diverse portfolio of clients across the financial services industry.   

Do Your Talents Include the Following? 

• Experience with or understanding of: 

• Projects involving money laundering and sanction, fraud, and other financial crime.  

• Carries out compliance monitoring, internal controls risk assessments, and internal controls testing program ensuring that there are adequate processes, procedures, and internal controls to promote an effective financial crimes environment.  

• Analyze current and emerging regulations and assess their applicability to the business. 

• Help implement financial crime risk management policies and procedures. 

• Monitor and report on financial crime compliance activities. 

• Liaise with internal and external stakeholders to ensure compliance with regulations and best practices. 

• Support audits and investigations related to financial crime.  

• Evaluating, summarizing, organizing, and interpreting data.  

• Establishing and cultivating business relationships and a professional network.  

• Ability to translate and communicate operational and enterprise risks to client personnel, including executives.  

• Supervisory experience of teams including mentoring, oversight and review of work, coordination across teams, and understanding how to motivate.   

Your Educational and Professional Qualifications 

• Bachelor’s degree in a relevant discipline (business, finance, or a related field).  

• 7+ years working in financial crime risk, compliance, or audit either in professional services or the financial services industry.  

• Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access. 

• Professional Certification such as Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification are a plus.  

Our Hybrid Workplace 

Protiviti practices a hybrid model, which is a combination of working in person with a purpose and working remotely. This model creates meaningful experiences for our people and our clients while offering a flexible environment. The ratio of remote to in-person requirements vary by client, project, team, and other business factors. Our people work both in-person in local Protiviti offices and on client sites, which can include local or out-of-state travel based on our projects and client requests and commitments.   

#LI-Hybrid 

Protiviti is not registered to hire or employ personnel in the following states –  West Virginia, Alaska.