U.S. Compliance Officer

As a U.S. Compliance Officer at CoinList, you will own the compliance program for the United States, which includes developing policies and internal controls, overseeing AML and KYC programs, and managing timely regulatory reporting. Collaboration with cross-functional teams is key, as you'll work with product, engineering, and legal to embed compliance into business decisions.

To qualify as a U.S. Compliance Officer at CoinList, candidates should have experience in leading AML and KYC compliance programs ideally in fintech or financial services. In-depth knowledge of BSA/AML regulations and experience interfacing with regulators are crucial, alongside strong risk management skills and a passion for crypto and decentralized technologies.

CoinList ensures compliance with U.S. money transmission laws through a comprehensive compliance strategy led by the U.S. Compliance Officer. This involves implementing robust AML and KYC programs, conducting regular risk assessments, and maintaining close communication with regulators to ensure adherence to all relevant laws and requirements.

The expected salary range for a U.S. Compliance Officer at CoinList is between $180,000 and $200,000, along with equity options. Salary offers are competitive and reflect the candidate’s experience and location, making it a lucrative opportunity for the right individual.

CoinList offers a fantastic benefits package for its U.S. Compliance Officer, including comprehensive medical, dental, and vision insurance at no monthly cost to the employee. Other non-standard benefits include unlimited PTO, gym memberships, life planning services, and generous equity grants, ensuring a rewarding workplace experience.

When answering this question, focus on specific strategies you have implemented in previous roles to enhance AML and KYC processes. Highlight any challenges you faced and how you overcame them, stressing your ability to adapt compliance measures in a fast-changing environment. Make sure to connect your experience with the responsibilities mentioned in the U.S. Compliance Officer role at CoinList.

Demonstrate your commitment to continuous learning by mentioning specific sources you rely on, such as regulatory bulletins, industry conferences, and professional associations. Explain how staying informed helps you proactively adapt compliance strategies and ensure ongoing operational effectiveness at a company like CoinList.

Provide a detailed account of the audit process, your preparation, and how you ensured all documentation and compliance measures were in place. Stress your role as the point-of-contact and how you facilitated clear communication with the auditors, showcasing your project management and leadership skills.

Outline your methodology for creating compliance policies, emphasizing the importance of aligning them with business objectives. Talk about conducting risk assessments, consulting with stakeholders, and ensuring clarity and accessibility in the policies you create—highlighting how this supports CoinList's operational goals.

Explain your problem-solving approach when facing ambiguity. Discuss the importance of flexibility and open communication with your team and stakeholders. Mention examples of how you successfully navigated uncertain regulatory landscapes in the past while maintaining compliance integrity.

Describe your strategy for developing comprehensive training programs tailored to different functions within CoinList. Emphasize the importance of making compliance relatable and understandable through workshops, clear presentations, and easy-to-access resources.

Share a specific initiative you've led to improve compliance processes or efficiencies. Detail your thought process, the steps you took to implement the initiative, and what positive outcomes were achieved, showing your ability to lead by example as a U.S. Compliance Officer.

Discuss your experience with compliance software or systems that facilitate effective monitoring. Provide examples of how these tools assist in real-time reporting, transaction monitoring, or risk assessments. Mention your willingness to explore new technologies that could enhance CoinList's compliance program.

Highlight your ability to assess compliance risks and set priorities based on regulatory deadlines and risks. Discuss techniques like creating action items, time-management strategies, and delegation to ensure the effectiveness of compliance functions at CoinList.

Provide insights on current challenges within the crypto space, such as rapid innovation and regulatory uncertainty. Discuss how you would anticipate these challenges in your role as a U.S. Compliance Officer at CoinList and your strategies for addressing them.