Regulatory Auditor

As a Regulatory Auditor at Incline P&C Group, your primary responsibility will be to conduct bi-annual audits of our General Agents' business counterparties. You'll ensure compliance with regulatory standards, maintain comprehensive records, and prepare detailed audit reports. Additionally, you'll evaluate processes related to insurance finance and communicate findings with General Agencies.

Incline P&C Group requires candidates for the Regulatory Auditor position to have at least an associate or bachelor’s degree and a few years of relevant experience. Strong analytical and technical skills, attention to detail, and effective communication abilities are essential to succeed in this role.

Preferred candidates for the Regulatory Auditor position at Incline P&C Group will have prior auditing experience as well as some background in the insurance industry. This experience is crucial for understanding compliance and operational standards within the insurance market.

The Regulatory Auditor at Incline P&C Group will enjoy a flexible work environment that blends in-office collaboration with the freedom of remote work two days a week. This hybrid approach fosters a supportive team culture while allowing auditors to manage their tasks efficiently.

The Regulatory Auditor plays a vital role at Incline P&C Group by ensuring that our operations remain compliant with regulatory standards. Through thorough audits and assessments, the role helps identify areas for improvement, promotes operational excellence, and enhances overall compliance within our organization.

When answering this question, highlight your familiarity with various auditing methodologies. Discuss techniques like risk assessment, sampling, and analytical procedures, providing examples of how you've effectively implemented these in previous roles.

A great approach is to mention your organizational skills and time management methods. Explain how you create detailed schedules or use project management tools to keep track of tasks and ensure timely completion without compromising quality.

Share a specific instance—focus on the challenges faced and the strategies employed to navigate them. Emphasize your analytical skills and how you communicated with relevant parties to resolve issues effectively.

Mention specific continuing education methods such as attending industry seminars, participating in webinars, or following relevant regulatory bodies. This demonstrates your commitment to professional growth and staying informed.

Discuss the importance of thorough documentation and how you maintain organized records of audit procedures, results, and follow-up actions. Highlight your attention to detail and commitment to transparency with stakeholders.

Provide an approach that emphasizes collaboration and open communication. Explain how you strive to understand differing viewpoints and work towards mutually beneficial solutions while remaining professional.

Enumerate any specific data analysis tools you've used in previous audits, such as Excel or audit-specific software. Illustrate how these tools helped enhance your efficiency and the thoroughness of your audit findings.

Sharing a real example where your insight led to positive change showcases your proactive approach. Detail the situation, the steps you took to communicate your findings, and the resulting improvements.

Discuss key metrics like the number of issues identified, resolution times, and stakeholder satisfaction. Connect these metrics to broader organizational goals to align your answer with the company's mission.

Express your enthusiasm for the company's mission and how your skills align with the role. Mention specific aspects of Incline P&C Group’s operations that excite you, such as their commitment to operational excellence and compliance.