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Sr. Paralegal, Securities - job 18 of 20

We are seeking a Sr. Paralegal with at least seven years of relevant experience to support Visa’s corporate securities functions. A primary focus of the role will be working collaboratively with other members of the legal team and other stakeholder teams to support Visa’s corporate practices and policies and to provide general paralegal support.

This position will be based in San Francisco, California.

Essential Functions

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.

  • Support periodic and ad-hoc regulatory reporting and related internal processes, including, but not limited to, Forms 10-K, 10-Q, 8-K, and proxy statements, Section 16 filings, 13-F, and maintenance of the company's insider trading compliance program and internal policies such as Regulation FD and Related Person Transactions.

  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.

  • Partner with cross-functional teams (e.g., Legal, External Reporting, Investor Relations, Treasury, People, Equity, Compensation) on various corporate legal matters, special projects and processes.

  • Support Visa’s capital market transactions, including assisting with due diligence and KYC requests.

  • Experience working with transfer agents and assisting with shareholder questions and inquiries.

  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.

  • Support overall corporate governance and compliance processes, including general record-keeping, officer and director onboarding and offboarding, preparation of board meeting agendas, presentations, resolutions, consents, minutes, and other materials.

This is a hybrid position. Hybrid employees can alternate time between both remote and office. Employees in hybrid roles are expected to work from the office 2-3 set days a week (determined by leadership/site), with a general guidepost of being in the office 50% or more of the time based on business needs.

Average salary estimate

$90000 / YEARLY (est.)
min
max
$80000K
$100000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Sr. Paralegal, Securities, Visa

At Visa, we’re on the lookout for a talented Sr. Paralegal with at least seven years of impressive experience to join our dynamic legal team in beautiful San Francisco. In this exciting role, you’ll be diving deep into the world of corporate securities, where you’ll collaborate closely with your fellow legal team members and a variety of other stakeholders. You’ll play a vital part in ensuring compliance with securities law and will be instrumental in crafting and managing essential filings including Forms 10-K, 10-Q, 8-K, and proxy statements. Your meticulous attention to detail will be crucial as you oversee the maintenance of insider trading compliance and assist in capital market transactions. Additionally, you'll get to partner with cross-functional teams including Investor Relations and Treasury, ensuring our corporate governance processes run smoothly. One of the highlights of this role is the opportunity to support reporting and processes for compliance, audits, and various regulatory requirements, all while contributing to the overall legal wellness at Visa. This hybrid position allows for a flexible work-life balance by blending remote work with in-office collaboration 2-3 days a week. If you’re seeking a challenging yet rewarding paralegal role that makes a significant impact within an iconic company, Visa is the place to be!

Frequently Asked Questions (FAQs) for Sr. Paralegal, Securities Role at Visa
What are the primary responsibilities of a Sr. Paralegal at Visa?

As a Sr. Paralegal at Visa, your primary responsibilities will include supporting the legal team with securities law compliance, managing SEC and NYSE filings, and overseeing the maintenance of insider trading compliance. You will work on regulatory reporting such as Forms 10-K and 10-Q, partner with various teams on corporate matters, and support capital market transactions, ensuring a comprehensive understanding of the legal landscape at Visa.

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What qualifications do I need to become a Sr. Paralegal at Visa?

To qualify for the Sr. Paralegal position at Visa, you should have at least seven years of relevant experience in corporate securities law or related fields. A solid understanding of SEC regulations, excellent organizational skills, and experience with compliance processes are essential. A degree in paralegal studies or a related field is often preferred to ensure you're equipped with the necessary skills and knowledge.

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What is the work environment like for a Sr. Paralegal at Visa?

The work environment for a Sr. Paralegal at Visa is collaborative and dynamic, with a blend of remote and in-office interactions. The hybrid model allows you to enjoy flexibility while still being actively involved with your team. Days in the office involve teamwork and brainstorming, whereas remote days offer you the ability to focus on your tasks in a more distraction-free setting, promoting a healthy work-life balance.

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How does Visa support the career development of Sr. Paralegals?

Visa is committed to the professional growth of its Sr. Paralegals through various initiatives, including training programs, mentorship opportunities, and access to industry conferences. By fostering an environment where continuous learning is encouraged, Visa helps you stay updated with the latest developments in securities law and legal practices, ensuring your career thrives.

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Can you describe the teamwork dynamic for the Sr. Paralegal position at Visa?

The teamwork dynamic for the Sr. Paralegal position at Visa is incredibly collaborative, as you’ll frequently partner with cross-functional teams that include Legal, Investor Relations, and Treasury. This synergy allows for diverse perspectives and shared responsibilities on projects, making your role integral to the overall success of Visa’s corporate governance and compliance efforts.

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Common Interview Questions for Sr. Paralegal, Securities
What experience do you have with SEC filings as a Sr. Paralegal?

When answering this question, emphasize any specific projects or filings you've managed, like Forms 10-K, 10-Q, or proxy statements. Detail your approach to ensuring compliance and any tools or software you used to streamline the process, showcasing your organizational skills and attention to detail.

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How do you prioritize tasks when multiple deadlines are approaching?

Highlight your planning and organizational skills. Discuss how you assess deadlines' urgency and importance, perhaps using project management systems or checklists to keep track of responsibilities, ensuring that you meet all obligations in a timely fashion.

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Can you describe your experience working with cross-functional teams?

For this question, provide examples of how you've coordinated with various departments, such as coordination with Investor Relations or Treasury, to achieve shared goals. Discuss your communication style and how you ensure all parties stay informed and engaged throughout a project.

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What challenges have you faced in compliance work and how did you overcome them?

Discuss a specific compliance challenge you encountered, detailing the steps you took to resolve it. This could include adapting to new regulations or implementing new systems for tracking deadlines, showcasing your problem-solving skills and adaptability.

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How do you ensure accuracy in document production for legal compliance?

Speak about the methods you use to double-check your work, such as thorough reviews, maintaining databases of previous documents, or collaborating with legal counsel for verification. Stressing your commitment to quality assurance underlines your attention to detail.

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Describe your familiarity with corporate governance practices.

Share your experience in supporting corporate governance processes, such as preparing meeting materials or maintaining compliance documents. Highlight your role in onboarding directors or preparing for board meetings, demonstrating your familiarity with best practices.

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What software tools are you proficient in that assist your paralegal work?

List specific software tools relevant to paralegal work, such as legal research databases, document management systems, or compliance tracking software. Discuss how these tools have increased your efficiency and effectiveness in managing legal documentation.

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How do you stay updated on changes in securities law and compliance?

Talk about your commitment to professional development, including attending seminars, subscribing to legal journals, and participating in professional networks or associations. This shows your proactive approach to staying informed in a constantly evolving field.

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Have you ever dealt with an internal audit? What was your role?

Detail your involvement in past internal audits, emphasizing how you prepared necessary documentation and supported the auditing process. Describe your understanding of the audit requirements and your approach to ensuring all compliance measures were met meticulously.

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What qualities do you think are essential for a Sr. Paralegal at Visa?

Mention qualities such as attention to detail, strong communication skills, the ability to work collaboratively, and adaptability to changing regulations. Connecting these traits to the specific responsibilities of the Sr. Paralegal role at Visa will show that you understand what is required.

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Full-time, hybrid
DATE POSTED
April 2, 2025

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