Compliance Officer (Asset Management) - NJ/NYC

Our client, a leading asset manager is looking to add a strategic Guideline Monitoring / Trade Compliance / Portfolio Compliance professional based in New York or New Jersey.This newly created position will play a key role in ensuring the day-to-day aspects for all trade compliance/portfolio surveillance compliance/ investment guideline monitoring compliance matters.The ideal candidate will have generalist compliance experience at a registered investment advisor and experience performing/overseeing guideline compliance monitoring/trade compliance work. Exposure to all asset classes preferred equities, fixed income, alternatives strongly preferred. Experience with private funds, ETF regulations and mutual funds preferred.Knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, SEC and FINRA regulations as well as hands-on experience with trading/portfolio compliance monitoring platforms such as Aladdin, Charles River, Bloomberg AIM and other regulatory systems preferred.This opening will suit a highly motivated, entrepreneurial professional with an appetite to learn and a desire to work at a business in growth mode.For a more detailed discussion in confidence, please apply with your resume.