Compliance Manager

Description du poste

• Regulatory watch: Keep track of and disseminate timely advise on new / changing regulations concerning FS, FP and CS matters, as issued by the RBI or FIU or FEDAI or IBA or SEBI etc. & applicable from a group perspective as well. In this regard, contribute towards maintenance of an effective tracker on regulatory actionable/s and ensure effective follow up with stakeholders for implementation.
• Fulfill the compliance monitoring / surveillance & reporting requirements (mainly relating to matters concerning FS, FP and CS) under various group policies & local regulatory guidelines (from RBI, FIU, FEDAI, IBA, BCSBI, SEBI etc.). In this regard, carry out local monitoring on red flag alerts & reporting of suspicion as advised by the FIU. Ensure control program / surveillance (including Data leakage prevention, Screening, AML & International Sanctions alert reviews) are timely and effectively executed.
• As Alternate Principal Officer & Nodal officer for Fraud reporting, work with the HC to ensure required regulatory disclosures, filings, reporting and to coordinate with Head Office (HO) & local regulatory authorities as it relates to KYC/ AML/ CFT or Frauds e.g. RBI, FIU etc. In this regard, engage / maintain operating relationships within relevant departments of the RBI / other regulators.
• Ensure tracking & timely submission of reports, returns, correspondences etc. to HO and local regulators. Contribute effectively towards adequate preparation and presentation of periodic compliance reporting e.g. for RBS, Compliance Management Committee, Regional / HO reporting and local regulators.
• Assist with liaison and co-ordination with Regulators / HO. Also ensure effective support for the conduct of RBI reviews under RBS.

Critères de candidature

Date de prise de fonction

01/01/2023

Poste avec management

Non

Niveau d'étude minimum

Bac + 3 / L3

Formation / Spécialisation

Chartered accountant/ Company Secretary/ MBA in Finance
The role offers a comprehensive exposure within the keys areas of Financial Security [i.e. KYC/ AML/ CFT & International Sanctions], Fraud Prevention & Anti-corruption and Compliance surveillance which amongst others involves the use of analytical, investigative and communication skills. It envisages working independently with a progressive engagement with internal & external stakeholders. Consequently, the role provides a good platform for delivering value and enhancing competencies.

Niveau d'expérience minimum

6 - 10 ans

Soft skills

Experience in working in Banking sector under Compliance and looking at KYC/ AML/ CFT & International Sanctions], Fraud Prevention & Anti-corruption and Compliance surveillance

Outils informatiques

Knowledge in Financial Security Risk Management, Fraud Prevention, Surveillance & Reporting in Compliance in Banking sector

Langues

English, Hindi

Entreprise Crédit Agricole CIB
A propos de Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB est la banque de financement et d'investissement du groupe Crédit Agricole, 10ème groupe bancaire mondial en taille de bilan 2021 (The Banker, juillet 2022). Près de 8600 collaborateurs répartis dans plus de 30 implantations en Europe, Amériques, Asie-Pacifique, Moyen-Orient et Afrique du Nord, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers à travers le monde. Crédit Agricole CIB propose à ses clients grandes entreprises et institutionnels une gamme de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés, de la banque commerciale et du commerce international. Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complète pour l'ensemble de ses clients. Pour plus d'information : www.ca-cib.fr Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/