Compliance Officer

Description du poste

• Work with the Head of Compliance, India (HC) in advising top management & other stakeholders on Group compliance norms & local regulatory matters concerning Business Compliance (viz. Global Markets, Corporate Banking & Trade Finance) activities / transactions, and aspects of employees’ personal ethics (e.g. Personal Account Dealing, Gifts, usage of emails, chats recording of calls etc.). Undertake monitoring / surveillance as appropriate and create staff awareness on these topics thereby contributing towards effective management of non-compliance risks / protecting the Bank from potential regulatory violations.

• For the business areas of the bank:

• Regulatory watch: Keep track of & disseminate timely advise on new/ changing regulations concerning Business Compliance aspects, as issued by the RBI or FEDAI or FIMMDA or IBA or SEBI etc. & applicable from a group perspective as well. In this regard, maintain an effective tracker on actionable/s arising from these regulations and carry out effective follow up / escalation to assure timely implementation.

• Fulfill the compliance monitoring & reporting requirements for Business Compliance aspects under various group policies & local regulatory guidelines. Ensure Control Program/ Surveillance (including alert reviews) for these aspects are timely and effectively executed.

• Ensure timely submission of reports to HO & local Regulators. Contribute effectively towards adequate preparation and presentation of periodic compliance reporting e.g. RBS Tranches, NAP, Compliance Management Committee, Regional / HO reporting and local regulators.

• Regulatory liaison: For Risk Based Supervision (RBS), work with the HC to ensure continuous & effective communication with the Supervisory Relationship Manager (SSM), internal co-ordination / review of ongoing requests from the regulator for offsite monitoring, thematic reviews etc.

• Work with the HC to assist with liaison & co-ordination with regulators on Business Compliance matters (viz. clarifications / approvals & other issues). Ensure effective support for conduct of onsite regulatory inspections & periodic liaison in respect of the same. Engage / maintain operating relationships.

Critères de candidature

Date de prise de fonction

01/01/2023

Poste avec management

Non

Niveau d'étude minimum

Bac + 5 / M2 et plus

Formation / Spécialisation

Chartered Accountant or Company Secretary or MBA in Finance
Experience in Business compliance in Banking sector

Niveau d'expérience minimum

6 - 10 ans

Soft skills

The role offers a comprehensive exposure within the Business Compliance area spanning across Global Markets, Corporate Banking and Trade Finance which amongst others involves the use of analytical, investigative and communication skills. It envisages working independently with a progressive engagement with internal & external stakeholders. Consequently, the role provides a good platform for delivering value and enhancing competencies.

Langues

English, Hindi

Entreprise Crédit Agricole CIB
A propos de Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB est la banque de financement et d'investissement du groupe Crédit Agricole, 10ème groupe bancaire mondial en taille de bilan 2021 (The Banker, juillet 2022). Près de 8600 collaborateurs répartis dans plus de 30 implantations en Europe, Amériques, Asie-Pacifique, Moyen-Orient et Afrique du Nord, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers à travers le monde. Crédit Agricole CIB propose à ses clients grandes entreprises et institutionnels une gamme de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés, de la banque commerciale et du commerce international. Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complète pour l'ensemble de ses clients. Pour plus d'information : www.ca-cib.fr Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/