Job details

Compliance Analyst

EquityZen is looking for a knowledgeable and hardworking Compliance Analyst with a strong interest in the pre-IPO space and private markets. The company is a leader in delivering private market access to accredited investors.

Skills

Experience in compliance roles
Knowledge of securities laws
Strong verbal and written communication skills
Project management experience

Responsibilities

Develop a cutting-edge FinTech marketplace
Work cross-functionally with various teams
Assist with regulatory examinations and securities law matters
Update and develop policies and procedures for compliance
Engage in risk-based monitoring and communications review
Prepare regulatory filings such as Form ADV

Education

Bachelor's degree in relevant field

Benefits

Health, dental, and vision insurance
Professional development budget
Generous time off policies

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By EquityZen

Our mission is to improve the way startup employees are paid by unlocking the value of their equity compensation in a way that benefits all key players: the shareholder, the company, and the investor.

3 jobs

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FUNDING

Series B

DEPARTMENTS

Legal, Compliance

SENIORITY LEVEL REQUIREMENT

Mid-Level

INDUSTRY

Investment & Asset Management

TEAM SIZE