Job details

Corporate Compliance Specialist

This position is in the office 5 days a week. The position can sit in either our Corporate office in Nashville, TN or our Lexington, TN office.

Summary:

The Consumer Compliance Specialist performs and documents audit procedures to appraise the soundness and adequacy of the bank’s system of internal controls for deposit, loan and operations compliance. Identifies consumer compliance issues and exceptions through additional investigation, testing and/or discussion with area personnel and his/her supervisor; reviews and validates proposed recommendations to address identified findings and formally documents resolution. Prepares work papers and reports as directed by the Corporate Compliance Officer.

Essential Duties and Responsibilities include the following. Other duties may be assigned.

Operational Duties:
- Reviews policies, procedures and other controls to ensure compliance is maintained in accordance with regulations.
- Performs transactional testing within defined scope
- Documents / maintains well-organized work papers

Monitoring of Regulatory compliance with consumer protection laws
Assures a positive working relationship is developed and maintained with auditors / examiners
Serves as technical resource involving regulatory compliance
Provides reporting as needed

Customer Service – Responsible for fostering the FirstBank Experience to our internal customers, FirstBank associates.
Standards and Training:
Maintain required training in a self-paced environment
Maintain additional off-site training as required
Adhere to Policy and Procedures - Responsible for all compliance with bank policies, procedures, and operational integrity.

Qualifications

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Education and/or Experience

3+ years of experience in financial institution environment
1+ years of experience required in the field of consumer compliance
High School Diploma or GED required
Some college credits preferred
Banking certifications required (ABA certifications or similar); long-term compliance experience may mitigate certification requirements

By FirstBank

First Bank of Nigeria Limited is Nigerias largest financial services institution by total assets and gross earnings. The Bank has been named The Best Bank Brand in Nigeria four times in a row from 2011 to 2014 by the globally renowned The Banker M...

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FUNDING

Other

DEPARTMENTS

Legal, Compliance

SENIORITY LEVEL REQUIREMENT

Mid-Level

TEAM SIZE

5001-10000

LOCATION