Compliance Officer

Korn Ferry has partnered with our client on their search for the role, Compliance Officer.We are partnered with one of the largest independently owned global investment management firms based in Los Angeles. They offer a variety of investment strategies and products, including fixed income, equity, and balanced portfolios as well as open-end mutual funds and offshore funds, to a varied client base around the world.JOB DESCRIPTONOur client is looking to hire an experienced compliance person to interpret and implement guidelines as well as onboarding new accounts and clients. This is an exceptional opportunity to join a well-established independent Investment Manager with an entrepreneurial and team-oriented culture. The role requires you to work independently, respond to requests and meet deadlines associated with working in a fast-paced environment.JOB RESPONSIBILITIES• Interpret and implement guidelines, including building rules in the Compliance System and/or working with IT to build custom rules• Onboard new clients and accounts• Perform regular and ad-hoc reviews to identify and resolve client guideline, regulatory, and internal policy violations• Address and resolve inquiries regarding compliance issues from employees and clients• Complete other departmental duties as assignedQUALIFICATIONS• Minimum three years of relevant experience at a registered investment/investment management firm• Ability to read and interpret governing compliance documents such as Guidelines, IMAs, and Prospectus/SAI• Ability to work with minimal supervision to accomplish objectives and priorities• Detail-oriented with the ability to multitask and excellent organizational and project management skills• Strong written and verbal communication skills• Proficiency in Excel and Word and strong data analysis skills• Ability to work collaboratively as part of a team and foster strong culture of complianceSE# 510680606