Onboarding Compliance Officer - Salt Lake City
About Us
Rho is on a mission to make finance frictionless for organizations. Our team and technology power high-performing companies with an all-in-one, end-to-end finance platform that seamlessly enables organizations to safely conduct and manage company cash and spending across commercial-grade banking, corporate cards, treasury management, expense management, account payables, and more.
About the Role
We’re looking for an experienced, hands-on Onboarding Compliance Officer to help build out our existing compliance program and be a subject matter expert on the team. This is a great opportunity to help building and enhancing our compliance program, policies, and procedures, and onboarding review process. Working primarily with our compliance team, partner banks, vendors/apps, and other Rho stakeholders, this person will have significant contact with Cross-functional colleagues, and help that Rho is compliant with relevant U.S. banking regulations and company policies and procedures. This role is fully remote out of Salt Lake City, UT.
Responsibilities:
Support the customer due diligence (CDD) and Know Your Business (KYB) processes for new client onboarding, ensuring compliance with applicable regulations including BSA/AML, OFAC, and FinCEN requirements
Review and verify client documentation including business formation documents, ownership structures, and beneficial ownership information
Perform comprehensive risk assessments on potential clients and determine appropriate risk ratings
Identify and escalate suspicious activities or potential compliance issues during the onboarding process
Collaborate with sales, operations, and legal teams to streamline onboarding while maintaining regulatory compliance
Maintain accurate and complete documentation of compliance processes, decisions, and client records
Stay current on evolving regulatory requirements in the fintech and banking sectors
Participate in the development and refinement of onboarding compliance policies and procedures
Conduct periodic reviews of existing client accounts to ensure continued compliance
Prepare and deliver compliance reports to management and regulatory bodies as needed
Assist with the building of updated policies and procedures as the compliance program continues to evolve
Assist in training other team members on compliance requirements and best practices
Utilize compliance technology platforms to automate and enhance onboarding processes
Qualifications
3+ years working in a compliance function with a strong understanding and focus on BSA/AML, financial crimes, and banking/fair lending regulations within the banking, fintech, or financial services industry
Experience collaborating solutions with a team of compliance professionals and working with Cross-functional stakeholders to drive solutions.
Ability to work on PST hours to support growing team in San Francisco
Experience with review onboarding application requests at a bank or fintech company.
Excellent analytical skills with the ability to identify issues, analyze data, and make sound recommendations
Highly detail-oriented with strong organizational skills
Ability to meet strict regulatory requirements while balancing product and customer experience
Prior experience in a compliance role at a bank, fintech, or other financial services required
Relevant certifications preferred (e.g., CAMS, CRCM, CFE)
Our people are our most valuable asset. The salary range for this role is $94,000-$110,000. Base salary may vary depending on relevant experience, skills, and business needs. In addition to base pay, Rho offers equity, healthcare benefits, and paid time off.
Diversity is a core value at Rho. We’re passionate about building and sustaining an inclusive and equitable environment for all those involved with our mission, including employees, contractors, candidates, customers, and vendors. We believe every member of the Rho community enriches our ability to provide a broad range of ways to understand and engage with the market, identify problems, and drive solutions that align with our mission. We welcome all qualified applications and support each of our Rho’ers with ongoing professional growth opportunities.
Average salary estimate
If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.
At Rho, we’re on a mission to revolutionize finance, and we’re looking for an experienced Onboarding Compliance Officer to join our dynamic team in Salt Lake City. This fully remote role not only allows you to contribute to our mission of providing a seamless all-in-one finance platform but also lets you be at the forefront of enhancing our compliance program. As an Onboarding Compliance Officer, your day-to-day responsibilities will include supporting customer due diligence and Know Your Business processes during client onboarding to ensure strict compliance with regulations like BSA/AML, OFAC, and FinCEN. You’ll collaborate closely with our compliance team, banks, and various stakeholders to ensure that our onboarding process runs smoothly and efficiently. Your role will involve reviewing client documentation, conducting comprehensive risk assessments, and maintaining meticulous records. In addition, you’ll also have the opportunity to participate in developing policies and procedures to keep our compliance efforts robust and proactive. If you thrive in a fast-paced environment and enjoy tackling compliance challenges with creativity and analytical skills, then this role is your chance to be a key player in ensuring that Rho remains compliant while providing an excellent experience for our clients. Join us in making finance frictionless for organizations everywhere, and help us shape the future of fintech compliance!
We are looking for a Regulatory Consultant to join our dynamic team at Rho, dedicated to transforming the landscape of healthcare and clinical research.
Take your clinical research career to the next level with Rho as a Clinical Research Associate II / Sr. CRA, working remotely from Italy.
Join American Express as an Analyst in Compliance to leverage data analysis in enhancing financial services and supporting risk management.
Join Odin as a KYC/AML Specialist, where you'll become an expert in ensuring seamless compliance for our innovative investment platform.
Become a key player in Deutsche Bank's Jacksonville team as a KYC Case Manager Analyst, driving adherence to AML policies and facilitating client engagements.
Join American Express as an Analyst in Compliance to play a vital role in preventing financial crimes and protecting customers.
Join American Express as a Compliance Analyst and use your analytical skills to drive improvements in our reporting and metrics for risk management.
Join Natixis in Porto as a Transaction Screening Analyst dedicated to ensuring compliance in a fast-paced financial environment.
Join ComeOn Group as an AML Analyst, where you'll use your investigative skills to maintain regulatory compliance in the dynamic iGaming industry.
Become a crucial part of American Express as an Analyst-Compliance, leveraging your analytical skills to impact risk and compliance strategies.
To improve health, extend life, and enhance the quality of life via corporate and research excellence.
57 jobs
Subscribe to Rise newsletter
🔮
Hi, I'm Risa! Your AI Career Copilot
you, just ask me below!
Sign up for our weekly
newsletter of fresh jobs
