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Brokerage Operations Associate II - New Accounts Principal image - Rise Careers
Job details

Brokerage Operations Associate II - New Accounts Principal

Alpaca is a fast-growing fintech company looking for a New Accounts Principal who will oversee brokerage account processes and compliance.

Skills

  • Brokerage operations experience
  • KYC and CIP knowledge
  • Regulatory compliance
  • Attention to detail
  • Customer service orientation

Responsibilities

  • Ensure compliance with KYC and CIP requirements
  • Review and approve new accounts and updates
  • Verify customer identification documentation
  • Conduct supervisory reviews of account approvals
  • Collaborate with internal and external partners
  • Enhance client experience through efficient processes

Education

  • Bachelor's degree or equivalent experience
  • Series 24 registration

Benefits

  • Competitive salary and stock options
  • Health benefits on day 1
  • Home-office setup stipend
  • Monthly stipend for expenses
To read the complete job description, please click on the ‘Apply’ button
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FUNDING
DEPARTMENTS
SENIORITY LEVEL REQUIREMENT
TEAM SIZE
SALARY RANGE
$70,000/yr - $100,000/yr
EMPLOYMENT TYPE
Full-time, remote
DATE POSTED
October 13, 2024

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