Equities Compliance and Operational Risk Manager - job 1 of 2

At Bank of America, we strive to uphold the highest standards of integrity and risk management in all aspects of our business. As an Equities Compliance and Operational Risk Manager, you will play a critical role in safeguarding our reputation and ensuring compliance with regulatory requirements in our equities trading division. We are seeking a highly skilled and experienced professional who is passionate about compliance and operational risk management, and has a keen eye for detail and a proactive approach to problem-solving. If you are looking for a challenging and rewarding role in a dynamic and fast-paced environment, we want to hear from you.Develop and implement compliance and operational risk management strategies for the equities trading division of Bank of America.Monitor and assess the effectiveness of existing compliance and risk management policies and procedures, and make recommendations for improvements.Stay up-to-date on regulatory requirements and industry best practices related to equities trading, and ensure that the division is in compliance at all times.Collaborate with internal stakeholders, including traders and senior management, to identify potential areas of risk and implement appropriate controls to mitigate them.Conduct regular audits and reviews of processes and procedures to identify any potential compliance or operational risks, and take corrective action as needed.Develop and deliver training and educational programs to ensure that all employees in the equities trading division are knowledgeable about compliance and risk management policies and procedures.Act as a liaison between the equities trading division and regulatory agencies, responding to inquiries and providing necessary documentation as requested.Investigate any compliance or risk management incidents, and work with relevant teams to develop and implement remedial actions.Develop and maintain strong relationships with external partners, such as audit firms and legal counsel, to ensure a comprehensive and effective approach to compliance and risk management.Prepare and present reports to senior management and other stakeholders on compliance and risk management activities, findings, and recommendations.Bank of America is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.