CUSO Bank Regulatory Testing Officer - job 1 of 2

Description du poste

• Attending weekly Testing Working Group meetings and coordinating materials for the meetings;
• Supporting the Head of CUSO Compliance Controls Testing (and the Entity Compliance Controls Testing Heads, Officers and Associates) with the implementation and sustainability of a consistent US Compliance Controls Testing Program, related to all aspects of documentation, Policies and Procedures, across CUSO.
• Support the development and maintenance of the Annual Compliance Controls Test Plan for CUSO.
• Completing CUSO Compliance Controls Testing Assignments related to the completion of timely reviews related to: 1) US Entity Quality Assurance over testing work papers and associated materials; and 2) CUSO-specific Compliance Controls in line with the associated CUSO Compliance Controls Testing Policy and Procedures.
• Supporting the development and maintenance of an internal control inventory in support of the CUSO Internal Control Framework/Policy.
• Compiling and producing associated management reporting for Compliance Controls Testing.

Critères de candidature
Niveau d'étude minimum

Bac + 3 / L3
Formation / Spécialisation

BA/BS; Advanced Degree a plus
At least 5 years of professional experience in a banking or regulatory organization with specific knowledge of testing, internal control and quality assurance processes within financial institution, ideally in investment banking and asset management organizations. Experience with international financial organizationRegulatory experience a plus
Niveau d'expérience minimum

6 - 10 ans
Soft skills
Ability to think strategically and develop solutions to complex situations.Talent in leading strategic programs and projects within complex environments to ensure the execution of critical programs.


• Awareness of regulatory rules and requirements including local and US laws, international and industry standards
• Overseeing and maintaining the CUSO Compliance Controls/Testing policies and procedures
• Experience in developing and implementing gathering, reviewing, investigating and analyzing data and responding to regulatory inquiries
• Strong analytical, problem-solving and organizational skills
• Capable of leading multiple, simultaneous and various ad-hoc requests
• Demonstrated history of initiative and leadership
• Ability to prioritize and work in a dynamic, deadline-focused environment
• Analytical capability: able to break down complex problems into manageable units while developing solutions
• Strong intellect with consistent application of analytical skills and a capacity to translate technical and complex issues for broader audiences in a straightforward manner
• Result oriented: setting goals and priorities that maximize the use of resources available to consistently deliver quality results
• Communication Skills: excellent verbal, written and presentation skills with the ability to interact with stakeholders at all levels within the organization-Strong interpersonal effectiveness
Outils informatiques
• Confidence in taking responsibility and resolving problems with strong influencing and negotiating skills while recognizing the need to work with colleagues and to seek guidance if necessary; a hands on approach that extends to taking practical initiatives as necessary to drive issues forward-Technical rigor and attention to detail coupled with good presentation skills that demonstrate the practical implications of issues Languages -English-French is a plus
Entreprise Crédit Agricole CIB
A propos de Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB est la banque de financement et d'investissement du groupe Crédit Agricole, 10ème groupe bancaire mondial en taille de bilan 2021 (The Banker, juillet 2022). Près de 8600 collaborateurs répartis dans plus de 30 implantations en Europe, Amériques, Asie-Pacifique, Moyen-Orient et Afrique du Nord, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers à travers le monde. Crédit Agricole CIB propose à ses clients grandes entreprises et institutionnels une gamme de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés, de la banque commerciale et du commerce international. Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complète pour l'ensemble de ses clients. Pour plus d'information : www.ca-cib.fr Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/