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Associate General Counsel, Securities, Corporate & M&A (Director / Sr. Director)

Associate General Counsel, Securities, Corporate and M&A

Are you a skilled corporate attorney ready to take ownership of securities compliance and corporate governance at a fast-growing public technology company? Do you have a strong foundation in strategic transactions and thrive in an environment where you can drive key legal functions in-house?

At Evolv Technology, we’re on a mission to help make public spaces safer through innovative security technology. Rooted in our values of authenticity, kindness, courage, drive, and fun, we offer the opportunity to make a real impact. In that mission, Evolv is seeking a full time Associate General Counsel (AGC), Corporate, Securities, and M&A to join our legal team, reporting to the General Counsel.   In this critical role, you’ll be the point person for the Company’s securities compliance and corporate governance matters, while leveraging your M&A expertise to support strategic initiatives. This is a unique opportunity to build and shape processes in a mission-driven organization at the forefront of AI-powered security solutions.

The Work: What type of work will you be doing? What assignments, requirements, or skills will you be performing on a regular basis?

  • Corporate Governance:
    • Support General Counsel in overseeing corporate governance, including board and committee meeting preparation, Nasdaq compliance, and annual meeting preparation.
    • Draft and review board materials, resolutions, and corporate policies to align with best practices.
    • Support shareholder engagement initiatives and cash and equity incentive programs.
    • Manage all aspects of legal entity management, including maintaining corporate records and overseeing subsidiary compliance.
  • Securities Compliance:
    • Partner with Director of SEC reporting on drafting and reviewing 10-Ks, 10-Qs, 8-Ks, proxy statements, and Section 16 filings.
    • Collaborate with finance and investor relations on disclosure controls, earnings calls, and investor presentations.
    • Ensure compliance with insider trading policies and provide guidance to executives and employees.
  • M&A Support:
    • Provide legal support for potential mergers, acquisitions, and other strategic transactions.
    • Contribute to due diligence, drafting, and negotiation of transaction documents.
  • Legal Team Collaboration:
    • Work closely with the General Counsel and other team members to align legal strategies with business goals.
    • Assist with other corporate matters as needed, including equity management and entity maintenance.
  • Ethics and Compliance:
    • Act with integrity and demonstrate an unwavering commitment to compliance with to the letter and spirit of the Evolv Code of Conduct and other company policies as well as all applicable laws and regulations.
  • Required Qualifications:
    • JD from an accredited law school and active membership in at least one U.S. state bar.
    • 12+ years of experience in securities compliance and corporate governance, with public company and/or law firm experience.
    • Strong working knowledge of SEC regulations, Nasdaq requirements, and corporate governance best practices.
    • M&A experience, including due diligence and drafting and reviewing transaction agreements.
    • Exceptional organizational skills with the ability to manage multiple priorities.
  • Preferred Qualifications:
    • Experience bringing securities compliance and corporate governance functions in-house.
    • Background in the technology or SaaS industries.
    • Collaborative, solution-oriented mindset with excellent communication skills.

Success in the Role: What are performance outcomes over the first 6-12 months you will work toward completing?

In the first 30 days, you will:

·       Familiarize yourself with Evolv’s corporate governance framework and securities compliance processes.

·       Build strong relationships with the legal, finance, and investor relations teams.

·       Conduct an in-depth review of the company’s SEC filings, insider trading policies, and board practices.

Within 3 months, you will:

·       Assume responsibility for public company reporting, ensuring compliance with SEC regulations and Nasdaq requirements.

·       Establish a strong partnership with the finance team to optimize disclosure practices and earnings call preparations.

·       Begin implementing enhancements to corporate governance policies and processes.

By the end of the first year, you will:

·       Build a robust in-house securities compliance and corporate governance program, reducing reliance on external counsel.

·       Serve as the primary legal advisor on SEC reporting, corporate governance, and shareholder engagement.

·       Support the legal team on M&A transactions, contributing to due diligence, contract negotiation, and integration.

What is the leadership like for this role? What is the structure and culture of the team?

You will be joining the Legal team and reporting directly to the General Counsel.

The team culture is one based on building trust, collaboration, on-going development through kindness, authenticity, courage, drive, and fun! Our team thrives in a supportive, honest environment where creativity and collaboration are celebrated, and where we challenge the status quo to keep improving. 

What is the salary range?

The base salary range for this full-time position is $210,000 - $258,000 + bonus + equity + benefits. Our salary ranges are determined by role, level, and location. The range displayed on each job posting reflects the minimum and maximum target for new hire salaries for the position across all US locations. Within the range, individual pay is determined by work location and additional factors, including job-related skills, experience, and relevant education or training. Your recruiter can share more about the specific salary range for your preferred location during the hiring process.

Please note that the compensation details listed in role posting reflect the base salary only, and do not include bonus, equity, or benefits.

At Evolv, we’re on a mission to help make public spaces safer through innovative security technology. Rooted in our values of authenticity, kindness, courage, drive, and fun, we offer the opportunity to make a real impact. Our team thrives in a supportive, honest environment where creativity and collaboration are celebrated, and where we challenge the status quo to keep improving. 

When you join Evolv, you’ll not only work with cutting-edge technology but also enjoy competitive benefits that support your well-being, and personal growth. 

 

Our Benefits Include

  • Equity as part of your total compensation package 
  • Medical, dental, and vision insurance 
  • Flexible Spending Accounts (FSA) 
  • A 401(k) plan (and 2% company match) 
  • Unlimited vacation policy  
  • $300 per quarter for perks and benefits that matter most to you 
  • Tuition reimbursement to support your ongoing learning and development 
  • Subscription to Calm 
  • Subscription to Orange Theory 

Evolv Technology (“Evolv”) is an Equal Opportunity Employer and prohibits discrimination and harassment of any kind. We welcome and encourage diversity in the workplace, and all employment decisions are made without regard to race, color, religion, national, social or ethnic origin, sex (including pregnancy), age, disability, HIV Status, sexual orientation, gender identity and/or expression, veteran status, or any other status protected by law in the locations where we operate. Evolv will not tolerate discrimination or harassment based on any of these characteristics.

Evolv is committed to offering an inclusive and accessible experience for all job seekers, including individuals with disabilities. If you need a reasonable accommodation as part of the job application process, please connect with us at careers@evolvtechnology.com.

Average salary estimate

$234000 / YEARLY (est.)
min
max
$210000K
$258000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Associate General Counsel, Securities, Corporate & M&A (Director / Sr. Director), Evolv Technologies Holdings, Inc.

At Evolv Technology, we're on the lookout for an Associate General Counsel, Securities, Corporate & M&A to join our vibrant legal team. If you're an experienced corporate attorney with a knack for navigating the intricate world of securities compliance and corporate governance, this might be your next big move! Imagine being the key player in a fast-growing public technology company dedicated to making public spaces safer through cutting-edge security technology. In this role, you'll collaborate closely with the General Counsel and take the lead on critical areas such as corporate governance, SEC filings, and M&A transactions. Your expertise will drive our securities compliance efforts, where you'll oversee everything from board meetings to annual shareholder engagements. This position offers a unique chance to build processes from the ground up while working alongside passionate colleagues who value authenticity, kindness, and innovation. You'll thrive here if you enjoy working in a collaborative environment and have a strong background in securities regulations, corporate governance best practices, and M&A transactions. Join us at Evolv, where your skills will not only have a significant impact on our operations but also on the safety and security of public spaces. If you’re ready to make a difference and grow within an organization that truly values creativity and employee well-being, we can't wait to meet you!

Frequently Asked Questions (FAQs) for Associate General Counsel, Securities, Corporate & M&A (Director / Sr. Director) Role at Evolv Technologies Holdings, Inc.
What are the daily responsibilities of an Associate General Counsel at Evolv Technology?

As an Associate General Counsel at Evolv Technology, your daily responsibilities will include overseeing corporate governance, supporting SEC compliance efforts, and providing legal guidance on M&A transactions. You'll prepare board materials, manage legal entity compliance, and collaborate with the finance team on disclosure practices. With a strong emphasis on building solid relationships across departments, you'll ensure that the company's governance practices align with industry standards and legal requirements.

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What qualifications are needed to apply for the Associate General Counsel position at Evolv Technology?

To apply for the Associate General Counsel, Securities, Corporate & M&A position at Evolv Technology, candidates must have a JD from an accredited law school and an active membership in at least one U.S. state bar. A minimum of 12 years of experience in securities compliance and corporate governance is essential, along with a robust knowledge of SEC regulations and M&A experience. Strong organizational skills and a collaborative mindset are also highly valued in this role.

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How does Evolv Technology support professional development for its Associate General Counsel?

At Evolv Technology, professional development for the Associate General Counsel is a priority. You’ll benefit from tuition reimbursement programs that cover ongoing education, training in best legal practices, and opportunities to attend relevant industry conferences. The company fosters a culture of continuous improvement and encourages employees to seek growth through various learning resources and team collaborations.

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What is the work environment like for the Associate General Counsel at Evolv Technology?

The work environment for the Associate General Counsel at Evolv Technology is collaborative and supportive. Team culture is built on trust, kindness, and open communication, allowing team members to thrive. As part of the legal team, you will be encouraged to share innovative ideas and challenge the status quo while contributing to the company's mission of enhancing public safety. This positive atmosphere empowers you to make impactful contributions.

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What role does the Associate General Counsel play in M&A transactions at Evolv Technology?

In M&A transactions at Evolv Technology, the Associate General Counsel will play a crucial role by providing legal support throughout the entire process. This includes conducting due diligence, drafting and negotiating transaction documents, and collaborating with cross-functional teams to ensure compliance with legal and regulatory standards. Your expertise will be instrumental in guiding strategic acquisitions that align with the company's goals.

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Common Interview Questions for Associate General Counsel, Securities, Corporate & M&A (Director / Sr. Director)
Can you describe your experience with securities compliance and corporate governance?

When answering this question, focus on detailing your work history related to securities compliance at public companies or firms. Highlight specific projects where you successfully managed corporate governance matters, such as board meetings or SEC filings, and emphasize your understanding of regulations and best practices. Remember to tailor your experience to evolve with the expectations at Evolv Technology.

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How do you ensure compliance with SEC regulations in your work?

In your response, discuss the processes and controls you implement to ensure adherence to SEC regulations. Talk about how you collaborate with finance teams for disclosures, monitor potential compliance issues, and conduct regular reviews of company policies. You could also reference your experience in drafting SEC filings and guiding executives on insider trading policies.

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Describe a challenging M&A transaction you were involved in and how you handled it.

Choose a specific M&A transaction from your experience and outline the challenges faced—such as tight timelines or complex negotiations. Discuss how you took the lead during due diligence, coordinated with various stakeholders, and ensured that all legal requirements were satisfied. Highlight the successful outcome and any lessons learned during the process.

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What strategies do you use to keep up-to-date with changes in securities laws and regulations?

Talk about subscribing to legal journals, participating in professional organizations, and attending networking events that focus on securities law. Emphasize the importance of continuous learning and staying informed about regulatory updates. You might also mention how you regularly share important insights with your team.

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How do you approach drafting and reviewing board materials?

Explain your methodology for drafting and reviewing board materials, including your emphasis on clarity, compliance, and alignment with best practices. Discuss how you ensure that agendas and resolutions reflect the latest regulatory and governance standards while addressing the needs of the board members.

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What role does communication play in your work as an Associate General Counsel?

Emphasize how clear and effective communication is pivotal in your role. Discuss your ability to convey complex legal concepts to non-legal stakeholders, how you facilitate discussions during board meetings, and how you maintain rapport with executives. Quality communication fosters collaboration and helps mitigate risks.

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Can you provide an example of a successful shareholder engagement initiative you've led?

Share an example of how you initiated or supported a shareholder engagement strategy. Discuss your role, the goals you aimed to achieve, and the outcomes of your efforts. Highlight any improvements in shareholder relations or adjustments in corporate practices as a result of your initiative.

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How do you prioritize multiple legal tasks, especially in fast-paced environments?

Outline your approach to task prioritization by discussing any organizational tools you employ, how you assess deadlines, and communicate priorities with your team. Providing an example of a time you effectively managed competing tasks while upholding quality standards can illustrate your ability to thrive under pressure.

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What motivates you to work in the field of corporate law?

Reflect on your passion for corporate law, whether it’s the challenge of complex transactions, the impact of strong governance, or the drive to support innovative businesses like Evolv Technology. Personal motivations can be tied back to the company’s mission, demonstrating alignment with its values and objectives.

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Describe your experience in developing corporate policies and procedures.

Provide an overview of your experience developing corporate policies, including the context in which these were created. Discuss any involvement you had with stakeholders, compliance considerations, and the impact these policies had on the organization. Sharing best practices and emphasizing your proactive approach can underscore your fit for the role.

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Founded in 2013, Evolv Technology is a security technology company offering a variety of security solutions. The company is headquartered in Waltham, Massachusetts.

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Full-time, on-site
DATE POSTED
December 15, 2024

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