Vice President, Compliance - NY
Skills
- Regulatory knowledge
- Compliance program management
- Marketing compliance expertise
- Problem-solving skills
- Communication skills
- Attention to detail
Responsibilities
- Manage marketing compliance policies and procedures
- Supervise regulatory filings like Form ADV and Form PF
- Provide oversight for private funds investment activities
- Conduct compliance training for all employees
- Oversee audit and testing reviews
- Monitor employee activities for compliance adherence
Education
- Bachelor's degree
- J.D. from an accredited law school (preferred)
Benefits
- 100% premium covered for medical, dental & vision insurance
- 401k participation with employer contribution
- Generous paid time off
- Commuter benefits program
- Fitness reimbursement
- Annual professional development stipend
Average salary estimate
If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.
Join Texas A&M University - Corpus Christi as a Law Fellow, where you'll engage in marine policy and law research with national experts.
Join American Express as a Regulatory Compliance Director, where you'll lead the global compliance function and navigate complex regulatory landscapes.
CGS is on the hunt for a skilled ACE Investigator to elevate government fraud detection initiatives in New Orleans.
As a Contracts and Deal Execution Specialist at Google Public Sector, you'll drive contract negotiations and strategy for federal clients, ensuring compliance and operational excellence.
Join American Express as a Compliance Manager, where you will play a pivotal role in supporting compliance oversight for Small Business Card products.
Take on a pivotal Manager role in compliance at American Express, driving risk and analytics initiatives while mentoring a team of Analysts.
Join OFX as a Compliance and Licensing Associate to support regulatory licensing and compliance efforts in a dynamic financial operations environment.
Viasat is looking for a Global Trade Compliance Senior Specialist to help navigate complex international trade regulations and ensure company-wide compliance.
Join American Express as a Compliance Assistant to enhance your career while helping maintain global compliance standards.
Join Travelers as a Counsel in Product Development and Coverage Analysis, where you will provide legal support in a dynamic and collaborative environment.
Lead OKX's compliance initiatives across the Americas as the Head of Compliance, guiding regulatory strategies and fostering a culture of excellence.
Become a key player in KPMG's Technology & Information Risk Management team as an Associate Director focused on Privacy Operations.
Join Ares as a Paralegal where your organizational expertise will support a dynamic Investment Legal team in a collaborative and fast-paced environment.
Subscribe to Rise newsletter
🔮
Hi, I'm Risa! Your AI Career Copilot
you, just ask me below!
