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Principal Solution Architect

Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you!

Job Overview:

The Principal Solution Architect is responsible for the leadership, analysis, and design of the Enterprise Solution Architecture (ESA) supporting our extraordinary company growth projections and digital experiences vision.

Responsibilities:

  • Leading Enterprise Solution Architecture Modeling and designs leveraging cross-domain architects and leadership to create the best technical design delivering domain driven, Scalable APIs based solutions that eliminate fate sharing across teams.

  • Blueprint architecture, including multi-year transitions and recommendations to drive transformation and modernization for Clientworks and Enterprise

  • Collaborate with business, product, and technology teams early in the product lifecycle to infuse end-to-end architecture thinking, including functional and non-functional aspects, into the conversation. Craft high-level design early in the lifecycle and elaborate it to lower levels of detail as conversation progress.

  • Collaborating with Lean Portfolio Management to provide a high-level vision of enterprise solutions and development initiatives.

  • Assisting the Agile Program Management Office (ACDC) to identify and design development value streams

  • Participating in the strategy for building and maintaining the modern enabling architectural runway initiatives via Enabler Epics

  • Promoting Continuous Delivery Pipeline and DevSecOps capabilities

  • Facilitating the reuse of code, components, and proven patterns supporting modern architecture

  • Deliver architecture in alignment with our Enterprise Architecture standards and advocate for Enterprise Architecture models and patterns to guide solution decisions.

What are we looking for?

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Requirements:

  • Minimum of 8 years of hands-on design and implementation experience in IT

  • Minimum of 5 years of previous experience as a Solution Architect

  • Minimum of 5 years of Cloud experience, prefer AWS

  • Minimum of 3 years of experience with frontend user design and building API’s

  • Minimum of 3 years of experience in the following technical disciplines, such as: application development, middleware, database management, operations, security, integration

Core Competencies:

  • Proficiency in defining current and future state architecture models.

  • In-depth knowledge of cloud platforms AWS(Primary) and Azure(Secondary), along with a strong understanding of AWS Security best practices and Well-Architecture Framework

  • Experience in migrating monolith on-prem applications to the cloud using Refactoring, Re-architecting, and Re-platforming approach, including 12-factor

  • Experience in DevOps tools, Automated deployments, and containerization

  • Excellent communication skills that translate business problems into technical solutions

  • Consult with customers to solve business problems by adapting current technology and/or capitalizing on emerging technology for competitive advantage to meet the strategic objectives of LPL business.

  • Conduct demonstrations and presentations to executive management of prototypes and proof-of-concepts.

  • Understanding of agile methods (SAFe) and processes, and capability of supporting agile product teams by providing advice and guidance on opportunities, impact, and risks, taking account of technical and architectural debt

Preferences:

  • AWS Certified Solutions Architect

  • AI/ML Experience

  • Prior experience in wealth management and brokerage technology

  • Refactoring on-prem legacy applications to modern applications in the cloud

#LI-PA


 

Pay Range:

$151,388-$252,313/year


 

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!


 

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

Join LPL Financial: Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.

Why LPL?

  • Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. Learn more about our leadership team here!

  • Limitless Career Potential: Your career at LPL has no limits, only amazing potential. Learn more about our careers here!

  • Unified Mission: We are one team on one mission—taking care of our advisors so they can take care of their clients. Learn more about our mission and values here!

  • Impactful Work: Our size is just right for you to make a real impact. Learn more here!

  • Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. Learn more here!

  • Community Focus: We care for our communities and encourage our employees to do the same. Learn more here!

  • Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home. Learn more here!

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855) 575-6947.

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$151388K
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What You Should Know About Principal Solution Architect, LPL Financial

Are you ready to step into a pivotal role that shapes the technological future of LPL Financial? As our Principal Solution Architect, you'll be at the forefront of designing and implementing our Enterprise Solution Architecture. Located in Fort Mill/Charlotte, this position invites you to bring your creativity and leadership skills to collaborate with cross-domain teams and cultivate innovative, scalable API solutions. In this dynamic environment, you will lead the architectural modeling and promote best practices that align with our digital transformation goals. Working closely with business and technology stakeholders, you'll play an instrumental role throughout the product lifecycle, from ideation to execution. Your expertise in cloud platforms, specifically AWS, along with your experience in front-end design and API development, will empower you to redefine ways we deliver value to our clients. At LPL Financial, we are committed to nurturing a collaborative culture where your insights matter and your career can flourish. You’ll be encouraged to drive continuous delivery, engage with Agile methodologies, and work on strategic initiatives that advance our architectural runway. If you’re a strong communicator who thrives in fast-paced environments and is passionate about leveraging technology for meaningful projects, this is the opportunity you’ve been waiting for. Join us and help shape the future of financial advisory services with your expertise and innovative thinking!

Frequently Asked Questions (FAQs) for Principal Solution Architect Role at LPL Financial
What are the primary responsibilities of a Principal Solution Architect at LPL Financial?

As a Principal Solution Architect at LPL Financial, your main responsibilities include leading the Enterprise Solution Architecture modeling, collaborating with various teams to infuse end-to-end architecture thinking, and promoting modern architecture practices. You will also facilitate the reuse of code and support transformative initiatives aimed at modernization and scalability of our API solutions.

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What qualifications do I need to apply for the Principal Solution Architect position at LPL Financial?

To apply for the Principal Solution Architect position at LPL Financial, candidates should have at least 8 years of hands-on experience in IT, including a minimum of 5 years as a Solution Architect and cloud experience, preferably with AWS. Additionally, experience in frontend user design, API development, and various technical disciplines like application development and integration is required.

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How does LPL Financial support the career growth of a Principal Solution Architect?

LPL Financial is dedicated to fostering a supportive environment for the career growth of its employees, including Principal Solution Architects. Through mentorship initiatives, continuous learning opportunities, and exposure to cutting-edge technology, you will be able to grow your skills and progress in your career while being part of a team that's focused on innovative solutions.

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What technical skills are essential for the Principal Solution Architect role at LPL Financial?

Essential technical skills for the Principal Solution Architect role at LPL Financial include proficiency in cloud platforms like AWS, experience with DevOps tools and automated deployments, and familiarity with software architecture principles and patterns. A strong understanding of migration techniques and security best practices in cloud environments is also crucial.

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What is the company culture like at LPL Financial for a Principal Solution Architect?

The company culture at LPL Financial is collaborative and innovative, embracing diverse perspectives and promoting creativity. As a Principal Solution Architect, you will be supported by a responsive leadership team and encouraged to partake in initiatives that make a genuine impact on clients and the community.

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Common Interview Questions for Principal Solution Architect
Can you explain your experience with cloud platforms, specifically AWS?

When answering this question, focus on specific projects where you utilized AWS, detailing your role and the technologies employed. Highlight your knowledge of AWS services, security best practices, and how your experience aligns with LPL Financial's technical needs.

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Describe a time you led a successful architecture initiative.

Provide a specific example that outlines the challenge, your strategy, the implementation process, and the results. Emphasize leadership and collaboration with stakeholders, showcasing your ability to drive impactful solutions as a Principal Solution Architect.

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How do you approach working with cross-functional teams?

In your response, highlight your communication and collaboration skills. Discuss how you ensure alignment among diverse team members and share an example of how you successfully integrated their perspectives in previous projects.

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What are some key factors to consider when designing APIs?

Discuss principles like scalability, security, and simplicity. Include real-world examples of how you've applied these principles in designing APIs and how you’ve addressed challenges related to API management and integration.

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How have you contributed to continuous improvement within your previous teams?

Share specific examples of initiatives you led or contributed to that enhanced processes or technologies. Highlight your ability to foster a culture of feedback and innovation, which aligns with the ethos at LPL Financial.

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What agile methodologies are you familiar with, and how have you applied them?

Demonstrate your knowledge of agile practices, specifically SAFe, and explain how you've used these methodologies in past projects. Providing context on how these contribute to effective product development will show your alignment with LPL Financial's approach.

Join Rise to see the full answer
Can you describe your experience with refactoring and modernizing legacy systems?

Talk about your approach to assessing legacy systems, the strategies you used for refactoring, and the tools or technologies that played a crucial role. Providing evidence of successful transitions can showcase your expertise in this area.

Join Rise to see the full answer
How do you ensure compliance with security standards in your architectural designs?

Discuss your familiarity with industry security standards and best practices. Provide examples of how you’ve integrated security considerations into your architectural frameworks, particularly in cloud environments.

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What strategies do you employ to solve complex technical problems?

Detail your problem-solving process, including analysis, brainstorming, and testing solutions. Discuss how you leverage team input and technical expertise to address challenges effectively, which is vital for a Principal Solution Architect role.

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Why do you want to work as a Principal Solution Architect at LPL Financial?

In your answer, connect your personal and professional goals with LPL Financial’s mission and values. Express your enthusiasm for being part of a team that empowers financial advisors, and how your skills will contribute to that vision.

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DATE POSTED
April 18, 2025

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