Client Onboarding Director (AVP)

We’re seeking someone to join our team as a Director in Shared Services & Banking Operations to be responsible for performing quality control reviews of customer records to ensure adherence with the Firm’s Know Your Customer (KYC) requirements. In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and... develop client relationships. This is an Advanced Specialist position at Director level within Risk, Regulatory & Resilience, which performs various independent functions to ensure adequate controls are in place. We do this by providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations. Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. Interested in joining a team that’s eager to create, innovate and make an impact on the world? Read on… What You’ll Do In The Role • Manage complex processes and/or support significant process management/project efforts • Lead in process improvement, project management or technology development and testing across multiple teams and/or divisions • Analyze and expose ambiguous, complex issues or non-standard issues, identify risks, root causes and propose future actions, tracking through to resolution • Build and manage relationships with business unit partners, other Morgan Stanley infrastructure departments, and external contact points in Client or Market organizations • Guide and support testers in the review of client data and documentation, including client due diligence (CDD) and enhanced due diligence (EDD) information. • Act as a subject matter expert on AML/KYC requirements and processes. What You’ll Bring To The Role • Front-to-back knowledge of the processes, projects, systems, markets and instruments that influence their team with a comprehensive understanding of job-related operational/compliance policies and procedures • Ability to think commercially, understand the impact of initiatives, risks on the operational budget • Ability to address non-standard issues within area of expertise • Culture carrier and role model, representing and leading the Firm's core values to influence and motivate those around you • At least 6 years’ relevant experience would generally be expected to find the skills required for this role • Bachelors degree in finance, economics, or related field, or an equivalent combination of training and experience • Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license What You Can Expect From Morgan Stanley We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 85 years. At our foundation are five core values — putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back — that guide our more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Our Firm is differentiated by the caliber of our diverse team, while our company culture and commitment to inclusion define our legacy and shape our future, helping to strengthen our business and bring value to clients around the world. Learn more about how we put this commitment to action: morganstanley.com/diversity. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. Role is hybrid and will require in office attendance 3 days/week. Expected base pay rates for the role will be between 68000 and 125000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs. Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). Posting Date Jul 17, 2024 Primary Location Americas-United States of America-New York-New York Education Level Bachelor's Degree Job Other Employment Type Full Time Job Level Director