Job details

Senior Analyst, Regulatory Compliance

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Nium is looking to expand its local Regulatory Compliance team to strengthen its oversight capabilities. We are searching for a driven individual who is keen to work in a fast-paced and dynamic environment and is passionate about Compliance.

This role will report to the VP of Compliance and will closely collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team.

Key Responsibilities

Develop and maintain policies and procedures to ensure compliance with relevant regulations and industry standards, including reviewing and updating existing policies as necessary.
Prepare and submit internal and external reporting such as internal MI and regulatory filings to the regulator, ensuring accuracy and timeliness, and collaborating with other teams to obtain the required information.
Coordinate and assist in regulatory audits including preparing documentation, responding to enquiries, and implementing remediation efforts as needed.
Conduct risk assessments related to regulatory compliance and develop strategies to mitigate identified risks. This may involve collaborating with other departments such as risk management and internal audit.
Providing regulatory advisory to relevant internal and external teams, such as sales and onboarding to support the client onboarding process, as well supporting the product and technical teams with product updates/changes.
Performing assurance reviews on tasks such as customer onboarding and transaction monitoring.
Develop and deliver coaching and training to develop other team members based on regulatory compliance, policies and procedures as well as findings identified as part of assurance (e.g. handling of onboarding cases, handling of screening and transaction monitoring alerts, etc.)
Review and investigations of suspicious activity and preparing information for SAR submission.
Handling external information requests (Law enforcement/partners).
Assisting with the implementation of the Compliance Monitoring Plan across the business.
Serve as a point of contact for external parties such as banking partners and the regulator.
Stay up-to-date with regulatory developments and changes in the electronic money and financial services industry, and assess their impact on the institution. Provide recommendations for compliance strategies accordingly.
Assisting HoC/MLRO and DMLRO in other capacities deemed necessary.

Requirements

3-5 years’ experience in a similar Compliance analyst role, preferably in the Fintech sector and within organisations with cross-jurisdictional operations.
Knowledge of local AML/CTF laws and interest to stay abreast of latest regulatory changes.
Ability to analyse suspicious transaction patterns, identify AML typologies and draw meaningful conclusions.
Ability to draft clear and concise internal escalations and suspicious activity reports.
Ability to identify gaps in Compliance processes or products, provide possible solutions.
CAMS/ICA certification.
Excellent data mining and data manipulation skills, with a proficiency using Excel and other tools.
Strong analytical and problem-solving skills.
Exceptional attention to detail.
Excellent verbal and written communication skills.
Ability to work independently, under pressure and to tight deadlines, managing competing priorities.
Ability to collaborate and engage with a variety of individual stakeholders and to operate in a global virtual environment.

$76,000 - $114,000 a year

Nium Glassdoor Company Review

3.6

Nium DE&I Review

No rating

CEO of Nium

Prajit Nanu

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Average salary estimate

$95000 / YEARLY (est.)

min

max

$76000K

$114000K

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What You Should Know About Senior Analyst, Regulatory Compliance, Nium

Are you ready to take the next step in your career as a Senior Analyst, Regulatory Compliance at Nium? We're on the hunt for a proactive and skilled individual who thrives in a fast-paced environment and has a genuine passion for Compliance. In this pivotal role, you'll report directly to the VP of Compliance and work closely with our local Head of Compliance, Deputy MLRO, and global Compliance team. Your main responsibilities will include developing and maintaining policies to align with industry standards, preparing timely internal and regulatory filings, and coordinating regulatory audits. But that’s just the exploration part; you'll also conduct crucial risk assessments and provide valuable regulatory advisory to various internal teams. Training and coaching your peers on compliance matters will be part of your day-to-day, helping the entire team grow in our commitment to compliance excellence. Moreover, you will investigate suspicious activity and liaise with external parties like banking partners when necessary. Staying updated with the latest regulatory developments will be key as we navigate the ever-evolving landscape of financial services together. If you have 3-5 years of experience in a Compliance analyst role, preferably within Fintech, and hold CAMS/ICA certification, this could be the perfect opportunity for you. Explore the possibility of impacting our compliance efforts at Nium while enjoying a competitive salary ranging from $76,000 to $114,000. Join us on this journey and make your mark in the compliance world!

Frequently Asked Questions (FAQs) for Senior Analyst, Regulatory Compliance Role at Nium

What are the primary responsibilities of a Senior Analyst, Regulatory Compliance at Nium?

As a Senior Analyst, Regulatory Compliance at Nium, your primary responsibilities will include developing and maintaining compliance policies, preparing internal and regulatory reports, coordinating audits, and conducting risk assessments. You'll work alongside various teams to ensure compliance efforts are seamless and effective, making a significant impact within the organization.