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Payments Compliance, Senior Manager

Join a leading fintech company that's democratizing finance for all.

Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

As we continue to build...

We're seeking curious thinkers looking to co-author the next chapters of our story. Joining now means helping shape our vision, structures and systems; playing a key-role as we launch into our ambitious future.

About the team:

The preferred location for this position is in or around Robinhood's offices in Lake Mary, FL, with in-office work capabilities, as may be required by management, but remote work in limited geographies within the U.S. may be considered. Check with your recruiter for more information.

Robinhood Money, LLC ("RHY") is a licensed money transmitter. As a Payments Compliance Senior Manager, you'll build out and manage RHY's compliance governance program and provide governance leadership for RHY's Board of Managers and Risk Oversight Committee.

This is an individual contributor role. As the company grows and needs are identified, you may be asked to build and lead a small team.

What you'll do day-to-day:

  • Provide governance support for RHY's leadership committee
  • Provide compliance program oversight by conducting risk assessments, managing the risk register and risk metaverse, handling the compliance calendar, serving as the primary point of contact for audits, and supervising remediation plans
  • Develop RHY's compliance policies and procedures, including drafting policies, standing up associated processes, and leading annual policy reviews
  • Build RHY's testing program including identifying controls, conducting analysis and testing, and crafting a strategic plan for prioritizing and addressing any gaps
  • Represent and participate in Business Continuity and Disaster Recovery (BC/DR) tabletop exercises
  • Conduct risk intake reviews for new products and features and develop regulatory risk assessments
  • Supervise compliance issue management including remediation of audit and compliance findings

About you:

  • Bachelor's degree or equivalent experience
  • 5+ years of experience in compliance, risk management, or related field in a highly regulated environment and/or public company
  • Experience designing and building governance programs
  • Experience writing policies and procedures
  • Experience simultaneously running multiple programs involving cross-functional teams
  • Demonstrated experience operating autonomously in a fast-paced, cross-functional environment

Bonus points:

  • Experience assessing controls, conducting compliance testing, and creating action plans
  • Previous experience managing a team and an interest in eventually building a team
  • CRCM certification

The expected salary range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones. This role is also eligible to participate in a Robinhood bonus plan and Robinhood's equity plan.

US Zone 1: $170000 - $200000
US Zone 2: $150000 - $176000
US Zone 3: $133000 - $156000

Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. You can view comp zones for our US office locations in the table below. For other locations not listed, compensation can be discussed with your recruiter during the interview process.

Office locations (by comp zone)
US Zone 1: Menlo Park, NYC, Seattle, Washington DC
US Zone 2: Denver, Westlake (Dallas), Chicago
US Zone 3: Lake Mary

We're looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you're ready to give 100% in helping us achieve our mission—we'd love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes.

Robinhood promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. To review Robinhood's Privacy Policy please visit Robinhood - US Applicant Privacy Policy. If you are an applicant located in the UK or EEA, please visit the Robinhood UK/EEA Applicant Privacy Policy.

Click here to learn more about Robinhood's Benefits.

Robinhood is a leading financial services company headquartered in Menlo Park, California. The company was founded in 2013 and currently has 23.9 million funded customers, 13.7 million monthly active users, and $130 billion in assets under custody.

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BENEFITS & PERKS
Maternity Leave
Paternity Leave
Medical Insurance
Dental Insurance
Vision Insurance
Mental Health Resources
Life insurance
Disability Insurance
Health Savings Account (HSA)
Flexible Spending Account (FSA)
401K Matching
Paid Holidays
Paid Sick Days
Paid Time-Off
Learning & Development
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DATE POSTED
June 23, 2023

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