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Legal Officer

About TMGM

TMGM is a leading provider of online trading and investment services. We are honored to be the Official Regional Online Forex and Trading Partner of Chelsea FC in Asia Pacific. With a global presence and offices across three continents, TMGM has built a reputation as a trusted provider of CFD trading. We pride ourselves on our commitment to regulatory compliance, technological innovation, and exceptional customer service.

At TMGM, our vision goes beyond just providing a trading platform. We aim to empower our clients with the best trading conditions. By leveraging industry-leading and cutting-edge innovative platforms, we ensure that your trading experience is excellent. Our relentless dedication to research and development enables us to push the boundaries of liquidity and usability, equipping you with the tools you need to succeed in the ever-changing financial landscape.

About the role

The legal Officer works under the direction of Chief Compliance Officer in collaboration with staff members in other departments. The Legal Officer is responsible for providing legal support to all departments and the company as a financial services licenser.

Responsibilities

  • Provide legal advice for company's operations, including the review, preparation and amendment of relevant legal documentation.
  • Contract Management: Review and manage contracts with third parties to ensure compliance and mitigate risks.Monitor contract execution to ensure adherence to terms and conditions.
  • Analyze changes in financial regulations and corporate laws, advising management on their potential impact on the company’s operations.
  • Work closely with the Chief Compliance Officer to address regulatory inquiries and ensure timely submission of regulatory reports.
  • Provide legal support for licensing applications, renewals, and other interactions with financial regulatory bodies.
  • Act as the key point of contact for legal matters across departments, including Sales, Marketing, Back Office, and Human Resources.
  • Liaise with external legal counsel, regulators, and other stakeholders to obtain and provide information relevant to the company’s operations.
  • Bachelor's degree in Law or related field. Advanced degree preferred. 
  • Good knowledge of Corporations law and financial regulations.
  • Excellent drafting skills.
  • Ability to work collaboratively with cross-functional teams.
  • Ability to multitask and prioritize tasks effectively. 
  • Celebrate your tenure with us! Receive generous milestone anniversary gifts that grow with each year of service.
  • Join a vibrant workplace culture with fantastic team-building activities, fostering camaraderie and collaboration among colleagues.
  • Prioritize your well-being! Access our Flexible Spending Account (FSA) for various health and wellness needs.
  • Invest in your growth! Access annual training opportunities tailored to your role.

Average salary estimate

$80000 / YEARLY (est.)
min
max
$70000K
$90000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Legal Officer, TMGM

At TMGM, we’re on the lookout for a dedicated Legal Officer to join our dynamic team! As a key player in our commitment to regulatory compliance and exceptional service, you’ll work directly under the Chief Compliance Officer, collaborating with various departments. Your main mission? To provide top-notch legal support across the board as we navigate the exciting world of online trading and investment services. You’ll be reviewing, preparing, and amending important legal documents while managing contracts with third parties. This is an incredible opportunity to apply your expertise in corporate law and financial regulations. You will analyze changes in financial laws and communicate any impacts to our operations, ensuring we stay ahead of the curve in a fast-paced environment. You’ll also be the go-to person for all legal matters, working closely with Sales, Marketing, and HR teams. Whether it's assisting with licensing applications or liaising with external legal counsel, your role is integral to our success. We're proud of our vibrant workplace culture here at TMGM, with team-building activities and comprehensive wellness support. So, if you’re looking for a position where you can grow professionally and make a real impact, we’d love to hear from you! Your journey starts now at TMGM, where your legal expertise will empower a diverse trading community around the globe.

Frequently Asked Questions (FAQs) for Legal Officer Role at TMGM
What qualifications are required for the Legal Officer position at TMGM?

To be considered for the Legal Officer role at TMGM, candidates must hold a Bachelor's degree in Law or a related field, while an advanced degree is preferred. A solid grasp of corporations law and financial regulations is essential, as your expertise will be pivotal in navigating legal complexities within our operations.

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What will the day-to-day responsibilities of a Legal Officer at TMGM include?

As a Legal Officer at TMGM, you will handle various responsibilities including providing legal advice, managing contracts, and ensuring compliance with financial regulations. You will also analyze changes in laws that could affect our operations and act as a vital communication link between departments for all legal matters.

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How does the Legal Officer role at TMGM contribute to regulatory compliance?

The Legal Officer at TMGM plays an integral role in ensuring regulatory compliance by analyzing financial regulations, submitting timely regulatory reports, and providing legal support during licensing applications. Your proactive approach will help mitigate risks associated with regulatory inquiries.

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What skills are essential for success as a Legal Officer at TMGM?

To succeed as a Legal Officer at TMGM, you should possess excellent drafting skills, the ability to multitask effectively, and strong collaboration capabilities. An understanding of financial regulations and corporate law, combined with good communication skills, will enhance your effectiveness in this role.

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What benefits can a Legal Officer expect at TMGM?

As a Legal Officer at TMGM, you’ll enjoy a comprehensive range of benefits, including a vibrant workplace culture, annual training opportunities, flexible spending accounts for health and wellness, and generous milestone anniversary gifts. We’re committed to your growth and well-being!

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Common Interview Questions for Legal Officer
What motivated you to apply for the Legal Officer position at TMGM?

When answering this question, focus on TMGM's reputation in the financial services sector and highlight your interest in regulatory compliance. Discuss your passion for legal work in a dynamic, innovative environment, and how you believe your skills can contribute to TMGM’s mission.

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Can you explain your experience with contract management?

Provide specific examples of contracts you’ve reviewed or managed in the past. Explain your approach to ensuring compliance and how you identified and mitigated risks. Mention any tools or processes you used to keep track of contract execution.

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How do you stay updated on changes in financial regulations?

Discuss your strategies for staying informed, such as subscribing to relevant legal journals, attending conferences, or participating in webinars. Highlight your proactive nature in continuously enhancing your knowledge of regulations affecting the financial sector.

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Describe a time when you had to deal with a regulatory inquiry.

Share a specific situation where you successfully navigated a regulatory inquiry, detailing the steps you took and the outcome. Emphasize your ability to work under pressure and the importance of compliance in your approach.

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What legal challenges do you foresee in the financial trading industry?

Provide your insights into current trends and challenges in the industry. Discuss the impact of technology, evolving regulations, and how firms like TMGM can adapt to uphold compliance and mitigate risks effectively.

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How do you prioritize your tasks when managing multiple legal documents?

Discuss your organizational skills and your methods for prioritizing tasks, such as deadlines, complexity, or departmental needs. Describe any tools or systems you employ to keep yourself on track, ensuring excellent outcomes despite competing demands.

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Can you give an example of a successful collaboration with a cross-functional team?

Highlight a specific project where you worked with different departments. Explain your role, how you facilitated communication, and how your legal expertise contributed to the team’s overall success.

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What drafting techniques do you use to ensure clarity in legal documents?

Discuss your approach to drafting with a focus on clarity and precision. Mention techniques such as using plain language, clear structure, and defined terms to avoid ambiguity and ensure the document serves its intended purpose effectively.

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How would you handle conflicting opinions from different departments regarding a legal matter?

Emphasize your diplomatic skills and how you would facilitate discussions to understand each perspective. Highlight your ability to mediate and build consensus while ensuring that legal compliance remains a priority.

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What do you believe is the most important quality for a Legal Officer at TMGM?

Identify qualities such as integrity, attention to detail, or strong communication skills as vital for a Legal Officer. Explain how these qualities contribute to building trust within the company and maintaining compliance in a complex regulatory environment.

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TMGM provides and innovates CFD trading, constantly pushing the boundaries through research and development. Their research and development efforts push the boundaries of liquidity and usability to empower clients to benefit from trading.

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Full-time, remote
DATE POSTED
December 13, 2024

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