Senior IT Audit Manager

As a Senior IT Audit Manager at a leading financial services provider, you will oversee complex IT audit projects, execute audits, assess control effectiveness, manage stakeholder relationships, validate issue remediation, and lead continuous monitoring initiatives. Additionally, your role involves mentoring junior team members and driving strategic control improvements.

Candidates for the Senior IT Audit Manager position should have a minimum of 8 years of relevant experience in IT audit, with expertise in SDLC, Change Management, and Security. A strong background in infrastructure audits is essential, along with proven stakeholder management skills and leadership capabilities. Certifications such as CISA, CRISC, or CISSP and a relevant bachelor's degree are preferred.

Preferred experience for the Senior IT Audit Manager role includes a robust background in infrastructure component audits, as well as familiarity with IT General Controls, logical security, business continuity, and disaster recovery. Additionally, candidates with a strong track record in financial services will stand out during the application process.

Success metrics for the Senior IT Audit Manager position will include the quality of control assessments conducted, the timeliness and clarity of audit reports, effectiveness in team development and mentoring, management of stakeholder relationships, and accuracy in risk identification.

Yes, for the Senior IT Audit Manager position, only US Citizens are eligible to apply, as the company does not offer visa sponsorship or relocation assistance.

When conducting complex IT audits, I start with thorough planning, ensuring that I understand the scope and objectives. I work closely with stakeholders to assess risks, develop audit plans, and ensure compliance with industry standards. My approach is systematic, leveraging best practices, and I continuously keep communication open for effective collaboration.

To assess the effectiveness of IT controls, I utilize various assessment techniques, including testing, interviews, and reviewing documentation. I analyze the alignment of controls with regulatory requirements and organizational objectives. This comprehensive evaluation allows me to identify any weaknesses or gaps that may require remediation.

In my experience, effective stakeholder management is key to successful audit projects. I prioritize building strong relationships with stakeholders, ensuring transparent communication throughout the audit process. I actively involve them in discussions and decision-making to foster collaboration and facilitate the implementation of recommendations.

Mentoring is central to my leadership style as a Senior IT Audit Manager. I believe in empowering junior team members to grow their skills and confidence. By providing guidance, sharing knowledge, and encouraging open dialogue, I help them navigate challenges and develop a sense of ownership over their work.

I stay current with changes in IT audit standards and regulations by actively participating in professional development opportunities, such as attending conferences, webinars, and training courses. I also subscribe to industry publications and networks to gain insights into emerging trends and best practices that impact the audit landscape.

Potential challenges during an IT audit may include resistance from stakeholders, data accessibility issues, or unforeseen complexities within the IT environment. To overcome these challenges, I prioritize proactive communication, maintaining flexibility in audit plans, and fostering a culture of collaboration to ensure successful audit execution.

During a previous audit, I identified a significant risk related to inadequate access controls. By conducting a detailed analysis of user permissions and system access logs, I discovered users had excessive privileges. I reported this finding to senior management, which prompted immediate action to strengthen access controls and enhance overall security posture.

To ensure continuous monitoring, I implement a structured framework that includes regular audits, automated controls, and ongoing assessment of IT environments. This proactive approach allows me to identify and address potential risks in real-time, ensuring compliance and aligning with business objectives.

I utilize a variety of tools and methodologies for IT audits, such as risk assessment frameworks, audit management software, and automated testing tools. I emphasize following recognized standards, including COBIT and ISO frameworks, to ensure a comprehensive approach that effectively addresses risks and controls.

In an audit setting, I handle disagreements or conflicts by maintaining professionalism and clear communication. I actively listen to the differing perspectives and strive to find common ground. If necessary, I facilitate discussions with relevant stakeholders to resolve issues constructively and collaboratively while ensuring the integrity of the audit process.