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RIA Regional Consultant - Northern Plains, VPII - State Street Global Advisors

We are currently hiring for a distribution role within State Street Global Advisors Client Coverage Group. In this role, you will work with a team of external and internal wholesalers in an effort to build relationships with financial advisors in the RIA Channel and provide valuable client solutions to assist advisors in growing their business using SPDR ETFs and model portfolios. You should be recognized as a reliable and trusted advisor and champion the Americas Wealth Group distribution efforts with Registered Investment Advisory Firms located throughout the Northern Plains region of the United States.

The position will be based out of CO or MN.

As a RIA Regional Consultant:

  • You will personally own key client and strategic partner relationships as a member of the Americas Wealth Group. The position will cover Registered Investment Advisors inclusive of Wealth Managers, Regional RIAs and local offices of RIA Aggregators.
  • You will identify the needs of our clients varying business practices and regularly provide meaningful market insights, product information, investment ideas and sales support.
  • You will have a keen investment acumen and operate as an expert on State Street Global Advisors & SPDR ETFs portfolio management expertise, maintaining a deep knowledge of positioning, holdings and investment results. You will effectively educate clients and prospects on our product line's features and benefits and what differentiates us from our competitors.
  • You will cultivate new and existing relationships, driving Net New Revenue and Net New Assets with the highest areas of concentrated wealth within the channel.
  • You will be responsible for leading and coordinating travel throughout the Region with various sub advisory partners and index providers including the World Gold Council, DoubleLine Capital, Blackstone, Bridgewater Associates and Galaxy Asset Management.
  • Leverage centers of influence across the RIA ecosystem including custody and TAMP partners like Charles Schwab and Envestnet
  • You will build and maintain relationships with key internal business partners, including Internal Sales, Marketing, Research, and Client Enablement Teams to effectively deliver SSGA and SPDR ETF resources to clients, including comparative analytics, capital markets insights and actionable investment ideas.
  • You will partner with an Internal Sales Team to effectively deliver SPDR ETF and State Street Global Advisor resources to clients, including comparative analytics, capital markets insights and actionable investment ideas.
  • You will facilitate an understanding of State Street Global Advisors and its strategy and priorities.
  • You will mentor and groom internal peers on the team.
  • You will deliver risk excellence and comply with the sales supervision culture that demonstrates and promotes the highest ethical standards.
  • You will demonstrate initiative to continuously hone sales skills and pursue professional development.

These skills will help you succeed in this role:

  • Bachelor's degree required
  • Series 7 and 63 licensed
  • Investment industry designations such as Chartered Financial Analyst (CFA) or Certified Investment Management Analyst (CIMA) desired
  • Minimum 7 years of experience in the investment management industry with 5 years in Sales/Business Development
  • Strong technical ability and investment acumen
  • Strong product knowledge of ETFs, mutual funds, separate accounts and related products
  • Self-motivated individual that can work both independently and within a team structure
  • Demonstrates integrity, dedication to excellence and motivation to succeed
  • Strong leadership skills
  • Extraordinary verbal and written communication and sales presentation skills
  • Ability to learn and adapt quickly while applying creativity

About State Street Global Advisors

What We Do. As the asset management arm of State Street Corporation, State Street Global Advisors has served the world’s governments, institutions and financial advisors for over four decades. With a rigorous, risk-aware approach built on research, analysis and market-tested experience, we build from a breadth of active and index strategies to create cost-effective solutions. As stewards, we help portfolio companies see that what is fair for people and sustainable for the planet can deliver long-term performance. And, as pioneers in index, ETF, and sustainable investing, we are always inventing new ways to invest. As a result, we have become one of the world’s largest asset managers with trillions of dollars under our care.

Our Mission. At State Street Global Advisors our mission is to help create better outcomes for the world’s investors and the people they serve. We are driven by a desire to help our clients, and those who rely on them, achieve a better future. We have a long history of developing innovative investment strategies to provide our clients with reliable and transparent returns, cost-effectively, and without excessive risk.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to Flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Salary Range:

$115,000 - $190,000 Annual

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.

Job Application Disclosure:

It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

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Average salary estimate

$152500 / YEARLY (est.)
min
max
$115000K
$190000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About RIA Regional Consultant - Northern Plains, VPII - State Street Global Advisors, State Street

Join State Street Global Advisors as a RIA Regional Consultant in the vibrant Northern Plains region! In this exciting role, you'll be right at the heart of our Client Coverage Group, working alongside talented external and internal wholesalers to foster relationships with financial advisors within the RIA Channel. Your mission will be to provide top-notch client solutions that help these advisors grow their businesses using our renowned SPDR ETFs and model portfolios. As a trusted advisor, your contributions will be fundamental in championing our Americas Wealth Group distribution efforts across registered investment advisory firms. You’ll own key client and strategic partner relationships, ensuring a deep understanding of their unique business practices. With your sharp investment acumen, you'll bring valuable market insights, product knowledge, and investment ideas to the table, helping advisors differentiate their services from competitors. Frequent traveling throughout the region will see you collaborating with prominent sub-advisory partners and asset management firms. Moreover, you'll work hand-in-hand with internal teams to deliver essential resources, leveraging your strong leadership and communication skills to mentor peers and cultivate new investment opportunities. With a strong background in investment management, ethical practices, and a commitment to excellence, you'll thrive in this role. Join us at State Street, where your expertise can help shape the future of investing and yield better outcomes for our clients and the community!

Frequently Asked Questions (FAQs) for RIA Regional Consultant - Northern Plains, VPII - State Street Global Advisors Role at State Street
What are the primary responsibilities of a RIA Regional Consultant at State Street Global Advisors?

As a RIA Regional Consultant at State Street Global Advisors, your main responsibilities include building and maintaining relationships with financial advisors, identifying their unique needs, and providing valuable market insights alongside investment ideas using SPDR ETFs. You will also work closely with various internal teams to deliver resources and cultivate new business opportunities across the Northern Plains region.

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What qualifications do I need to be a successful RIA Regional Consultant at State Street Global Advisors?

To excel as a RIA Regional Consultant at State Street Global Advisors, you should possess a bachelor's degree, be licensed with a Series 7 and 63, and ideally hold industry designations such as CFA or CIMA. A minimum of 7 years in investment management, with at least 5 years in sales or business development is required, alongside strong technical ability and investment acumen.

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What skills are essential for a RIA Regional Consultant role at State Street Global Advisors?

Key skills for the RIA Regional Consultant position at State Street Global Advisors include strong leadership capabilities, excellent verbal and written communication skills, a solid understanding of investment products like ETFs and mutual funds, and the ability to work both independently and collaboratively. You should also demonstrate integrity, motivation, and a commitment to professional development.

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How does the RIA Regional Consultant contribute to State Street’s mission and values?

The RIA Regional Consultant plays a crucial role in furthering State Street’s mission by cultivating meaningful relationships with advisors, fostering trust, and delivering innovative investment strategies. By adhering to ethical standards and promoting diversity and inclusion, you help create better investment outcomes, aligning with the company's dedication to social responsibility and community engagement.

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What is the work culture like at State Street Global Advisors for a RIA Regional Consultant?

At State Street Global Advisors, the work culture for a RIA Regional Consultant is supportive and dynamic. Employees have access to flexible work programs, comprehensive benefits, and robust professional development opportunities. The company emphasizes a culture of inclusion, valuing diverse perspectives to encourage growth both personally and professionally.

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Common Interview Questions for RIA Regional Consultant - Northern Plains, VPII - State Street Global Advisors
Can you describe your experience with building relationships in the RIA channel?

When answering this question, highlight specific instances where you've successfully built and nurtured relationships with financial advisors. Share details about your approach, any challenges faced, and the successful outcomes that resulted from those relationships.

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What strategies do you use to understand a client's investment needs?

Discuss your investigative techniques and how you gather information about clients' business practices and investment goals. Mention the importance of market insights and how you relate them back to the client's needs to provide tailored solutions.

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How do you stay informed about market trends and investment opportunities?

Demonstrate your commitment to ongoing learning by sharing the resources you use to stay updated, such as industry reports, financial news, webinars, and networking with peers. Emphasize the importance of keeping abreast of changes and how you apply this knowledge in your work.

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Describe a time when you had to coordinate with multiple teams to achieve a goal.

Provide an example that showcases your teamwork skills and collaboration, explaining the goal, your role in coordinating communication, and the successful outcome of that collaboration. Stress the importance of clear communication and shared objectives.

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What motivates you to succeed in the financial services industry?

Focus on your passion for investment management, the impact of financial advice on clients' lives, and your personal drive for excellence. Discuss how this motivation helps you conquer challenges in the role.

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How would you educate a potential client on SPDR ETFs?

Explain your approach to simplifying complex financial concepts for clients. Talk about how you would discuss the unique features and benefits of SPDR ETFs, tailoring your explanation based on the client's level of financial knowledge.

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What is your approach to mentorship and developing younger team members?

Share your philosophy on mentorship and your willingness to invest time in developing peer skills. Highlight any specific strategies or activities you employ to support the growth of others on your team.

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How do you ensure compliance with sales supervision standards?

Discuss your understanding of compliance requirements in sales roles and your proactive approach to staying informed. Mention specific practices you implement to ensure adherence to compliance standards.

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Can you give an example of how you responded to underperformance in sales?

Provide a real-world example where you faced challenges in meeting sales targets. Explain the steps you took to identify the issue, adjust strategies, and the eventual outcome of those efforts.

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What unique qualities do you bring to the RIA Regional Consultant position at State Street Global Advisors?

Highlight specific experiences or characteristics that set you apart, such as your strong technical knowledge, your success in driving revenue, or unique personal qualities that align with State Street’s values. Provide examples that demonstrate how these qualities would benefit the role.

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At State Street, inclusion and diversity are embedded in our values and culture. We know that an inclusive culture and a diverse workforce make us stronger and more successful. In a fast-paced and evolving world, we make it a priority to ensure ...

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DATE POSTED
April 4, 2025

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