Job details

AML Investigations Officer - job 1 of 3

Description du poste

Summary:

The position's responsibilities include the following: monitoring transactions utilizing various internal systems in order to verify that the Bank's activity is in compliance with applicable laws and regulations, and to review transactions to identify for potentially suspicious transactions. He/she is expected to be able to work in a team environment, whilst simultaneously managing his/her own individual workload.

Key Responsibilities:

Review of AML monitoring alerts to ensure that all activity is in compliance w/ current BSA/AML regulatory standards, and ensure that AML monitoring alerts are documented and dispositioned in compliance with the standards established in the Bank’s policies and procedures.

Conduct enhanced investigations when needed on individuals and activity that are deemed possibly suspicious.

File Suspicious Activity Reports for confirmed Suspicious Activity.

Review of Sanctions Screening alerts that are generated from the Bank’s nightly scrub against the sanctions lists.

Assist with compilation and analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.

Assist with the model validation and testing of the Transaction Monitoring Tool, to ensure the tool is in compliance with NYS DFS Regulation Part 504 and SR Letter 11-7.

Assist the team with any remediation projects in regards to the Bank’s AML compliance tools or policies and procedures.

Assist in the annual process of compliance certification with NYS DFS Regulation Part 504.

Assist with AML training of relevant staff.

Management and Reporting:

The position reports directly to the Head of Investigations and Monitoring within Financial Security.

Key Internal Contacts:

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.

Key External Contacts:

The employee may have occasion to interact with external auditors and/or regulators during exams.

Salary range: $120,000 - $145,000

Critères de candidature

Niveau d'étude minimum

Bac + 3 / L3

Formation / Spécialisation

Essential-College Degree

5-10 years

Niveau d'expérience minimum

6 - 10 ans

Soft skills

Essential-Knowledge of US AML and OFAC regulations-Knowledge of Microsoft applications Desirable-ACAMS-Familiarity with finance and banking products-IT Knowledge of Payment systems

Entreprise Crédit Agricole CIB

A propos de Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB est la banque de financement et d'investissement du groupe Crédit Agricole, 10ème groupe bancaire mondial en taille de bilan 2021 (The Banker, juillet 2022). Près de 8600 collaborateurs répartis dans plus de 30 implantations en Europe, Amériques, Asie-Pacifique, Moyen-Orient et Afrique du Nord, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers à travers le monde. Crédit Agricole CIB propose à ses clients grandes entreprises et institutionnels une gamme de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés, de la banque commerciale et du commerce international. Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complète pour l'ensemble de ses clients. Pour plus d'information : www.ca-cib.fr Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/

By Crédit Agricole

> Banque de proximité en France et à l'international : Crédit Agricole, LCL, Cariparma,.. > Banque en ligne : BforBank > Gestion de l'épargne : Crédit Agricole Assurances, Amundi, CACEIS, Crédit Agricole Private Banking > Banque de Financement et ...

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INDUSTRY

Investment & Asset Management

TEAM SIZE

5001-10000

LOCATION

Hybrid, based in Montrouge, France

DATE POSTED

July 29, 2023