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VP, Treasurer

Axos Clearing LLCTarget Range:$160,000.00/Yr. - $190,000.00/Yr.Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education.Eligible for an Annual Discretionary Cash Bonus Target: 15%Eligible for an Annual Discretionary Restricted Stock Units Bonus Target: 15%These discretionary target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets.About This JobOversee the Treasury functions of Axos Clearing including oversight of the daily reporting process, monitor compliance with the firm's internal controls and SOX processes, and assure the firm is in compliance with regulatory financial requirements.Responsibilities:• Personnel management activities for direct reports• Formulate and implement treasury policies and procedures and internal controls• Ensure treasury activities are in compliance with treasury policies, accounting guidelines, governance policies and internal controls• Oversee treasury operations so that sufficient funds are available to meet ongoing regulatory, operational and capital investment requirements• Supervise foreign currency transactions• Manage banking contacts• Manage the utilization debt facilities• Management of the FDIC sweep program• Advise senior management on the liquidity aspects of its short and long-range planning• Update and maintain the firm WSP documentation for the Treasury• Provide support and information as needed for both external and internal audits and exams - Promote cross training with the Accounting function• Protects organization's value by keeping information confidential• Update job knowledge by participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizationsRequirements:• Bachelor's degree in Accounting, Finance, or related field• 7+ years' corporate treasury• broker-dealer• Supervised, coached, and mentored staff• Foreign exchange management• Knowledge of FINRA and SEC related rules• Please note: travel will be required if residing outside of Denver, CO or Omaha, NE.#clearing#brokerdealer#centennial#denver#omahaAxos Employee Benefits May Include:• Medical, Dental, Vision, and Life Insurance• Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year)• HSA or FSA account and other voluntary benefits• 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan• Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed TradingAbout AxosBorn digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, when, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to provide technology-driven solutions that offer unbeatable value to our customers.Axos Financial is our holding company and is publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX).Learn more about working at AxosPre-Employment Background Check and Drug Test:All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.Equal Employment Opportunity:Axos is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state, and local laws.Job Functions and Work Environment:While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc.The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

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$175000 / YEARLY (est.)
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$190000K

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What You Should Know About VP, Treasurer, Axos Bank

Join Axos Clearing as the VP, Treasurer in beautiful Irvine, CA, where you will play a pivotal role in overseeing our Treasury functions. We’re looking for someone with a knack for numbers and a strategic mindset. In this essential position, you'll manage daily reporting processes, ensure compliance with internal controls and SOX processes, and guarantee that we meet regulatory financial requirements. Your responsibilities will also include personnel management activities for your direct reports, formulating and implementing treasury policies and procedures, and overseeing operations to ensure sufficient funds are available for our ongoing needs. You’ll also supervise foreign currency transactions and maintain relationships with our banking contacts. If you're an experienced professional who has a background in corporate treasury with at least seven years of experience, particularly within the context of a broker-dealer, and possess knowledge of FINRA and SEC regulations, we want to hear from you! At Axos, we believe in promoting a culture of cross-training, so your ability to advise senior management regarding liquidity planning will be key. With a competitive salary range of $160,000 to $190,000, annual bonuses, and a range of employee benefits designed to support work-life balance, this is an exceptional opportunity to grow with a company that’s redefining financial services.

Frequently Asked Questions (FAQs) for VP, Treasurer Role at Axos Bank
What are the responsibilities of the VP, Treasurer at Axos Clearing?

As the VP, Treasurer at Axos Clearing, you’ll oversee critical Treasury operations, manage personnel activities for your team, and ensure compliance with internal controls and financial regulations. You’ll also formulate treasury policies, supervise foreign currency transactions, and maintain banking contacts, all while advising senior management on liquidity issues.

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What qualifications do I need to apply for the VP, Treasurer position at Axos Clearing?

To apply for the VP, Treasurer position at Axos Clearing, candidates should possess a Bachelor’s degree in Accounting, Finance, or a related field, along with over 7 years of corporate treasury experience in a broker-dealer environment. Supervisory experience and knowledge of FINRA and SEC rules are also essential.

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Are there travel requirements for the VP, Treasurer role at Axos Clearing?

Yes, there may be travel requirements for the VP, Treasurer role depending on your location. Candidates residing outside of Denver, CO, or Omaha, NE, will need to travel for certain responsibilities.

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What benefits can I expect as the VP, Treasurer at Axos Clearing?

As a VP, Treasurer at Axos Clearing, you can look forward to a comprehensive benefits package, which may include medical, dental, and vision insurance, 401(k) plans with employer match, generous vacation and paid leave, as well as additional perks like employee mortgage loan programs.

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What is the company culture like at Axos Clearing for the VP, Treasurer?

At Axos Clearing, we foster a diverse and innovative company culture. We value transparency, collaboration, and continuous learning, so you will have ample opportunities for professional development and cross-training across different functions.

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Common Interview Questions for VP, Treasurer
How do you approach financial compliance as a VP, Treasurer?

When addressing compliance in a treasury role, I prioritize understanding the regulatory frameworks relevant to our operations. Establishing clear internal controls and regularly reviewing treasury policies ensures that we meet all necessary requirements while promoting a culture of accountability within the team.

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What strategies do you employ for effective cash management?

For effective cash management, I analyze cash flow forecasts regularly and ensure alignment with operational and investment needs. Implementing robust monitoring systems for disbursements and collections also helps optimize our liquidity and make informed financial decisions.

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Can you describe your experience with foreign currency transactions?

I have extensive experience managing foreign currency transactions, including hedging strategies to mitigate risks associated with currency fluctuations. Maintaining strong relationships with currency providers has helped us secure favorable rates and manage our exposure effectively.

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How do you advise senior management on long-term liquidity planning?

I believe in using data-driven approaches to advise senior management on liquidity planning. I present comprehensive analyses of cash flow projections and potential scenarios to assist with strategic decision-making and ensure that our financial goals align with operational needs.

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What do you think is the most challenging aspect of being a VP, Treasurer?

One of the most challenging aspects is navigating changing regulations in the financial industry while ensuring compliance. Staying ahead of regulatory updates and effectively communicating changes to the team is essential to maintaining operational integrity.

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What methods do you use for personnel management in your treasury team?

I employ a supportive management style focused on mentoring and professional development. Regular feedback sessions and fostering open communication encourage team members to grow in their roles and contribute collaboratively to our treasury operations.

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How do you implement treasury policies and procedures?

I implement treasury policies by engaging my team in the development process to ensure buy-in. Following approval, I emphasize training sessions and continuous support to facilitate a seamless transition and adherence to new policies.

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Describe your familiarity with SEC and FINRA regulations.

My familiarity with SEC and FINRA regulations is rooted in practical experience as well as continuous education. I frequently review compliance guidelines to ensure our treasury practices align with the strict requirements set forth by these regulatory bodies.

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How do you maintain confidentiality and protect sensitive information?

I prioritize confidentiality by implementing strict access controls and establishing protocols for data handling and sharing. Training the team on best practices for data protection further supports our efforts to maintain the integrity of sensitive information.

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What role does technology play in your treasury management?

Technology plays a fundamental role in treasury management. I leverage advanced financial software and tools for real-time analytics and reporting, which enhances our decision-making processes and improves operational efficiency.

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We challenge the status quo by liberating you from the constraints of traditional banking. With technology-driven financial services that evolve to meet your needs, we help you stay ahead in life and business.

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Full-time, on-site
DATE POSTED
December 10, 2024

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