Compliance Consultant

Dimensions of role

This role is responsible for supporting the establishment of rules and controls related to Consumer Protection, United States of America and International Sanctions or Restrictive Measures, Anti-Bribery/Gifts and Entertainment, Conflict of Interest, Due Diligence Procedures, Ethics and Professional Conduct, Best Practices / Regulatory requirements. The role is responsible for helping ensure that the rules and controls comply with applicable regulations and AXA Partners policies.

This role must be knowledgeable in U.S. insurance regulation (P&C and A&H preferred) and will be supporting the development of new insurance programs and licensing requirements.

Key responsibilities

The Compliance Consultant role will be exposed to the following topics:

• Support implementation of AXA Partners Compliance programs and policies;
• Support business teams and act as a business partner to leadership ensuring activities are conducted in a compliant manner;
• Perform regulatory watch & risk assessments;
• Help foster a culture of compliance through awareness and training to the local management teams and employees regarding compliance topics;
• Help develop, implement, and maintain a comprehensive Financial Crime prevention program, in compliance with the US OFAC Sanctions Program Framework and FCPA obligations;
• Work with the business to identify compliance risks and implement action plans;
• Support management to design and implement compliance controls and procedures to mitigate the identified compliance risks;
• Monitor compliance with relevant laws and regulations, as well as internal compliance and ethical standards;
• Monitor the compliance framework and help support internal and external compliance audits. (Tracking regulatory changes, breach reporting, incident escalation, process on all activities concerning compliance);
• Support the different teams to develop projects according with the commercial necessities, but also in compliance with AXA Compliance Requirements;
• Support the administration in case of breaches of policies or laws by employees, suppliers or business partners (Investigation and imposition of corrective measures);
• Review advertising materials and digital media, terms and conditions, forms, contracts and disclosures, to comply with applicable compliance laws, rules and regulation;
• Support U.S. insurance new business and the development of new insurance programs;
• Maintain all required U.S. state licensure for regulated programs;
• Participate in the Risks Committees (or equivalent), or any other where presence is required;
• Act as the main point of contact between the local entities and Central Compliance team;
• Report on a regular basis to Sr. Compliance Officer at Central Level;
• Resolve employee concerns about compliance;
• And other compliance duties, as assigned.

• Bachelor’s Degree;
• Minimum 3-5 years of compliance experience related to U.S. insurance and regulatory compliance;
• Good knowledge of compliance requirements and procedures;
• Ability to communicate (verbally and in writing) effectively and professionally to all levels of management;
• Ability to respect and adhere to strict deadlines;
• Excellent analytical skills with strong attention to detail;
• Integrity and professional ethics;
• Strong computer skills (including MS applications);

Bilingual Spanish/English (preferred but not required).

AXA Partners is an AXA transversal business unit offering a wide range of solutions in assistance services, travel insurance and credit protection.

AXA Partners’ role is also to implement innovative solutions emerging from the AXA Innovation unit.

Combining passion with advanced expertise, we design and deliver worldwide solutions for partners and communities. We protect what matters, when it matters.

By joining AXA Partners, you will work in a responsible company, which offers a real culture of expertise & diversity. Our focus is on accelerating the development of everyone’s skills, whilst offering attractive and competitive compensation and opportunities for professional development and growth.

Additionally, at AXA, we work to make a real difference to people - when amazing things happen and when we create opportunities for a better life, the feeling of pride is extraordinary.