Job details

Chief Compliance Officer

DriveWealth is a global B2B financial technology organization looking for a Chief Compliance Officer to lead compliance efforts in a dynamic environment.

Skills

Senior compliance experience
Regulatory knowledge (FINRA, SEC)
Project management skills
Strong communication skills

Responsibilities

Establish and maintain compliance standards and procedures
Oversee the broker-dealer compliance program
Manage regulatory interactions and submissions
Monitor compliance issues and changes in regulations
Oversee a team responsible for audits and inspections

Education

Bachelor's degree
Series 7 and 24 licenses required

Benefits

Competitive medical, dental, and vision insurance
Unlimited paid time off
16 weeks parental leave
$2,500 for education and development
Hybrid work experience

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By DriveWealth

Recently completing a Series D raise with a $2.85B valuation, DriveWealth’s mission is to democratize investing globally by working with partners to invent new ways to use its API-based technology to provide emerging investors with cutting-edge em...

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BENEFITS & PERKS

Dental Insurance

Disability Insurance

Flexible Spending Account (FSA)

Health Savings Account (HSA)

Vision Insurance

Performance Bonus

Paid Holidays

FUNDING