Job details

FIU Compliance Manager

Interactive Brokers is looking for a Compliance Manager in Chicago to ensure compliance with various financial regulations. This mid-level position offers room for growth for motivated individuals.

Skills

Three to five plus years of investment management or AML compliance experience.
Two plus years of management experience.
Solid academic background with Bachelor’s Degree or equivalent.
Strong technology skills with a certification like CAMS preferred.
Excellent leadership, communication, and project management skills.

Responsibilities

Oversee and train a team of analysts responsible for monitoring reviews and investigations.
Monitor and manage daily investigative workflow, controls, and results metrics for the team.
Engage with senior management to enhance investigative work.
Conduct supervisory reviews and provide guidance to team members.
Evaluate and recommend enhancements in AML and Financial Crime Risk processes.
Support internal, external, and regulatory audits and examinations.

Education

Bachelor’s Degree or commensurate military experience

Benefits

Competitive salary, performance-based bonus, and stock grant.
401(k) retirement plan with company match.
Health and wellness benefits including medical, dental, and vision.
Paid time off, parental leave policy, and daily lunch allowance.
Corporate events, education reimbursement, and modern offices.

To read the complete job description, please click on the ‘Apply’ button

By Interactive Brokers

Interactive Brokers Group serves investors who interact with world markets, focusing on the power and speed of electronic trading. It does business through electronic market-maker Timber Hill and its Interactive Brokers subsidiaries. The group pro...

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FUNDING

Private

DEPARTMENTS

Legal, Compliance

SENIORITY LEVEL REQUIREMENT

Mid-Level

INDUSTRY

Investment & Asset Management

TEAM SIZE