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Regulatory Correspondence Manager
Interactive Brokers is seeking a Compliance Manager in the Regulatory Correspondence Unit in Chicago. This mid-level management position involves overseeing regulatory correspondence, ensuring compliance with various laws and regulations.
Skills
- 5-10+ years of AML compliance experience
- 2+ years of management experience
- Solid academic background
- Ability to work independently and manage competing priorities
- Comfort with technology and regulatory solutions
- Outstanding leadership, communication, analytical, and project management skills
Responsibilities
- Overseeing and training a team of analysts responsible for reviewing regulatory requests
- Conducting investigations for compliance actions
- Monitoring daily workflow and performance metrics
- Engaging with senior management to manage and report on investigative work
- Assessing operational and regulatory risks and recommending enhancements
Education
- Bachelor’s Degree or equivalent military experience
Benefits
- Competitive salary, annual performance-based bonus, and stock grant
- Retirement plan 401(k) with company match
- Health and wellness benefits, including medical, dental, and vision plans
- Paid time off and generous parental leave policy
- Education reimbursement, company outings, and modern offices
To read the complete job description, please click on the ‘Apply’ button
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Interactive Brokers Group serves investors who interact with world markets, focusing on the power and speed of electronic trading. It does business through electronic market-maker Timber Hill and its Interactive Brokers subsidiaries. The group pro...
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Full-time, hybrid
DATE POSTED
May 27, 2024
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