Job details

Regulatory Correspondence Manager

Interactive Brokers is seeking a Compliance Manager in the Regulatory Correspondence Unit in Chicago. This mid-level management position involves overseeing regulatory correspondence, ensuring compliance with various laws and regulations.

Skills

5-10+ years of AML compliance experience
2+ years of management experience
Solid academic background
Ability to work independently and manage competing priorities
Comfort with technology and regulatory solutions
Outstanding leadership, communication, analytical, and project management skills

Responsibilities

Overseeing and training a team of analysts responsible for reviewing regulatory requests
Conducting investigations for compliance actions
Monitoring daily workflow and performance metrics
Engaging with senior management to manage and report on investigative work
Assessing operational and regulatory risks and recommending enhancements

Education

Bachelor’s Degree or equivalent military experience

Benefits

Competitive salary, annual performance-based bonus, and stock grant
Retirement plan 401(k) with company match
Health and wellness benefits, including medical, dental, and vision plans
Paid time off and generous parental leave policy
Education reimbursement, company outings, and modern offices

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By Interactive Brokers

Interactive Brokers Group serves investors who interact with world markets, focusing on the power and speed of electronic trading. It does business through electronic market-maker Timber Hill and its Interactive Brokers subsidiaries. The group pro...

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FUNDING

Private

DEPARTMENTS

Legal, Compliance

SENIORITY LEVEL REQUIREMENT

Mid-Level

INDUSTRY

Investment & Asset Management

TEAM SIZE