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Regulatory Compliance Associate

QCP is Asia's leading digital asset partner, empowering clients to seamlessly integrate digital assets into their portfolios.

We offer a comprehensive range of solutions - from spot on/off ramping and fixed income strategies to vanilla options and bespoke exotics.

Driven by the vision to be the most trusted partner in digital asset markets, we provide innovative solutions that make digital assets a core component of every portfolio, balance sheet, and treasury.

Since our founding in 2017, we have witnessed the potential of digital assets to transform financial markets and the world at large. We exist at the centre of change, successfully navigating three market cycles and bridging institutional and crypto ecosystems.

We work to build trusted partnerships, putting client success and care at the heart of everything that we do.

Responsibilities:

  • Manage and maintain our regulatory license for Singapore, including regulatory communication, tracking key obligations, and advocating for our compliance framework during audits.
  • Foster strong relationships with the regulator by overseeing internal and external reporting, as well as responding to information requests.
  • Develop and implement systems to monitor regulatory risks, ensure compliance with both regulatory requirements and internal policies.
  • Support the creation, upkeep, and delivery of compliance materials, such as policies, procedures, manuals, and training content, in line with regulatory requirements and best practices.
  • Engage in regulatory horizon scanning, including interpreting regulations, assessing scope and impact, and implementing changes based on new regulations.
  • Review, analyze and perform gap analysis on new publications from regulators.
  • A minimum of 2 years of experience in regulatory compliance, preferably with experience with proprietary trading, crypto-focused firm or banking
  • A broad understanding of regulations across different jurisdictions, with an emphasis on Singapore and/or Abu Dhabi being ideal.
  • Strong attention to detail and the ability to prioritize tasks effectively to meet tight deadlines.
  • Exceptional written and verbal communication skills.
  • Demonstrated capability to think strategically while also excelling in hands-on execution; driven to take whatever steps are necessary to achieve results.
  • An entrepreneurial mindset

The Environment We Offer

As a growing firm with a tightly-knit team, we respect and listen to all our employees. You will get the chance to make an impact by having your voice heard by everyone, including the management.

Our employees enjoy a high level of autonomy at work. We focus on substance, not form - as long as you can perform, you will be recognized and rewarded. We are also dedicated to supporting our staff and ensuring they develop holistically to maximize their potential in the long- term.

We also provide flexible working arrangement as required and a casual and fun environment to boot!

Average salary estimate

$70000 / YEARLY (est.)
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$60000K
$80000K

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What You Should Know About Regulatory Compliance Associate, QCP

As a Regulatory Compliance Associate at QCP, you'll be stepping into a key role within Asia's leading digital asset partner. We’re all about enabling our clients to effortlessly incorporate digital assets into their portfolios, and we take pride in the range of solutions we offer - from spot on/off ramping to bespoke exotics. In this role, you'll manage and maintain our regulatory license for Singapore while fostering solid relationships with regulators. Your day-to-day will have you overseeing internal and external reporting, ensuring we remain compliant with both regulatory obligations and our internal policies. We'll rely on your expertise to develop systems that monitor regulatory risks, implement changes based on new regulations, and create essential compliance materials. Think of this position as the backbone of our operation, allowing us to navigate through complex regulations and internal policies confidently. If you're a detail-oriented professional with at least 2 years of regulatory compliance experience, especially in a crypto-focused environment or banking, you'll thrive in this role. At QCP, we value your input and creativity, offering a vibrant environment where your voice truly matters. And let's not forget, we offer flexibility and a casual atmosphere that makes coming to work enjoyable. Come join us on this exciting journey of transforming financial markets through digital assets!

Frequently Asked Questions (FAQs) for Regulatory Compliance Associate Role at QCP
What does a Regulatory Compliance Associate do at QCP?

At QCP, a Regulatory Compliance Associate manages the company's regulatory license for Singapore, handles regulatory communication, tracks obligations, and advocates for compliance during audits. Their role includes fostering relationships with regulators and developing systems to monitor regulatory risks, ensuring adherence to regulations and internal policies.

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What qualifications do you need to be a Regulatory Compliance Associate at QCP?

To qualify as a Regulatory Compliance Associate at QCP, candidates should have a minimum of 2 years of experience in regulatory compliance, preferably within proprietary trading, crypto-focused firms, or banking. A solid understanding of regulations, particularly in Singapore or Abu Dhabi, along with strong communication skills, are essential.

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Is previous experience in crypto required for the Regulatory Compliance Associate role at QCP?

While previous experience in the crypto space is preferred for the Regulatory Compliance Associate role at QCP, having a solid background in regulatory compliance from other sectors, such as banking, can also be beneficial. The key is a comprehensive understanding of regulatory frameworks.

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What is the work environment like for a Regulatory Compliance Associate at QCP?

QCP offers a dynamic and supportive work environment for Regulatory Compliance Associates. Employees enjoy high levels of autonomy, flexible working arrangements, and a casual yet professional atmosphere where their contributions are recognized and valued.

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How does QCP support the professional development of its Regulatory Compliance Associates?

QCP is committed to the holistic development of its employees, including Regulatory Compliance Associates. The company emphasizes continuous growth through opportunities for training, mentoring, and encouraging staff to take proactive steps in their career development.

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Common Interview Questions for Regulatory Compliance Associate
What experience do you have in regulatory compliance?

When answering this question, focus on specific roles and responsibilities you've held in regulatory compliance, detailing your successes and challenges. Mention any relevant industries, such as banking or crypto, and elaborate on the skills you've gained and how they are applicable to the Regulatory Compliance Associate position at QCP.

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How do you prioritize tasks when faced with tight deadlines?

In your response, demonstrate your organizational skills by outlining your method for prioritizing tasks. Discuss tools or techniques you employ, like to-do lists or project management software, and how you assess the urgency and importance of different compliance obligations.

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Can you describe a time when you had to advocate for compliance during an audit?

Share a specific example of an audit where you played a crucial role in advocating for compliance. Highlight your thought process, the strategies you used to communicate effectively with stakeholders, and how your actions ultimately led to a positive outcome.

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What do you know about the regulatory environment in Singapore?

When asked about this, provide a brief overview of the key regulations impacting the financial sector in Singapore, especially those relevant to digital assets. Reflect on your awareness of recent changes or developments in the regulatory landscape as well.

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How do you stay informed about new regulations and compliance requirements?

Discuss your proactive approach to staying updated on industry regulations and compliance. Mention specific resources such as regulatory bodies' websites, compliance seminars, or professional networks that you utilize to keep your knowledge current.

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What strategies do you use for conducting regulatory horizon scanning?

Explain your strategies for regulatory horizon scanning, emphasizing your thorough research methods and how you interpret the implications of new regulations. Describe any frameworks you may have used to analyze and assess the impact of regulatory changes.

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How would you handle conflicting regulatory requirements from different jurisdictions?

Illustrate your problem-solving skills by discussing how you would approach situations with conflicting regulations. Talk about collaboration with legal teams, seeking clarification from regulators, and formulating policies that ensure compliance across jurisdictions.

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What tools or software do you find most useful in regulatory compliance work?

Mention tools and software that you've found helpful in managing compliance tasks, such as compliance management systems, document management software, or communication tools. Reflect on how these tools improve your efficiency and effectiveness.

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Describe how you would contribute to developing compliance training materials.

Share your approach to creating engaging and informative compliance training materials. Discuss your methods for gathering content, how you ensure it aligns with regulatory requirements, and the importance of delivering this training engagingly.

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What personal attributes do you think are essential for success in a role like Regulatory Compliance Associate?

Reflect on personal qualities such as attention to detail, strategic thinking, excellent communication, and an entrepreneurial mindset. Explain how these attributes help ensure compliance and contribute to the success of QCP as a trusted partner in digital assets.

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EMPLOYMENT TYPE
Full-time, remote
DATE POSTED
March 11, 2025

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