Risk Management Manager

The role of a Vice President (“VP”) on the Enterprise Risk Management team, supports the planning, implementation and execution of Tradeweb’s risk assessments and underlying risk framework program elements (e.g., risk identification and assessment, risk measurement, control testing, risk event management, issue management, scenario analysis, and risk reporting etc.). The role will operate within the 1st and 2nd Line of Defence (“3 LOD”) model. Tradeweb’s Risk Management team is looking for a collaborative self-starter to proactively imbed themselves into the business workflow to provide guidance, oversight and actionable risk intelligence for the business to be able to achieve their objectives.

We look to hire people who are comfortable in working with minimal supervision as part of a small team, that has consistently delivered ground-breaking and innovative solutions in one of the most exciting and fast-moving areas of the of the financial markets. We need people who can effectively communicate complex issues to non-technical team members, provide near-real time risk advisory services to our stakeholders and deliver high impact, high quality deliverables.

Job Responsibilities

• Create and maintain Risk Registers (Risk and Control Matrixes), including control testing and residual risk analysis
• Develop, sustain, and evolve product and service risk assessments through close collaboration with cross-functional partners to develop new and enhanced processes, and provide feedback on controls to mitigate identified and future risks
• Build relationships with Risk, Legal and Compliance partners, subject matter experts, internal control partners and/or first line risk management professionals to support new initiatives and risk identification
• Employ effective management of stakeholder relationships, a proactive approach in communicating issues, and strength in sustaining independent views
• Support the identification and operationalization of Key Risk Indicators (“KRIs”)
• Provide a gold standard advisory and service-oriented approach to risk management
• Ensure alignment with risk frameworks/methodologies and utilize the existing Governance, Risk, and Compliance (“GRC”) system to its fullest capabilities
• Provide strong project management skills to help key governance and program elements supporting Issue Management, Risk Events and Risk Tolerance monitoring

Qualifications

• BA/BS degree preferably in Finance or Information Technology
• 4+ years of relevant experience working in risk management
• Hold a Risk, IT Security, Technology or Project Management certification - a plus
• Proficiency in Governance, Risk, and Compliance (GRC) systems
• Experience in ISO 27002 Domains, NIST Cyber Security Framework, COSO Risk Framework

Personal Attributes

• Ability to effectively manage priorities and multi-task
• Excellent written and oral communication skills
• Excellent interpersonal/stakeholder relationship skills
• Ability to quickly learn, evaluate, and form independent judgments in a fast-paced environment
• Ability to present ideas in business-friendly and user-friendly language
• Exceptionally self-motivated and directed
• Keen attention to detail
• Superior analytical, evaluative, and problem-solving abilities
• Exceptional service orientation

Desired Skills:

• Experience in performing risk assessments throughout the lifecycle of risk management, including developing reporting and presenting to management
• Experience in control testing including work paper documentation
• Experience creating RACMs and calculating residual risk
• Strong knowledge of information security, technology and associated risks, including an understanding of existing and upcoming regulations and the potential impact on the company and its clients
• Broad risk management exposure in financial services, FINTEC or related industries
• Tested Project Management skills, including strength in managing and organizing multiple projects with variable timeliness
• Knowledge and experience using BI tools - a plus
• Experience in understanding and documenting complex business, data and technology workflows
• Experience in documenting policies and procedures

Additional Information

Tradeweb is committed to providing valuable and competitive benefits. In addition to working in our culture of innovation and collaboration, we offer:

• Health Insurance: Highly competitive medical, dental, and vision programs
• Hybrid Environment: Our employees have the flexibility of working in the office and from home.
• Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
• Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
• Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.
• The current pay range for this role if performed in the city of New York is currently $90,000 to $200,000 per year, based on a regular, full-time schedule. The amount of pay offered will be determined by a number of factors, including but not limited to qualifications, market data, geographic location, and internal guidelines.

Other Benefit Programs

• Pre-Tax Commuter Benefits Program
• ARAG Legal Services
• Employee Assistance Program
• Tuition Reimbursement
• Financial Wellness Tools
• Travel Assistance Benefits
• Pet Insurance
• Corporate Gym Subsidies
• Wellness Perks
• Paid Time Off and Parental Leave

Company Description

Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world’s largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients - in more than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and collaboration. Through a combination of very talented and driven people, innovative products and solutions, cutting-edge technology, market data, and a vast network of clients, we continue to work together to improve the way financial markets trade.

Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.

Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.
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