Job details
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Associate Compliance Analyst
SmartAsset is seeking an Associate Compliance Analyst to join their compliance team. The ideal candidate will ensure the company's operations adhere to regulatory standards while gaining valuable experience in a dynamic environment.
Skills
- Bachelor's Degree or equivalent experience
- Sound judgment and analytical skills
- Attention to detail
- Strong communication skills
- Commitment to ethical behavior
Responsibilities
- Evaluate and resolve compliance issues.
- Implement data privacy regulations.
- Ensure marketing materials comply with SEC rules.
- Evaluate advisors for compliance on SmartAsset AMP platform.
- Assist with internal audits and compliance reviews.
- Communicate compliance requirements to employees.
Education
- Bachelor's Degree
Benefits
- Medical, Dental, Vision packages
- Life/AD&D Insurance
- Short-term and Long-term Disability
- 401K
- Equity packages
- Flexible remote work
To read the complete job description, please click on the ‘Apply’ button
SmartAsset Glassdoor Company Review
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SmartAsset DE&I Review
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By
SmartAsset
To help people make smart financial decisions.
32 jobs
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FUNDING
DEPARTMENTS
SENIORITY LEVEL REQUIREMENT
INDUSTRY
TEAM SIZE
LOCATION
SALARY RANGE
$50,000/yr - $60,000/yr
EMPLOYMENT TYPE
Full-time, remote
DATE POSTED
October 30, 2024
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