Compliance Audit Associate

Company Overview

Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1,300+ employees located across nine offices.

Position Overview

At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Audit Associate to join Third Bridge Audit Team in Mumbai. The main purpose of this role is to provide an internal audit of the compliance framework across products and international offices working closely with the businesses and other internal stakeholders.
 

Skills

• Organised with excellent attention to detail and analytical skills. 

• Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices in order to gather information. 

• Excellent team player who is outcome-oriented and self-motivated

• Ability to respond effectively to changing business needs

• Ability to perform end-to-end business process analysis and design gap

• Ability to critically evaluate and identify risks with a commercial mindset.

• Excellent oral and written communication skills.

Responsibilities

• Perform reviews of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.

• Prepare draft Compliance Audit Reports in liaison with Senior Associate and Associate.

• Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained. 

• Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit Senior Management and Business Team in a timely manner.

• Stay up-to-date with the latest compliance requirements and any relevant legislative changes.

• Work closely with our IT team to gather or explore internal data as required. 

• Undertake risk-based special projects which have arisen through Compliance Audit Reports, input from internal stakeholders based on business objectives, and communication between the business and Compliance Audit senior management.

Qualifications

• Previous internal audit experience is required.

• Degree level qualification (or equivalent).

• Fluent in both written and spoken English is essential

• Minimum 1 year Internal Audit Experience

How will you be rewarded? 

• Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience.
• Time Off: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure.
• Learning & Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications.
• Health & Well-being: Access private medical insurance, maternity benefits, and engage in various events promoting mental health.
• Life Cover: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC.
• Flexibility: Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays."
• Fun at Work: Unwind in our breakout area with games like foosball, Table Tennis, and PlayStation5.
• Recognition & Rewards: Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more.
• Snacks & Refreshments: Stay energised with daily snacks, tea, and coffee provided.
• CSR Days: Contribute to social responsibility with 2 CSR days annually – take time off to volunteer.
• Equal Opportunity Employer: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.

The successful candidate must, by the start of the employment, have permission to work in the country they are applying. 

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application