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Senior Lawyer (Corporate Finance Experience) - Remote or Hybrid

OUR FIRM

Avantia Law is leading the way in legal services innovation. Our team of talented lawyers, backed by AI, work with clients to deliver routine legal and compliance work fast and cost-efficiently.

We have experienced exceptional growth and success since our inception in 2019.

Our clients are sophisticated, high-calibre investment funds and asset managers. They expect a premium service – and we deliver. We have a proven track record in this, often winning new clients through referrals.

We offer a culture of trust and flexibility to employees.

We have an office in London for those wishing to spend some portion of their working time with colleagues, but employees are equally welcome to work entirely remotely. We have a truly diverse workforce, with members of staff coming from all corners of the world!

December 2024 - January 2025 Application Disclaimer: Due to the festive period and holidays, it may take a little longer than usual to process applications and get back to candidates. Thank you in advance for your patience!

THE ROLE

We are looking for a Lead Lawyer with a client-facing background in Corporate Finance, M&A, PE, Regulatory, Transactional or Corporate Support to manage Transaction and Investment Compliance for some of the world’s leading asset managers.

Our clients are institutional investors and asset managers operating across the main strategies including private equity, infrastructure, credit and real estate. You will be the direct day-to-day contact for clients (both deal teams and legal) advising on compliance risk in connection with their live transactions and existing investments.

The role requires a familiarity with corporate and private equity deal structures and the ability to quickly assess key risk factors for our clients’ transactions.

We are are looking for outside-the-box thinking deal lawyers who know how to manage clients in the fast-paced financial services industry - no prior compliance experience is required. This is so much more than a compliance role and would suit a lawyer keen to take on a leadership position with high levels of client contact and team management.

In this role, you will:

  • Work closely with our Head of Investment Compliance and a international team of ex-Big Law lawyers and talented paralegals & analysts, reviewing deal structures and investigating corporate ownership and funds flow to identify red flags including AML, sanctions and reputational risk.
  • Take responsibility for your client relationships, overseeing our clients' transaction KYC processes which we tailor deal by deal
  • Lead, manage, train and supervise a small team of Compliance analysts/ Paralegals

Investment compliance is a one of the highest-growth areas across the financial services industry and Avantia is rapidly establishing itself as the most trusted provider in this space, advising the key players in asset management on their deals. As Avantia’s growth continues, there are always new and exciting opportunities contribute to our continued evolution and success including getting involved in LegalTech and developing new service lines.

    • Licensed to practice law in the UK or Europe (we will consider candidates licensed in other similar jurisdictions) 
    • 4+ years’ post qualification experience with a background in Corporate M&A, PE, Finance, Transactional, Regulatory or Corporate Support law - compliance experience is desirable but not essential
    • Experience representing asset management, institutional investor or other FS clients  
    • Strong commercial awareness with a solutions-first approach and strong attention to detail. 

EQUAL OPPORTUNITIES

At Avantia, we are committed to fostering an inclusive and diverse workplace, and we firmly believe in equal opportunities for all. We value and celebrate the unique perspectives, backgrounds, and experiences that each individual brings to our team. We embrace diversity in all its forms. We strive to create an environment where everyone feels respected, valued, and empowered to contribute their best work. Our hiring process is merit-based, and we welcome applications from all qualified individuals. We encourage you to communicate any reasonable accommodations you may need during the recruitment process and future employment. Please let your Talent team contact know ahead of any interview, we will be happy to suggest or confidentially discuss reasonable adjustments.

INTERVIEW PROCESS

The recruitment process will assess your technical knowledge as well as your motivations for joining Avantia.

As such, there will be 3-4 stages which will include a Talent team call, a virtual interview with the MD of Investment Compliance and possibly other members of the team, as well as a technical exercise. The order of these stages may depend on internal availability.

  • 25 days holiday + UK Bank Holidays + 1 Day off for your birthday
  • Remote first (anywhere in the UK) or choose to work from our lovely London Bridge office whenever you wish.
  • Private healthcare or the option to use the budget to be reimbursed for other wellness activities of your choice
  • Annual subscription to your choice of Calm or Headspace
  • Early finish Fridays in the summer
  • Pension scheme (enhanced after 1 year service)
  • Enhanced family friendly policies after 1 year
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What You Should Know About Senior Lawyer (Corporate Finance Experience) - Remote or Hybrid, Avantia Law

At Avantia Law, we’re proudly reshaping the landscape of legal services, and we're on the lookout for a dynamic Senior Lawyer with Corporate Finance experience to join our innovative team. As a leader in legal and compliance solutions, our firm has rapidly ascended since its inception in 2019, providing exceptional services to sophisticated investment funds and asset managers. This remote or hybrid role will put you at the forefront of Transaction and Investment Compliance, where you'll be the go-to advisor for some of the world’s leading asset managers. Your expertise in Corporate M&A, private equity, or finance will be invaluable as you manage client relationships and steer compliance risk evaluations. With a culture of trust and flexibility, you have the option to work fully remotely or engage with colleagues in our London office. Join a diverse team of ex-Big Law professionals and paralegals, where creativity and innovative thinking in legal solutions are encouraged. We believe in creating a workplace that celebrates diversity, where everyone’s unique background adds value to our mission. If you have over 4 years of post-qualification experience and a proactive, detail-oriented mindset, we’d love to hear from you! This is not just a compliance position; it’s a pivotal leadership opportunity that will enable you to drive our growth in the investment compliance sector. Let’s work together to redefine the future of legal services!

Frequently Asked Questions (FAQs) for Senior Lawyer (Corporate Finance Experience) - Remote or Hybrid Role at Avantia Law
What are the key responsibilities of a Senior Lawyer at Avantia Law?

As a Senior Lawyer at Avantia Law, your primary responsibilities will include managing Transaction and Investment Compliance for high-caliber asset managers. You’ll be the main contact for clients, advising on compliance risks related to their transactions and investments. Collaborating with an international team, you’ll review deal structures, oversee transaction KYC processes, and help identify potential risk factors such as AML and sanctions. Additionally, you’ll lead and mentor a team of compliance analysts, thereby ensuring that both compliance standards and client relationships are upheld to the highest degree.

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What qualifications are required for the Senior Lawyer role at Avantia Law?

For the Senior Lawyer position at Avantia Law, candidates should possess a legal license to practice in the UK or Europe, with consideration given to those licensed in similar jurisdictions. A minimum of 4 years of post-qualification experience in Corporate M&A, Private Equity, or related fields is desirable. While previous compliance experience is a plus, it is not mandatory. Candidates should showcase strong commercial awareness, attention to detail, and a solutions-first approach to problem-solving.

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Is prior compliance experience necessary for the Senior Lawyer position at Avantia Law?

No, prior compliance experience is not required for the Senior Lawyer position at Avantia Law. We are looking for candidates who thrive in client-facing roles and possess a comprehensive background in Corporate Finance, M&A, or related fields. This role provides an exciting opportunity for those interested in stepping into a leadership position, allowing for the chance to influence compliance processes while managing direct relationships with high-caliber clients.

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What is the culture like at Avantia Law for Senior Lawyers?

Avantia Law fosters a culture of innovation, trust, and flexibility. We pride ourselves on our diverse workforce, welcoming individuals from various backgrounds and experiences. Our remote or hybrid work options encourage a healthy work-life balance, while our office in London serves as a collaborative space for those wishing to engage with colleagues. We celebrate unique perspectives and believe that our collective backgrounds only enhance our creativity and effectiveness as legal professionals.

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What benefits can a Senior Lawyer expect at Avantia Law?

As a Senior Lawyer at Avantia Law, you will enjoy a competitive benefits package, including 25 days of holiday plus UK Bank Holidays, private healthcare options, and wellness initiatives. Further perks include an early finish on Fridays during the summer, a pension scheme with enhancements after one year of service, and generous family-friendly policies. Additionally, you will have access to the latest legal tech developments and opportunities for career growth as the firm continues to expand.

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Common Interview Questions for Senior Lawyer (Corporate Finance Experience) - Remote or Hybrid
How do you ensure compliance in complex corporate transactions?

To ensure compliance in complex corporate transactions, it’s important to establish a deep understanding of the relevant laws and regulations governing those transactions. Communicating proactively with all stakeholders, including clients and team members, can reveal critical information early on. Utilizing thorough risk assessments and due diligence checks also plays a key role in identifying and mitigating potential compliance issues before they impact the deal’s success.

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Can you give an example of a challenging compliance issue you navigated?

When faced with a challenging compliance issue, it's advantageous to illustrate your analytical skills and problem-solving capability. For example, you might discuss a transaction where you identified a potential AML red flag during due diligence. Highlight how your attention to detail allowed you to recommend additional investigations, thus protecting your client’s interests and ensuring compliance with regulations.

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What strategies do you use to manage client relationships effectively?

Effective client relationship management hinges on active listening, clear communication, and responsiveness. Establishing regular check-in meetings and setting clear expectations from the outset fosters trust. Use tools such as project management software to keep clients informed of ongoing compliance efforts, ensuring transparency throughout the transaction or investment process.

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How do you stay updated on changes in regulations affecting investment compliance?

Staying updated on regulatory changes requires a multifaceted approach. Subscribing to legal newsletters, attending industry conferences, and participating in professional legal associations can provide valuable insights. Furthermore, engaging in continuous learning through courses or webinars focused on compliance laws can enhance your expertise and position you as a knowledgeable resource for both your team and clients.

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Describe your experience in leading a compliance team.

When describing your experience leading a compliance team, focus on instances where you provided mentorship, facilitated training sessions, or drove process improvements. Sharing how you fostered a collaborative environment and motivated your team to achieve compliance objectives will demonstrate your leadership skills. Emphasize any specific initiatives where you enhanced team efficiency or compliance outcomes.

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What do you believe sets Avantia Law apart in the legal services industry?

In your answer, consider discussing Avantia Law’s innovative approach to legal services, particularly how the integration of technology and AI enhances efficiency and service delivery. Point out the firm's commitment to diversity and inclusion, as well as its focus on client-centric solutions. Highlight how this combination positions Avantia as a leader in the evolving legal landscape.

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How would you handle a situation where a client disagrees with your compliance advice?

In such situations, it’s essential to remain calm and composed. It's best to actively listen to the client's concerns and clarify your reasoning with supporting evidence and regulations. By providing alternative solutions and demonstrating your understanding of their objectives, you can collaborate to find a balanced approach that meets compliance standards while addressing their needs.

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What technologies or tools do you find most effective in compliance management?

Technology plays a vital role in compliance management. Discuss your experience with software solutions that streamline KYC processes, monitor transactions, and conduct risk assessments. Tools like document management systems or AI-driven analytics can significantly enhance efficiency and accuracy while ensuring compliance with regulations.

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How do you approach training and developing junior compliance staff?

When training junior compliance staff, it’s important to create a structured mentorship program. Ensure you provide them with practical, real-world scenarios and emphasize the importance of attention to detail. Encourage them to ask questions and foster an open dialogue about compliance challenges. Additionally, consider providing resources for continued education, such as workshops or online courses.

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What are your long-term career goals as a Senior Lawyer in compliance?

Your answer should reflect both personal and professional aspirations. You might express a desire to deepen your expertise in investment compliance, expand your leadership roles, or contribute to the development of innovative legal solutions. Outlining specific goals, such as leading larger teams, influencing industry standards, or being a thought leader in the compliance space, can highlight your commitment to the field.

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DATE POSTED
December 29, 2024

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