Regulatory Counsel
Skills
- Strong understanding of exchange regulations
- Excellent communication skills
- Superior organizational skills
- Creative problem-solving
- Ability to work under pressure
Responsibilities
- Identify, draft, and submit rule filings to the SEC.
- Research and interpret SEC and SRO rules.
- Review listings applications for compliance with LTSE rules.
- Support internal and external regulatory examinations.
- Draft policies and procedures for SEC compliance.
Education
- JD degree
Benefits
- Flexible vacation policy
- 100% health coverage for employees
- Up to 4 months caregiver leave
- Up to $1500 for continuing education
- 401k enrollment
- Home-office stipend
Average salary estimate
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