Client Service Associate, Prime Brokerage & Advanced Clearing Services

Job DescriptionWedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and morethan 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.Our Los Angeles office is seeking a Client Service Associate professional. The position assists correspondent clients to ensure settlement of DVP and Prime Broker away trades, open DVP accounts, and process prime broker street side documentation.Responsibilities Include, But Are Not Limited To• Open DVP accounts and perform maintenance as needed• Research and resolve outstanding fails. Send related reports to correspondents• Respond to correspondent questions• Review for missing F1SA documentation and unmatched confirms and contact correspondent• Communicate with correspondents and contra/brokers to resolve open issues• Track failed trades for billing purposes• Compile monthly CTAS report and request appropriate action internally and with correspondent clients• Assist in making sure underwriting trades are affirmed and settling• Perform other tasks and duties as required and assignedRequired Experience• Bachelor's Degree from an accredited university• 1+ year relevant customer service experience preferred• Securities industry experience a strong plus• FINRA Series 7 and 63 license preferred• Extremely strong computer skills and ability to learn new software• Excellent problem-solving skills, 'can-do,' attitude and strong attention to detail required• Excellent verbal and written communication skills essential• Ability to prioritize daily work flow and multi-task to meet tight deadlines in a fast-paced environmentBenefitsWhat Wedbush Offers YouAs part of the overall compensation package, Wedbush Securities (WS) offers an array of diverse benefits to our Colleagues.• Comprehensive medical, dental, and vision coverage with multiple health plan options• Health Savings Account (HSA) with company-sponsored contributions• Flexible Spending Accounts (FSA) traditional and dependent care• Pre-Tax Commuter Benefits• 401(k) Plan: competitive discretionary company matching and profit-sharing contributions• Tuition reimbursement ($5,250 max per year)• Paid Sick Time, Holidays, Volunteer Time Off• Paid Leave: Parental Bonding, Jury Duty, Military, Disability, etc.• FINRA and Professional License Sponsorship• Charitable Donation Matching Contributions• Travel & Employee Assistance and Employee Discount Programs• Discretionary compensation based on the colleague's and the firm's performanceApplications will be accepted until the position is filled. Decisions regarding compensation are determined on a case-by-case basis and are dependent on a variety of factors including but not limited to location; skill sets; experience and training; licensure and certifications; and other business and organizational needs. A reasonable estimate of the current hiring range is $45,000-$75,000.At Wedbush, we recognize that a diverse and inclusive workforce drives innovation, results in higher Colleague satisfaction, fosters superior client service, and adds meaningful value for stakeholders. WS aims to foster a culture of inclusion where all Colleagues are valued for their unique contributions to the firm and provided equal opportunities to succeed.Wedbush uses E-Verify, an Internet-based system, to confirm the eligibility of all newly hired employees to work in the United States. Learn more about E-Verify, including your rights and responsibilities here https://www.e-verify.gov/employees/e-verify-overview.This position is subject to various laws or regulations that impose restrictions or prohibitions for employment with Wedbush due to criminal history. Those laws or regulations include but are not limited to, the following: Securities Exchange Act of 1934 (SEA) Rule 17a-3, et. seq,, Financial Industry Regulatory Authority (FINRA) Rules 3110(e), Rule 4530(a), etc., and FINRA Regulatory Notice 07-55.Keyword: sales, customer service, Series 7, client service