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Senior Internal Auditor

Solutions for Today’s Challenges. Vision for Tomorrow’s Opportunities.

Join William Blair, the Premier Global Boutique.

William Blair has delivered trusted advice for nine decades, and we continue to deepen our expertise and relationships across regions, asset classes, and markets throughout North America, Europe, Asia, and Australia.

We are committed to our people and culture, values, clients, and local communities.

What sets us apart is that we are an independent partnership, with employees who have unique experiences, perspectives, and backgrounds. We provide advisory services, strategies, and solutions to meet clients’ evolving needs amid dynamic market conditions and varying industries.

We strive to attract the most qualified, passionate candidates who specialize in investment banking, investment management, private wealth management, and a variety of other business functions.

We work tirelessly to create an inclusive culture and take pride in fostering employees’ professional and personal growth. We empower our people to bring their best thinking each day so we can deliver the tailored, thoughtful work and problem-solving abilities that our clients expect.

Equally, we are proud of our long-term partnerships with the communities in which we live and work, a legacy we inherited from our founder.

We invite you to learn about how we are seeking excellence in everything we do and empowering our clients’ success with passion, creativity, and rigor. For more information, visit williamblair.com.

The Senior Internal Auditor will provide leadership to William Blair’s Internal Audit team. Execute complex, high-visibility audits of William Blair departments and locations in accordance with established audit policies and procedures. Document and lead communication efforts with department leaders to review audit issues and ensure open audit items are addressed. Oversee the audit process, and associated results and recommendations of less experienced audit staff to ensure accuracy and appropriateness. Present recommendations to management for audit process improvements. Provide guidance and mentoring to less experienced staff.

Responsibilities include but may not be limited to:

  • Provide leadership to William Blair’s audit programs by following established policies and procedures. Own complex, high visibility audits. Provide guidance and mentoring to less experienced Internal Audit staff.
  • Develop process documentation and risk and control matrices for complex, high visibility areas/processes under review.
  • Direct audits for assigned area by evaluating controls, transactions, business conditions and documentation to determine compliance with policies, procedures and regulations. Provide direction and guidance to less experienced audit staff.
  • Document complex, high-visibility audit issues and prepare audit results and recommendations in order to communicate meaningful findings which help drive solutions and efficiencies. Lead meetings with business heads to present findings.
  • Provide recommendations for addressing complex, high-visibility audit findings and improving existing processes. Track implementation of management’s action items on open audit findings until resolution. Perform testing procedures to confirm audit findings were properly addressed.
  • Review audit paperwork, findings and recommendations of less experienced staff to ensure sufficiency of documentation and evidence to support conclusions.
  • Participate in audits, assessments, and consulting engagements across multiple domains, including operational, financial, regulatory, and IT.
  • Challenge the status quo and look for ways to improve operational efficiency. Present ideas to senior management.
  • Ensure analysis and reports developed by less experienced staff are accurate and appropriate.
  • Provide guidance and mentoring to less experienced internal audit staff.
  • Facilitate interaction with and provide assistance to external auditors.
  • Additional responsibilities as requested.

Qualifications:

  • Bachelor’s Degree in Accounting, Finance or related field required
  • Progress towards CPA or CIA certification required
  • 3-5 years audit experience in either public accounting or internal audit required
  • SIE Exam and Series 7 preferred
  • Strong written and verbal communication skills
  • Ability to thrive in a collaborative work environment
  • Intellectually curious
  • Ability to be an independent contributor supporting the development of new audit programs for previously unaudited areas
  • Adaptability and versatility
  • Ability to work in an unstructured position with little to no repetitive daily activities
  • Excellent problem solving and analytical skills
  • Effective prioritization skills and ability to manage multiple audits as needs arise
  • Excellent computer skills including Microsoft Office Suite
  • Solution focused and detail oriented
  • Positive attitude and demonstrates initiative and persistence
  • Ability to lead and mentor less experienced staff

Work Environment

  • The role is based in Chicago.
  • Work is regularly performed in a hybrid environment – with the expectation of being in the office at least 3 days a week, or more as needed.

#LI-CH1

#LI-Hybrid

 

A reasonable estimate of the current base salary range at time of posting is below. Base salary does not include other forms of compensation or benefits. Actual base salary within the specified range is based on several factors, including but not limited to applicant's skills, prior relevant experience, specific degrees and certifications, job responsibilities, market considerations and, if applicable, the location of the position.

This role is eligible for either a discretionary annual bonus (based on company, business unit and individual performance) and/or commission-based incentives.

Our featured benefit offerings include medical, dental and vision coverage, employer paid short & long-term disability and life insurance, 401(k), profit sharing, paid time off, Maven family & fertility benefit, parental leave (including adoption, surrogacy, and foster placement), as well as other voluntary benefits.  

Salary Range
$99,600$128,200 USD

 

William Blair is an equal opportunity employer. It complies with all laws and regulations that prohibit discrimination in employment practice because of race, color, religion, creed, ancestry, marital status, gender, age, national origin, sexual orientation, unfavorable discharge from the military service or on the basis of a physical or mental disability that is unrelated to the employee's ability to perform the duties of the job applied for. EOE m/f/d/v

Be aware of hiring scams: William Blair has clear processes and guidelines with regards to recruiting. We do not request personal financial information in connection with an employment application nor does William Blair extend any employment offers without first conducting an interview through one of its registered offices. William Blair does not use instant messaging services such as WhatsApp, Telegram, or iMessage as part of the recruiting or interviewing process.

Note to External Recruiters / Search Firms: William Blair does not accept unsolicited resumes and will not pay for any placement resulting from the receipt of an unsolicited resume. Any unsolicited resumes received will not be considered as a valid submission.

Download William Blair's privacy policies for job applicants:

Contact us should you have any questions or concerns.

Average salary estimate

$113900 / YEARLY (est.)
min
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$99600K
$128200K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Senior Internal Auditor, William Blair

Are you ready to take the next step in your career as a Senior Internal Auditor with William Blair in the vibrant city of Chicago? At William Blair, we pride ourselves on delivering trusted advice and creating deep relationships across multiple markets for nearly a century. As a Senior Internal Auditor, you'll lead a talented team, executing high-visibility audits that are crucial to ensuring our operational integrity and compliance with policies. Your role will involve working closely with department leaders to address audit issues and driving solutions that enhance our processes. You'll also mentor less experienced staff, guiding them as they develop their skills. We are looking for someone who is detail-oriented, intellectually curious, and who thrives in a collaborative environment. Your insights will not only help improve our internal controls but also influence the larger financial landscape in which we operate. If you are passionate about problem-solving, have a knack for analytical thinking, and want to be part of a company that values culture and community, we invite you to join us. Embrace the opportunity to make a real impact in a dynamic workplace where your ideas matter!

Frequently Asked Questions (FAQs) for Senior Internal Auditor Role at William Blair
What are the responsibilities of a Senior Internal Auditor at William Blair?

As a Senior Internal Auditor at William Blair, you will oversee complex audits, communicate with department leaders about findings, and present actionable recommendations to improve processes. Your leadership will guide less experienced staff in audit practices, ensuring their professional development while you evaluate controls and regulatory compliance.

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What qualifications are required for the Senior Internal Auditor position at William Blair?

To qualify for the Senior Internal Auditor position at William Blair, candidates need a Bachelor’s Degree in Accounting, Finance, or a related field. Progress towards a CPA or CIA certification is required, along with 3-5 years of audit experience. Strong communication skills and the ability to work collaboratively in a dynamic environment are also essential.

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What is the work environment like for a Senior Internal Auditor at William Blair?

The work environment for a Senior Internal Auditor at William Blair is hybrid, giving you flexibility to work remotely while also being in the Chicago office at least three days a week. This encourages a collaborative atmosphere where team members can engage, innovate, and support each other.

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How does William Blair support the professional growth of a Senior Internal Auditor?

William Blair is committed to the professional growth of their employees, including Senior Internal Auditors. You will receive mentorship opportunities, leadership training, and the chance to participate in diverse audits across various domains, which will help expand your skills and experience.

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What is the salary range for the Senior Internal Auditor position at William Blair?

The base salary range for the Senior Internal Auditor role at William Blair is approximately $99,600 to $128,200 USD. This range can vary based on your experience, skills, and other factors, and the role is eligible for a discretionary annual bonus and various benefits.

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Common Interview Questions for Senior Internal Auditor
Can you describe your audit experience relevant to the Senior Internal Auditor position at William Blair?

When answering this question, focus on your specific experiences in executing audits, addressing compliance issues, and engaging with stakeholders. Highlight any high-visibility projects that showcase your leadership and analytical skills.

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How do you prioritize and manage multiple audits effectively?

Share your strategies for prioritization, such as assessing risk factors and deadlines. Discuss using project management tools or methods to keep your audits organized and on track, ensuring you meet the expectations of various stakeholders.

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Can you give an example of a complex audit issue you faced and how you resolved it?

Provide a real-life scenario where you encountered challenges during an audit. Explain how you analyzed the problem, consulted with the necessary departments, and ultimately presented a solution that benefitted the organization.

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What leadership style do you adopt when mentoring less experienced auditors?

Discuss your mentorship approach, whether it's hands-on guidance, constructive feedback, or enabling independent thinking. Highlight examples of how you've successfully developed team members' skills and confidence.

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How do you ensure accuracy in your audit documentation?

Explain your process for reviewing documentation, including thorough checks and balances. Mention how you encourage collaboration within the team to verify findings and ensure completeness before presenting audit results.

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What role does communication play in auditing, especially in a leadership position?

Emphasize the criticality of clear communication in auditing. Discuss how effectively conveying complex findings to non-audit stakeholders can lead to better understanding and quicker resolutions.

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How do you stay current with changes in regulations that affect auditing?

Talk about your strategies for staying informed, such as professional development through courses, attending industry workshops, or participating in forums that discuss regulatory updates and best practices.

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Can you describe your approach to conducting risk assessments?

Outline your systematic approach to risk assessments, detailing how you identify potential risks, evaluate controls, and recommend improvements. Use methodologies you’re comfortable with to elaborate on your process.

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How do you handle disagreements with stakeholders regarding audit findings?

Discuss your conflict resolution skills, emphasizing active listening, presenting data to support your points, and working collaboratively towards a resolution that satisfies both audit purposes and stakeholder concerns.

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What innovations or improvements have you implemented in past audit processes?

Share specific examples of how you've improved audit strategies to enhance efficiency or accuracy. Discuss your proactive nature in challenging the status quo and implementing forward-thinking practices.

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Empower Colleagues. Deliver Client Success. Engage in Our Communities. At William Blair, serving our clients begins with the capabilities and collaboration of our teams - making our employees our most important asset. We believe that when we cre...

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Full-time, hybrid
DATE POSTED
January 6, 2025

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