(Senior) Compliance Expert (m/w/d)

As a Senior Compliance Expert at Scalable Capital, you'll oversee compliance initiatives, work alongside various departments to ensure adherence to regulations, and lead training programs for team members. You play an essential role in maintaining the company's high compliance standards within the investment sector.

To succeed as a Senior Compliance Expert at Scalable Capital, applicants should have a degree in law, economics, or a related field, along with extensive compliance experience in a regulated environment. Strong knowledge of compliance issues, particularly in capital markets, is essential.

Your key responsibilities as a Senior Compliance Expert at Scalable Capital include managing compliance with regulatory requirements, conducting internal audits, representing the compliance team in discussions with management and external authorities, and facilitating employee training on compliance matters.

At Scalable Capital, the work culture for a Senior Compliance Expert is collaborative and inclusive. You'll engage with diverse teams while contributing to innovative solutions that enhance our financial products. We've created a flexible and dynamic environment to support your professional growth.

As a Senior Compliance Expert, you’ll have various growth opportunities at Scalable Capital, including participation in internal knowledge-sharing sessions, access to a personal educational budget for external development events, and the potential for career advancement within our rapidly expanding company.

Yes, Scalable Capital offers flexible work options for the Senior Compliance Expert role, allowing you to work from home in Germany, as well as from our central offices in Berlin or Munich. This flexibility ultimately supports a better work-life balance.

As a Senior Compliance Expert at Scalable Capital, you directly impact our customers by ensuring that all products and services comply with legal standards. This fosters customer trust and satisfaction, which is essential for our mission of providing accessible financial solutions.

In your response, detail your previous roles, the nature of compliance issues you faced, and specific regulations you navigated. Highlight achievements or projects where you successfully maintained compliance and ensured audit readiness.

Discuss your methods for keeping up with regulatory changes, such as participating in professional groups, engaging with legal updates, or attending seminars. Explain how these activities inform your work as a Senior Compliance Expert.

Share your approach to conducting compliance training, including methods for keeping content engaging, evaluating knowledge retention, and tailoring sessions for different departments within Scalable Capital.

Provide examples of situations where you've had to prioritize projects, focusing on time management skills and communication strategies. Illustrate your ability to balance compliance needs with operational demands.

Articulate your understanding of MiFID II, particularly its objectives—like enhancing transparency and investor protection. Discuss how these regulations influence compliance practices at companies like Scalable Capital.

Share a specific example where your proactive measures prevented potential compliance issues. Explain your analytical process for risk assessment and the steps you took to mitigate it.

Highlight methods that promote open communication and collaboration between departments. Discuss examples that reflect successful teamwork in achieving compliance objectives and fostering a culture of accountability.

Mention specific compliance tools or software you have experience with. Discuss how these tools have enhanced your efficiency in monitoring compliance and reporting potential issues.

Discuss your communication style and how you frame compliance issues in terms that resonate with management. Emphasize the importance of bridging compliance with business objectives, and how you advocate for necessary resources.

Explain your process for creating and maintaining clear, accessible compliance documentation. Discuss how you ensure that documentation is up-to-date and serves as a practical resource for employees across Scalable Capital.