Audit Supervisor

Job Title: Audit Supervisor - Global Markets Trade Surveillance/Market ConductLocation: New York, NY, USWork Arrangement: Onsite | Hybrid (3 days onsite)Job Type: PermanentResponsibilities• Audit Execution: Lead and execute audit strategies with a focus on risk-based auditing, defining audit scope, and creating audit programs. Utilize automation and innovative methods to ensure timely, high-quality results.• Control Environment Evaluation: Apply in-depth product, business, and technical knowledge to effectively challenge management, ensuring improvements to the control environment.• Business Impact Assessment: Evaluate the impact of business processes, controls, and strategies, providing recommendations on severity ratings.• Audit Reporting: Contribute to drafting audit reports, sharing findings and insights with business leaders to drive improvement.• Team Development: Support the growth of peers and teams through on-the-job training and fostering an inclusive work environment.• Relationship Management: Establish and maintain strong business partner relationships, particularly with line management, to enhance business knowledge.• Innovative Audit Tools: Employ innovative tools and technologies to enhance the efficiency and effectiveness of audit activities.Required Qualifications• Experience: Minimum 4-5 years in audit or a compliance/business controls/risk management role, with specific experience covering trading desk activities across Equities, Fixed Income, Currencies, and Commodities asset classes.• Industry Knowledge: Strong background in audit or risk controls within financial services.• Technical Skills: Proficiency in analytical and automation tools, including SQL, SAS, Excel, and Access.• Education: Bachelor's degree.Skills• Analytical Thinking• Audit Planning• Internal Audit Review• Issue Management• Risk Management• Attention to Detail• Automation• Business Acumen• Project Management• Technical Documentation• Coaching• Critical Thinking• Relationship Building• Written CommunicationNon-Negotiable Requirements• At least 4 years of trading and auditing experience.• Specific coverage of trading desk activities across Equities or Fixed Income, Currencies, and Commodities asset classes.• Strong audit or risk controls background in financial services.• Proficiency in automation tools like SQL, SAS, Excel, and Access.