As a Senior Internal Auditor at Ventas, Inc., your main responsibilities include leading SOX compliance testing, conducting risk-based financial and operational audits, collaborating on process improvements, and preparing comprehensive reports on controls and processes. You'll work closely with both the Internal Audit Team and external auditors to ensure compliance and operational efficiency.

To qualify for the Senior Internal Auditor role at Ventas, Inc., candidates must have a bachelor's degree in Business Administration, Accounting, or a related field along with over 2 years of auditing experience. Preferred certifications include CPA or CIA, and hands-on experience with tools like Alteryx or PowerBI is also beneficial.

In the Senior Internal Auditor position at Ventas, Inc., data analytics is a key component where you will participate in developing and implementing high-quality analytic control tests. You'll be responsible for the entire cycle from data collection to preparation, analyzing risks, and preparing models for reporting to enhance audit efficiency and effectiveness.

The Senior Internal Auditor at Ventas, Inc. contributes to process improvement by collaborating with various business units to identify control weaknesses and areas for efficiency enhancements. You'll assess existing processes and recommend actions that not only strengthen controls but also add value to our operational practices.

Yes, Ventas, Inc. emphasizes professional development for the Senior Internal Auditor role by encouraging participation in ongoing educational opportunities. This commitment ensures that auditors stay updated on the latest trends in financial services and auditing standards, fostering growth and expertise in the field.

When evaluating a company's internal controls, I begin by reviewing existing documentation and flowcharts to understand the current processes. I conduct interviews with relevant staff to identify any updates or changes needed, perform risk assessments, and test controls for effectiveness while considering compliance with corporate policies.

SOX compliance testing is critical as it ensures that internal controls over financial reporting are effective, protecting the company from financial misstatements and fraud. This testing is not only about compliance but also enhances the overall integrity of financial reporting, which is vital for stakeholders' trust.

In my past roles, I've implemented risk-based auditing by prioritizing areas with higher risks and focusing my audit efforts on those segments. By conducting thorough risk assessments, I've been able to develop audit plans that address potential vulnerabilities more effectively, driving significant improvements in internal processes.

When I encounter discrepancies during an audit, I address them promptly by documenting the findings in detail and discussing them with the relevant department. It’s important to create an environment of collaboration to investigate the root cause, propose corrective actions, and ensure that all parties understand the implications of the discrepancies.

I have utilized tools like Alteryx and PowerBI extensively for data analytics. These tools are invaluable for data manipulation, visualization, and reporting, helping me conduct comprehensive analytic control tests efficiently and derive actionable insights from large datasets.

When communicating audit findings to senior management, I focus on clarity and impact. I prepare formal written reports summarizing the findings, backed by data analysis, and dress key concerns in concise oral presentations, highlighting the implications and recommended actionable steps to address each issue.

To ensure ongoing compliance with regulations, I advocate for continuous monitoring of internal controls, regular training for staff, and timely updates to policies as regulations change. I also introduce periodic review sessions to ensure that processes remain aligned with both internal and external expectations.

Prioritization is key in managing multiple audits. I assess the risk levels, deadlines, and resource availability, and utilize project management tools to create timelines that outline clear milestones. Regular communication with stakeholders also helps me stay aligned on priorities and timelines.

One challenging audit involved a comprehensive review of a newly implemented financial system. Faced with incomplete documentation and staff resistance, I engaged with the team to understand their concerns, invested time in training them on audit processes, and gradually overcame the challenges through open communication and collaboration.

Collaboration is essential in my auditing process. By working closely with various departments, I am able to gather insights and data that enrich the audit process. I believe fostering strong relationships enhances transparency and aids in identifying areas for improvement, ultimately leading to more effective audits.