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US Experienced Financial Advisor - job 1 of 3

We're Bullish About Your Future Here.Your experience is valuable to us - and we know you have options. But we offer something the competition simply can't: our unique branch-team business model. One financial advisor and one branch office administrator entirely focused on building client relationships. It's our sole profit center. And as an Edward Jones advisor, you're at the helm. That's why we provide every possible resource to help you succeed. A branch office administrator to help you run your branch. World-class products, services and support. And the stability of a firm built on a long-term investment philosophy that has helped our clients achieve their goals for nearly a century. Empowering you to deliver tailored solutions to meet your clients' unique and complex needs. Building your practice your way - with 100% support from us.Job OverviewAs a financial advisor with Edward Jones, you'll develop and grow your own practice, supported by branch associates, a home-office team and other regional financial advisors. You'll benefit from the experience that comes from over 100 years of history. We're proud to have more offices in the U.S. and Canada than any other investment firm, serving over eight million clients.Our financial advisors are a valued part of our firm, and we credit much of our success to their unique experiences and professional backgrounds. We value an inclusive environment where everyone's different viewpoints help to achieve results.Edward Jones is built to help you positively impact clients' lives, helping them achieve their long-term financial goals as you make a difference in your community.Key Responsibilities• Build relationships to create new clients via face-to-face and virtual sourcing strategies (e.g., residential, business, networking, introductions and referrals, social media and speaking engagements).• Deeply understand clients' and prospective clients' needs, priorities, and concerns to accelerate trust and create personalized, comprehensive strategies to help clients achieve their goals.• Oversee branch processes, roles, and responsibilities to ensure a high-quality, streamlined client experience consistent with firm policies and procedures, regulatory requirements, and ethical guidelines.• Engage the branch team to create, monitor, and adjust the branch business plan to increase branch effectiveness and achieve desired business results.• Create a highly engaging environment in the branch of mutual trust, respect, feedback, and accountability.• As an associate, you are required to complete ongoing training offered by the firm and regulatory authorities, as well as required training to maintain registrations and licenses in good standing.• A firm-provided branch office in the community.• Client support to help lighten the load so you can focus on your clients.• A support network that extends from your client support team office to your region to the home office - You'll work independently but will have a team of thousands backing you every step of the way.BenefitsEdward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), disability income continuation, basic life, and basic AD&D coverage. Income continuation, basic life, and basic AD&D coverage are provided at no cost to financial advisors. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account and flexible spending account. Financial advisors enjoy flexibility in their schedule and, where required by applicable law, are eligible for paid sick leave and paid time off. Financial advisors may be eligible for bonuses; profit sharing; paid medical and parental leave for Financial Advisors that satisfy eligibility requirements; and participation in the firm's Travel Award Program. All associates are eligible for the firm's Employee Assistance Program. For more information on the Benefits available to financial advisors, please visit our benefits page.Earn Salary, Commissions, New Asset Compensation• No ceiling to your earning potential and growth, and your compensation is tied to the effort you put in• A multi-faceted compensation package that also includes opportunities for profitability bonuses, profit sharing, and incentive travel• The flexibility that you need to balance your personal and professional lives - the best of both worldsAs every situation is unique, speaking with a recruiter is recommended. You can may calculate a preliminary total compensation with this calculatorHiring Minimum $50,000Hiring Maximum $125,000Qualified applicants with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act. Edward Jones is prohibited from hiring individuals with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf.• >Skills/RequirementsRead More About Job OverviewFinancial advisors succeed by demonstrating a unique combination of ambition, self-motivation and commitment to establishing long-term client relationships. Financial advisors are driven by performance, and we ensure that their compensation and earning potential is reflective of their performance. They're confident and possess the ability to think critically, with sound judgment.What characteristics would make you a successful financial advisor?• Strong communications skills and self-starter• Love of learning and challenges, including determination to succeed• Skilled in long-term relationship building• Adaptable to new information seeking the right solutions for clients• Comfortable in your ability to think critically• Passion for new opportunitiesCandidate Qualifications• Series 7 and Series 66 required• Experience in financial services working with clients, in-depth knowledge of investment products and services with a track record of success• State insurance licenses preferred• Preferred additional professional designations such as CFP® or CERTIFIED FINANCIAL PLANNER™ and/or CRPC™ or Chartered Retirement Planning Counselor™Qualified applicants with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act. Edward Jones is prohibited from hiring individuals with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf.Read More About Skills/RequirementsAwards & AccoladesAt Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward JonesCheck out our Canadian awards and accolades: Insights & Information Blog Postings about Edward JonesRead More About Awards & AccoladesAbout UsJoin a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.View our Purpose, Inclusion and Citizenship Report.¹Fortune 500, published June 2023, data as of December 2022. Compensation provided for using, not obtaining, the rating.Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.
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What You Should Know About US Experienced Financial Advisor, Edward Jones

At Edward Jones, we’re excited to welcome a US Experienced Financial Advisor to our growing team in Carol Stream, IL! We truly value your experience and understand the importance of options in your career. What sets us apart is our unique branch-team business model, where you’ll work alongside a dedicated branch office administrator. Together, you’ll focus on building lasting client relationships, because that’s where we see our greatest success. As a financial advisor, you’ll be the captain of your own ship, supported by extensive resources including world-class products, services, and a nurturing environment that encourages your growth. With over a century of proven success behind us, you’ll be equipped to impact clients' lives positively and help them achieve their long-term financial goals while fostering a sense of community. Your role will revolve around developing your own practice with the support of branch associates and a collaborative home-office team. You’ll employ innovative sourcing strategies to grow your client base while ensuring a seamless client experience. Plus, you’ll have continuous training that enhances your skills and keeps you at the top of your game. Let’s not forget to mention our comprehensive benefits package, flexible schedule, and impressive earning potential based solely on your efforts. If you're passionate about financial services and eager to make a difference, we’d love to discuss how you can thrive as a Financial Advisor with Edward Jones!

Frequently Asked Questions (FAQs) for US Experienced Financial Advisor Role at Edward Jones
What are the responsibilities of a US Experienced Financial Advisor at Edward Jones?

As a US Experienced Financial Advisor at Edward Jones, you will play a pivotal role in building and expanding client relationships through both face-to-face and virtual strategies. Your key responsibilities will include understanding clients' needs to develop personalized strategies, overseeing your branch's daily operations to maintain a high-quality client experience, and actively engaging with your branch team to enhance effectiveness and achieve business goals. Your role will also involve frequent communication and ongoing training to stay compliant with regulations and best practices.

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What qualifications do I need to become a US Experienced Financial Advisor at Edward Jones?

To become a US Experienced Financial Advisor at Edward Jones, you must have the Series 7 and Series 66 licenses, along with significant experience in financial services. A deep knowledge of investment products is essential, and preferred qualifications include state insurance licenses and professional designations such as CFP® or CRPC™. Additionally, strong communication skills and a passion for establishing long-term client relationships will help you excel in this role.

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What training and support does Edward Jones provide for Financial Advisors?

Edward Jones offers extensive training and continuous professional development for its Financial Advisors. You will participate in ongoing training sessions that cover industry practices, compliance, and product knowledge. Moreover, you'll have access to a network of experienced branch associates and regional advisors, as well as a committed home-office team that supports you every step of the way. This comprehensive support ensures you'll always have resources to help you succeed in your practice.

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How does the compensation structure work for a US Experienced Financial Advisor at Edward Jones?

The compensation structure for a US Experienced Financial Advisor at Edward Jones is designed to reflect your performance and efforts. It consists of a multi-faceted package that includes a base salary, commission, and opportunities for bonuses and profit-sharing. There is no ceiling to your earning potential, allowing you to grow your income based on the client relationships you build and the services you provide. You’ll also benefit from flexibility in managing your schedule, which is a significant advantage in achieving work-life balance.

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What makes Edward Jones a great place to work as a Financial Advisor?

Edward Jones is a great place to work as a Financial Advisor because of its people-first approach and commitment to inclusivity. The firm values the diverse backgrounds and experiences of its advisors, creating an environment where everyone is heard and supported. You'll have the opportunity to make a significant impact in your clients' lives while benefiting from a robust support system and a chance to build your practice with the backing of a well-respected and established firm.

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Common Interview Questions for US Experienced Financial Advisor
What motivated you to become a Financial Advisor?

When answering this question, share a personal story that highlights your passion for finance and helping others. You might discuss how your interest in investments started or a specific experience where you made a significant difference in someone’s financial future. This helps the interviewer see your commitment and suitability for the role.

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How do you approach building relationships with clients?

Discuss your strategy for establishing trust and rapport with clients. You can mention specific techniques such as active listening, asking insightful questions, and maintaining regular communication. Providing examples of past successes will showcase your skills in relationship management, which is crucial for a Financial Advisor.

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Can you explain your experience with financial products and planning?

Outline your background in financial products, emphasizing your hands-on experience and knowledge. You should highlight any relevant certifications and your ability to craft personalized financial plans based on your clients' needs. Specific examples where you successfully advised clients on investments or financial strategies will be impressive.

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What strategies do you use to source new clients?

When answering this question, detail the diverse approaches you utilize for client sourcing, such as networking, referrals, and social media outreach. Emphasize your creativity and persistence in finding new clients, as well as any past strategies that proved successful in expanding your client base.

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How do you stay current with industry trends and regulations?

Discuss your commitment to continuous learning through various resources such as industry publications, seminars, courses, or networking events. Highlight any specific tools or strategies you use to remain informed, showcasing your proactive approach to staying ahead in the financial advisory field.

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Describe a challenging situation you've faced in your career and how you handled it.

Use the STAR method (Situation, Task, Action, Result) to structure your answer. Explain the challenge, the specific tasks you needed to address, the actions you took to overcome it, and the results of your efforts. This gives the interviewer insight into your problem-solving skills and resilience.

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What key attributes do you believe are important for a successful Financial Advisor?

Share key attributes such as strong communication skills, empathy, adaptability, and a results-oriented mindset. Highlight how these qualities not only help in nurturing client relationships but also drive your success in achieving your business objectives as a Financial Advisor.

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How would you manage client expectations?

Explain your approach to setting realistic goals and timelines with clients. Discuss the importance of clear communication and regular check-ins to ensure transparency regarding developments in their financial plans. This shows your focus on maintaining strong client relationships.

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What role does technology play in your financial advising process?

Talk about the various tools and software you use to enhance your efficiency and client service. Include examples of how technology aids in financial planning, tracking investments, or communicating with clients. This demonstrates your ability to leverage technology in today’s advisory landscape.

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Why do you want to work with Edward Jones as a Financial Advisor?

Research what makes Edward Jones unique and share specific aspects of the firm that resonate with you, such as its client-focused approach or supportive team dynamic. Your answer should reflect your alignment with the company’s values and demonstrate your enthusiasm for contributing to its mission.

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Attn: Teachers and Nurses, you are invited to join us for the “Edward Jones Financial Advisor Career Opportunity Webinar” on January 31, 2023, from 6-6:30 pm CST. Register Now: https://cvent.me/Yw1oZA?RefId=GDR Edward Jones serves nearly 7 mill...

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Full-time, on-site
DATE POSTED
December 8, 2024

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