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Associate Counsel, Compliance

Company Description

Join our NBCUniversal EPIC Legal Team! EPIC symbolizes key foundational principles as we strive to be extraordinary partners to our businesses in an evolving environment. Here at NBCU Legal, we are Expert Partners who provide Inspiring and Creative solutions to our clients. We are subject-matter experts who collaborate with our legal colleagues and clients to guide, solve and push for our collective success. We inspire by bringing optimism and positivity to our work, and apply strategic and innovative thinking to support our businesses.

We create world-class content, which we distribute across our portfolio of film, television, and streaming, and bring to life through our theme parks and consumer experiences. We own and operate leading entertainment and news brands, including NBC, NBC News, MSNBC, CNBC, NBC Sports, Telemundo, NBC Local Stations, Bravo, USA Network, and Peacock, our premium ad-supported streaming service. We produce and distribute premier filmed entertainment and programming through Universal Filmed Entertainment Group and Universal Studio Group, and have world-renowned theme parks and attractions through Universal Destinations & Experiences. NBCUniversal is a subsidiary of Comcast Corporation.

Here you can be your authentic self. As a company uniquely positioned to educate, entertain and empower through our platforms, Comcast NBCUniversal stands for including everyone. Our Diversity, Equity and Inclusion initiatives, coupled with our Corporate Social Responsibility work, is informed by our employees, audiences, park guests and the communities in which we live. We strive to foster a diverse, equitable and inclusive culture where our employees feel supported, embraced and heard. Together, we’ll continue to create and deliver content that reflects the current and ever-changing face of the world.

Job Description

  • Work with NBCU Compliance and Universal Destinations & Experiences (UDX) to manage, monitor and escalate compliance risks
  • Partner with NBCU Compliance, NBCU Employment, and UDX to conduct integrity investigations
  • Monitor business travel to foreign countries and prepare necessary export filings
  • Assist with the implementation and management of key compliance tools, such as Gifts and Business Entertainment, as well as Conflicts of Interest
  • Support and keep records for business units and functions with GBE requests to government officials, and work with NBCU Compliance and Comcast Political Affairs to obtain pre-approval
  • Conduct compliance training with UDX employees, plus keep and report training records
  • Support UDX Compliance Council, including, but not limited to: organizing and carrying out periodic meetings; working on the documentation of annual priorities; supporting business and functions with periodic reporting; and presenting reports to relevant stakeholders
  • Assist NBCU Compliance and UDX with the review and approval of Conflicts of Interest
  • Develop strategies for risk-mitigation, and shield clients from legal risks and regulatory violations, in all business transactions
  • Perform complex legal research and extensive due diligence
  • Manage legal demands and complaints
  • Engage with colleagues in a collaborative, positive and proactive manner
  • Perform other Compliance program-related responsibilities and duties, as needed

Qualifications

Basic Requirements

  • Juris Doctorate (JD) from an ABA-accredited law school
  • 2+ years of Compliance or Litigation experience
  • Member in good standing of the State Bar of Florida, or member in good standing of another State Bar and registered as in-house counsel

Desired Characteristics

  • Superior verbal and written communication skills
  • Excellent interpersonal skills, with adaptability to advise a range of personalities and styles, as well as establish effective relationships within all levels of the organization
  • Solid leadership and influencing skills
  • Ability to self-motivate, and work independently as well as collaboratively
  • Clear thinker with ability to assess risk and develop effective, efficient and strategic solutions
  • Understanding of the elements of an effective compliance program for a publicly-traded, global company
  • Knowledge of rules, regulations, and best compliance practices regarding anti-corruption, anti-money laundering, economic sanctions, International Trade Controls, conflicts of interest, gifts and business entertainment, and related matters

Additional Requirements

  • Must be willing to work in Orlando, FL
  • Must have flexibility with working hours
  • This position has been designated as hybrid, generally contributing from the office a minimum of three days per week

Additional Information

As part of our selection process, external candidates may be required to attend an in-person interview with an NBCUniversal employee at one of our locations prior to a hiring decision. NBCUniversal's policy is to provide equal employment opportunities to all applicants and employees without regard to race, color, religion, creed, gender, gender identity or expression, age, national origin or ancestry, citizenship, disability, sexual orientation, marital status, pregnancy, veteran status, membership in the uniformed services, genetic information, or any other basis protected by applicable law.

If you are a qualified individual with a disability or a disabled veteran and require support throughout the application and/or recruitment process as a result of your disability, you have the right to request a reasonable accommodation. You can submit your request to [email protected].

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Average salary estimate

$100000 / YEARLY (est.)
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$80000K
$120000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Associate Counsel, Compliance, NBCUniversal

Join the NBCUniversal EPIC Legal Team as an Associate Counsel in Compliance, where your expertise will make a significant impact at the heart of our operations in Orlando, Florida. This is an exciting opportunity to partner with various departments across NBCU and Universal Destinations & Experiences. You’ll work closely with the Compliance team to manage compliance risks, conduct integrity investigations, and prepare necessary export filings, while ensuring our business practices adhere to the highest ethical standards. In this role, you will also execute compliance training for UDX employees and maintain essential records for compliance requests. We value collaboration and positivity here at NBCUniversal, and we believe that together, we can create strategies to mitigate risks and shield our clients from legal complexities. As you engage with colleagues, your ability to communicate effectively and forge strong relationships will be crucial. If you possess a Juris Doctorate and have experience in compliance or litigation, we’d love to hear from you! This position offers a hybrid work environment, allowing you to balance office contributions with remote flexibility. Join us in our mission to educate, entertain, and empower through innovative and responsible compliance practices, and become a part of a team that believes in inclusivity and supports its employees' authentic selves.

Frequently Asked Questions (FAQs) for Associate Counsel, Compliance Role at NBCUniversal
What are the primary responsibilities of the Associate Counsel, Compliance at NBCUniversal?

As the Associate Counsel, Compliance at NBCUniversal, your main responsibilities include managing compliance risks, conducting integrity investigations, and monitoring business activities while ensuring adherence to compliance regulations. You'll also facilitate compliance training, keep comprehensive records, and support periodic compliance meetings. In essence, you will be crucial in fostering a culture of ethical conduct within the organization.

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What qualifications do I need to apply for the Associate Counsel, Compliance position at NBCUniversal?

To apply for the Associate Counsel, Compliance position at NBCUniversal, you need a Juris Doctorate from an ABA-accredited law school and at least 2 years of relevant experience in Compliance or Litigation. It’s essential to be a member in good standing of the State Bar of Florida or another state, registered as in-house counsel.

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Is the Associate Counsel, Compliance position at NBCUniversal hybrid or remote?

Yes, the Associate Counsel, Compliance position at NBCUniversal is designated as hybrid. This means that while you will typically contribute a minimum of three days per week in the office located in Orlando, Florida, there is also flexibility to work remotely, providing a balanced work-life environment.

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What skills are essential for the Associate Counsel, Compliance role at NBCUniversal?

For the Associate Counsel, Compliance position at NBCUniversal, essential skills include superior verbal and written communication, excellent interpersonal abilities to relate with diverse personalities and functions, and solid leadership skills. Additionally, you should possess critical thinking skills to assess risks and develop strategic compliance solutions effectively.

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What is the impact of the Associate Counsel, Compliance on NBCUniversal's operations?

The Associate Counsel, Compliance plays a vital role in ensuring that NBCUniversal's operations align with legal and ethical standards. By proactively managing compliance risks, conducting training, and developing strategies for risk mitigation, you will directly contribute to the trust and integrity of the organization, ultimately supporting its mission to deliver exceptional content responsibly.

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Common Interview Questions for Associate Counsel, Compliance
What experience do you have in compliance or litigation that will benefit your role as Associate Counsel at NBCUniversal?

When answering this question, highlight your specific experiences in compliance investigations or litigation practices. Provide examples of projects where you successfully navigated legal challenges and collaborated with other departments to ensure compliance, detailing the positive outcomes of your efforts.

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How do you approach legal research and due diligence in your compliance work?

A good response would detail your systematic approach to legal research, including the tools and resources you rely on. Discuss a scenario where thorough due diligence helped to identify potential risks and how you overcame those challenges through meticulous analysis and team collaboration.

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Can you describe a time when you had to influence a decision at a corporate level regarding compliance issues?

When responding, share a specific example where you demonstrated your influencing skills to affect compliance policies or practices. Focus on how you communicated complex legal concepts to relevant stakeholders and the strategies you employed to gain their trust and agreement.

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What steps do you take to keep yourself updated on compliance regulations relevant to NBCUniversal's operations?

Explain that you regularly follow legal publications, participate in compliance webinars, and join professional groups related to your specialization. Mention any specific resources you use to ensure you stay well-informed about changes in compliance regulations that could impact the organization.

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How would you handle a situation where you identified a compliance violation committed by a high-ranking executive?

Your response should reflect your ability to handle sensitive situations with professionalism and discretion. Discuss how you would assess the violation, gather necessary facts, and address the issue through proper channels, maintaining a balance between transparency and confidentiality.

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What is your philosophy towards compliance training for employees?

Discuss the importance of making compliance training engaging and actionable. Explain how you would customize training programs to suit different departments within NBCUniversal and illustrate the benefits of fostering a culture of compliance through ongoing education and support.

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How do you prioritize your work when managing multiple compliance projects at NBCUniversal?

Share your method of prioritizing tasks, be it through list-making, digital tools, or project management software. Emphasize the importance of aligning your priorities with organizational goals and deadlines to ensure effective execution of compliance initiatives.

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Describe how you would effectively collaborate with other departments in NBCUniversal to address compliance challenges.

Your answer should showcase your team-oriented approach. Provide an example where you successfully collaborated with different departments, explaining how proactive communication and mutual respect were key to achieving compliance objectives.

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What strategies do you find effective in mitigating risks for compliance violations?

Discuss various strategies you would employ, such as risk assessments, compliance monitoring, and developing clear policies. Provide examples to illustrate how you effectively implemented these strategies in previous roles to mitigate risks and enhance compliance.

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Why do you want to work for NBCUniversal as an Associate Counsel, Compliance?

When asked this, reflect on your passion for the entertainment industry and NBCUniversal's commitment to ethics and innovation. Convey how your values align with theirs and your enthusiasm for contributing to a team that prioritizes diversity and inclusion in compliance practices.

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We are in business to create and deliver content so compelling it entertains, informs and shapes our world. We believe that the talent, creativity and diversity of our people are our greatest resources. We take our business seriously, but do no...

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Full-time, hybrid
DATE POSTED
January 11, 2025

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