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Senior Operations Auditor

We are seeking a highly motivated and experienced operations auditor to join our team at Protective Life Insurance Company. The Senior Auditor will be responsible for leading and conducting operations audits to evaluate the effectiveness of internal controls and compliance with company policies and procedures. This position requires a strong understanding of auditing principles and practices, as well as the ability to work independently and in a team-oriented environment.


Primary Responsibilities:
  • Plan, organize and lead operations audit engagements, including risk assessment and scoping, develop audit programs, perform testing and documentation of results.
  • Identify and evaluate internal control weaknesses recommending solutions to improve controls, including identifying areas for process improvement and cost savings.
  • Prepare audit reports clearly communicating findings and recommendations to management, including tracking progress of action plans and ensuring issues are resolved in a timely manner.
  • Monitor and follow-up on the implementation of audit recommendations to ensure corrective actions are taken and are effective in addressing the identified issues.
  • Stay current on industry developments and regulatory requirements to ensure audit procedures are updated to address any changes.
  • Collaborate with other departments and teams to ensure all areas of the company are in compliance with company policies and procedures, as well as industry regulations.
  • Provide oversight of Institute of Internal Audit professional practices, ensuring compliance with company and industry standards, and maintaining the integrity of the audit process.


Qualifications:
  • Bachelor's degree in Accounting, Finance or related field
  • Minimum of 3 years of experience in auditing, with insurance industry experience preferred
  • CIA, CPA, or other relevant professional certification required
  • Strong understanding of auditing standards and internal control frameworks
  • Excellent analytical and problem-solving skills
  • Strong communication and interpersonal skills
  • Ability to work independently and as part of a team
  • Strong computer skills, including proficiency in Excel and audit software.


If you are a self-motivated individual with a passion for auditing and the insurance industry, we would love to hear from you. Please submit your resume for consideration.



Protective’s targeted salary range for this position is $62,000 to $85,000. Actual salaries may vary depending on factors, including but not limited to, job location, skills, and experience. The range listed is just one component of Protective’s total compensation package for employees.

This position also offers additional incentive opportunities [through an annual incentive based on individual and Company performance] OR [through cash compensation as part of a sales incentive plan (SIP).


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$62000K
$85000K

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What You Should Know About Senior Operations Auditor, Protective

Looking to take your career to the next level? Join us at Protective Life Insurance Company as a Senior Operations Auditor in Birmingham, AL! We’re on the hunt for a passionate and knowledgeable individual who thrives in a collaborative yet independent work environment. In this role, you will lead operations audits that uncover valuable insights into our internal controls and ensure compliance with our company policies. Your day-to-day activities will include planning and executing audits, assessing risks, and developing tailored audit programs that suit our needs. You’ll be the go-to person for identifying areas where we can enhance our processes, improve controls, and achieve cost savings. As an integral part of our team, you will prepare detailed reports that clearly communicate your findings and recommendations to management, ensuring that any issues are resolved promptly. Staying updated with the latest industry regulations is key in this role, as you’ll adjust our audit procedures accordingly. With your impressive experience in auditing, particularly within the insurance sector, along with essential qualifications like CIA or CPA, you’ll help us maintain the integrity of our audit process. If you are committed, detail-oriented, and ready to contribute your expertise, we want to hear from you! Let’s build a brighter future together at Protective Life Insurance Company.

Frequently Asked Questions (FAQs) for Senior Operations Auditor Role at Protective
What are the key responsibilities of a Senior Operations Auditor at Protective Life Insurance Company?

As a Senior Operations Auditor at Protective Life Insurance Company, you will plan and lead various operations audit engagements, conduct risk assessments, develop audit programs, and document your testing results. You’ll also identify internal control weaknesses and recommend solutions for enhancements while ensuring that audit findings are communicated clearly to management.

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What qualifications do I need to apply for the Senior Operations Auditor position at Protective Life Insurance Company?

To qualify for the Senior Operations Auditor position at Protective Life Insurance Company, you typically need a bachelor's degree in Accounting, Finance, or a related field, along with a minimum of three years of auditing experience, preferably in the insurance industry. Relevant professional certifications such as CIA or CPA are also required to ensure you're armed with the essential tools for success.

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What is the salary range for the Senior Operations Auditor position at Protective Life Insurance Company?

Protective Life Insurance Company offers a targeted salary range of $62,000 to $85,000 for the Senior Operations Auditor position. Actual salaries can vary based on several factors, including your skills, experience, and the job location.

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What skills are crucial for a Senior Operations Auditor at Protective Life Insurance Company?

As a Senior Operations Auditor, it is crucial to possess strong analytical and problem-solving skills, excellent communication abilities, and interpersonal skills. Proficiency in Excel and familiarity with audit software are also important as these tools will aid in your auditing processes and reporting.

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What does the work culture look like for a Senior Operations Auditor at Protective Life Insurance Company?

The work culture for a Senior Operations Auditor at Protective Life Insurance Company is collaborative yet encourages individual responsibility. You'll have the opportunity to work on diverse audit engagements while working closely with multiple departments to ensure compliance with policies and industry regulations.

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Common Interview Questions for Senior Operations Auditor
Can you explain your experience with audit risk assessments?

In answering this question, highlight your method for conducting risk assessments and the tools you use. Discuss the types of risks you have identified in past audits and how those informed your audit planning at Protective Life Insurance Company.

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What auditing standards and frameworks are you most familiar with?

Mention the specific auditing standards and internal control frameworks you have worked with. Discuss how you've applied these frameworks in previous roles, especially within the context of insurance or financial services.

Join Rise to see the full answer
How do you stay updated with the latest auditing regulations and standards?

Share your strategies for ongoing professional development, such as attending workshops, using online resources, or participating in relevant industry organizations. Emphasize how these efforts enhance your effectiveness in the Senior Operations Auditor role.

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Describe a time when you identified a significant internal control weakness.

Provide a specific example of an internal control weakness you discovered, outlining your approach to addressing it. What steps did you take to collaborate with management, and what was the outcome? This showcases your problem-solving skills.

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How do you communicate audit findings to senior management?

Discuss your approach to preparing audit reports, focusing on clarity and actionable recommendations. Mention how you tailor your communication styles to suit different audiences, ensuring that your findings are well understood at Protective Life Insurance Company.

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What software or tools do you use for audit documentation?

Highlight your proficiency in audit software and Excel. Discuss how these tools help streamline your auditing process, improve accuracy, and facilitate collaboration with other teams in your role.

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How do you handle tight deadlines during audits?

Explain your time management techniques and prioritization skills. Share examples of how you've successfully met auditing deadlines without compromising the quality of your work.

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What steps do you take to ensure compliance in audits?

Detail the processes you follow to ensure compliance during your audits, including your collaborative efforts with different departments and your approach to keeping up with changing regulations.

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Can you discuss the role of internal controls in auditing?

Talk about the function of internal controls in risk management and compliance. Provide examples where you’ve evaluated internal controls and how your evaluations led to improved processes at Protective Life Insurance Company.

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Why do you want to work at Protective Life Insurance Company as a Senior Operations Auditor?

Express your enthusiasm for the insurance industry and your desire to contribute to a reputable company like Protective Life Insurance. Discuss how the company's values align with your professional goals and how your skills can add value.

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Founded in 1907, Protective Life is a financial service holding company that specializes in full life insurance. Protective Life is located in Alabama.

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Full-time, on-site
DATE POSTED
March 13, 2025

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