Regulatory Lawyer

As a Regulatory Lawyer at Recognise Bank, your key responsibilities will include providing legal and regulatory advice on UK and EU financial services regulations such as FCA, PRA, and AML regulations. You will monitor regulatory developments, assist in the design and implementation of compliance frameworks, and tackle regulatory reporting obligations while collaborating with risk and compliance teams.

To apply for the Regulatory Lawyer position at Recognise Bank, you should have at least 5 years of post-qualification experience (PQE) in financial services regulation, including knowledge of financial crime. Legally qualified in the UK, you should exhibit excellent communication skills and a strategic mindset to thrive in a fast-paced work environment.

Recognise Bank values professional growth and provides various tailored training programs to support continuous learning for their Regulatory Lawyers. The company fosters an environment where ongoing education and development are prioritized, ensuring team members stay at the forefront of compliance and regulatory requirements.

At Recognise Bank, you can expect a collaborative and inclusive work environment that embraces flexibility. The hybrid working model allows for 3 days in the office and 2 days remote per week, providing a balanced approach to work. The culture encourages innovation and teamwork while supporting each employee's journey to professional growth.

A Regulatory Lawyer at Recognise Bank plays a vital role in ensuring the company adheres to financial laws and regulations. By providing strategic legal advice, assisting in compliance framework design, and educating staff on regulatory best practices, you’ll help create a strong compliance culture within the organization.

When answering this question, highlight specific instances where you've dealt with FCA regulations. Be sure to discuss your understanding and interpretation of these regulations as they relate to financial services and provide examples of how you've advised clients or your previous employer in compliance matters.

Express your proactive approach to staying informed about regulatory changes by mentioning industry publications, professional networks, and relevant seminars or training sessions. Show that you are committed to continuous learning and adapting to evolving regulations.

Provide a clear, concise example of a complex regulatory issue you've encountered in the past. Discuss the steps you took to analyze the situation, your thought process in devising a solution, and the outcome you achieved, focusing on how your skills as a Regulatory Lawyer were key in resolving it.

Answer this by discussing current trends in regulatory compliance, such as increasing regulations or the need for businesses to adapt quickly. Offer your perspective on how a regulatory lawyer can help businesses navigate these challenges, demonstrating your industry knowledge and critical thinking.

Illustrate your interpersonal skills by suggesting a diplomatic approach to communicate the importance of compliance. Emphasize listening to stakeholder concerns, providing clear justification for your recommendations, and seeking a collaborative solution to bring everyone on board.

Discuss your systematic approach to policy drafting, which might involve understanding regulatory requirements, consulting with relevant stakeholders, and ensuring that the policies are practical and enforceable. Showcase your attention to detail and the importance you place on clarity and accessibility in legal documentation.

Share a specific example of a cross-functional project where your legal expertise contributed to compliance efforts. Highlight how effective collaboration with other departments, such as risk or operations, led to successfully addressing a compliance challenge.

Mention specific software, tools, or online resources you utilize for tracking regulatory updates. Your answer should reflect your awareness of technology’s role in legal compliance and how these tools streamline the process of staying informed.

Explain your organizational skills and method for prioritizing tasks, such as using project management techniques or focusing on the most impactful deadlines first. Highlight your ability to remain calm and efficient under pressure.

Emphasize qualities such as strong communication skills, strategic thinking, a collaborative mindset, and a passion for financial services regulation. Relate these traits to the values and goals of Recognise Bank, showcasing why you would thrive in their environment.