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Manager - Code Compliance

Company Description

Make a real impact at AFCA. Where fairness drives every decision. Help us deliver world-class, independent complaints resolution for Australians. As a not-for-profit and progressive financial ombudsman, we’re championing positive change. Achieving our purpose takes progressive thinking, accountability and resilience. At AFCA, our inclusive leadership values every voice. We offer our people flexible work options, thoughtful benefits and opportunities to deepen expertise. Flourish in a diverse, caring culture. Feel the difference of belonging to an organisation intentionally designed to put people first. 

Job Description

The Manager Code Compliance leads a team to support the work of two independent Committees, the Banking Code Compliance Committee (BCCC) and the Customer Owned Banking Code Compliance Committee (COBCCC).

This leadership position, with the guidance of the Senior Manager, Code Compliance, plays an important role in delivering on each of the Committee’s purpose to monitor compliance with the respective industry Codes (the Banking Code of Practice and the Customer Owned Banking Code of Practice) to improve industry practice and delivering better outcomes for consumers.

The Manager Code Compliance leads and manages portfolios under the respective Committees’ workplans to ensure the team delivers on these areas.  

Key accountabilities include:

  • Lead, manage and report on specific areas of work/portfolios under the workplan.
  • Supports the development and implementation of the Committees’ compliance strategy to address non-compliance, uplift industry standards and protect the interests of consumers.
  • Effective development and ongoing management of internal and external stakeholder relationships, influencing positive outcomes through those relationships.
  • Progress opportunities for business improvement and change management activities.
  • Contribute to an environment for innovation and continuous improvement, driving collaboration across the broader Code Group.
  • Managing a team through effective people leadership, actively coaching for high performance.
  • Perform other duties or functions that could reasonably be expected of this role.

Additional Information

The BCCC is the independent body that monitors compliance with the Banking Code of Practice and the COBCCC is the independent body that monitors compliance with the Customer Owned Banking Code of Practice.

By monitoring compliance with the Code, the Committees hold industry accountable to its promises, encourage best practice and improve customer outcomes.

While the work of the Committees is industry funded, they operate independently of the industry. The Committees operations are carried out by an independent secretariat service, provided by the Code Group, that sits within the Australian Financial Complaints Authority (AFCA).

Qualifications

  • Experience leading in risk-based investigations, compliance, or regulatory roles.
  • A proven track record of identifying and implementing business change to deliver efficient operational outcomes, and foster a high-performance culture.
  • Sound experience in communicating with influence, negotiating strategic outcomes, and managing stakeholder relationships effectively.
  • The ability to deliver on a portfolio of work in accordance with the budget.
  • Experience in leading high-performing teams in a complex and demanding environment, including fostering an inclusive workplace.
  • Coaching and mentoring to facilitate staff development and team performance.
  • Highly developed written and oral communication skills, presenting    complex information clearly and concisely for diverse audiences.
  • Proficiency in analysing large data sets to identify trends, potential risks, and present findings and insights through clear and concise reports.
  • An understanding of the financial services sector more broadly is desirable.
  • The ability to travel interstate when required and work from the office two days per week.

Additional Information

Additional information 

  • BOSS Best Places to Work 2024 –credited for its culture, engagement and flexible working arrangements. 
  • Most Inclusive Workplace 2024 – Australian HR Institute (AHRI) Awards. 
  • Employer of Choice Public Sector and NFP – Australian HR Awards 2023 
  • Bronze AWEI Accreditation 2024 – Recognised for LGBTQ+ workplace inclusion. 
  • Accredited Family Friendly Workplace – Supporting work-life balance and inclusivity. 
  • Hybrid working – Flexible arrangements with state-of-the-art offices designed for collaboration and wellbeing. 
  • Inclusive leave options – Flexible public holidays, 20 weeks paid parental leave, gender affirmation leave, women’s health leave, and paid time off over Christmas. 
  • Financial benefits – Not-for-profit salary packaging to boost take-home pay. 
  • Locations – A team of over 1,200 dedicated professionals based in modern Melbourne and Sydney CBD offices. 

To apply 

If you’re passionate about fairness and believe your skills align with this role, we encourage you to apply—even if you don’t meet every single criterion. 

We welcome applications from people of all backgrounds, cultures, abilities, sexual orientations, and gender identities. If you require any accessibility support during the recruitment process, please reach out to our team at [email protected]

AFCA is a 2025 Circle Back Initiative Employer - we are committed to responding to every applicant.  

Average salary estimate

$90000 / YEARLY (est.)
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$100000K

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What You Should Know About Manager - Code Compliance , AFCA

Join the AFCA team as a Manager - Code Compliance in Sydney, NSW, where your expertise will make a significant impact on Australian consumers. In this pivotal role, you'll lead a team dedicated to supporting the work of two independent Committees—the Banking Code Compliance Committee and the Customer Owned Banking Code Compliance Committee. This role is all about promoting compliance with industry codes, enhancing consumer outcomes, and improving banking practices. You'll manage portfolios within the Committees' work plans, develop and implement compliance strategies, and cultivate valuable relationships with both internal and external stakeholders. With a focus on business improvement, you'll drive innovative solutions and foster a culture of high performance in your team. At AFCA, we prioritize inclusiveness and fairness, valuing every voice in our organization. You'll find that our workplace is designed to support a healthy work-life balance, complete with flexible working arrangements and various benefits including parental leave and financial incentives. If you're passionate about leading change and ensuring accountability in the financial sector, this role is perfect for you. Let's make a difference together!

Frequently Asked Questions (FAQs) for Manager - Code Compliance Role at AFCA
What are the primary responsibilities of the Manager - Code Compliance at AFCA?

As the Manager - Code Compliance at AFCA, your primary responsibilities will include leading a team that supports the Banking Code Compliance Committee and the Customer Owned Banking Code Compliance Committee. You will manage specific work portfolios, develop compliance strategies to tackle non-compliance, and enhance industry standards for better consumer outcomes.

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What qualifications are required for the Manager - Code Compliance position at AFCA?

To qualify for the Manager - Code Compliance position at AFCA, applicants should have experience in risk-based investigations or compliance roles. Strong leadership skills, the ability to foster high-performing teams, excellent communication capabilities, and proficiency in analyzing data are essential for success in this role.

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How does AFCA support professional development for the Manager - Code Compliance?

At AFCA, continuous professional development is crucial. The Manager - Code Compliance will have opportunities for coaching and mentoring, which helps in elevating team performance and personal growth. AFCA is committed to creating an inclusive environment for learning that encourages individuals to deepen their expertise.

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What kind of work culture can one expect while working as a Manager - Code Compliance at AFCA?

Working as a Manager - Code Compliance at AFCA means being part of a caring and diverse culture that prioritizes inclusivity and teamwork. The organization values flexible working arrangements, embraces innovative ideas, and encourages collaboration for continuous improvement, enhancing both employee satisfaction and overall performance.

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What impact does the Manager - Code Compliance have on consumers in Australia?

The Manager - Code Compliance plays a vital role in ensuring that banking practices adhere to industry codes, ultimately protecting consumer interests. By monitoring compliance and driving improvements, this position contributes directly to better outcomes for consumers across Australia, reinforcing AFCA's commitment to fairness.

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Common Interview Questions for Manager - Code Compliance
Can you describe your leadership style as a Manager - Code Compliance?

When discussing your leadership style, focus on collaborative approaches that promote inclusivity and high performance. Mention how you encourage open communication, provide constructive feedback, and foster a culture of trust among team members to enhance their engagement and productivity.

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How do you approach compliance strategy development?

When answering this question, emphasize your methodical approach to identifying compliance gaps and aligning strategies with industry standards. Discuss how you engage with stakeholders to develop meaningful solutions and your track record of successful implementation.

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Describe a time you influenced a positive outcome in a challenging situation.

In your response, provide a specific example showcasing your negotiation skills and ability to manage stakeholder relationships effectively. Highlight the challenges faced, the steps you took, and the beneficial results that followed to illustrate your problem-solving abilities.

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What metrics do you consider when measuring compliance success?

Discuss the importance of using both quantitative and qualitative metrics. Talk about your experience in analyzing data trends, measuring adherence to industry codes, and how you utilize these metrics to inform strategic decisions. This demonstrates your analytical capabilities.

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How do you plan to improve team performance in this role?

Mention your focus on coaching and mentoring as well as setting clear performance objectives. Discuss the importance of providing regular feedback and support to your team, fostering a culture of continuous learning, which ultimately strengthens team dynamics and outcomes.

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How would you handle a non-compliance issue when discovered?

Explain your method for addressing non-compliance, which includes investigation, consultation with teams, and developing a compliance action plan. Stress the importance of transparency and collaboration with stakeholders in resolving issues and preventing future occurrences.

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What experience do you have in stakeholder relationship management?

Articulate your experience by sharing examples of how you have successfully built and maintained relationships with various stakeholders, both internal and external. Highlight your communication strategies that ensure clear understanding and alignment with compliance goals.

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Can you provide an example of a successful project you've led?

Select a significant project where you played a lead role, detailing the objectives, actions taken, and outcomes achieved. Emphasize how effective planning, team collaboration, and adherence to compliance standards led to the project's success.

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How do you stay updated on changes in compliance regulations?

Discuss your commitment to ongoing education, such as attending workshops, reading industry publications, and engaging with professional networks. This reflects your proactive approach to ensuring that you remain knowledgeable about regulatory changes that could impact compliance.

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What role does innovation play in compliance management?

Explain how innovation is crucial for enhancing compliance practices. Offer examples of how you have implemented innovative solutions or technologies in past roles that improved compliance monitoring and accountability within the organizations you’ve worked for.

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The American Football Coaches Association (AFCA) is an association of over 11,000 American football coaches and staff on all levels. According to its constitution, some of the main goals of the American Football Coaches Association are to "maintai...

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DATE POSTED
April 14, 2025

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