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Compliance Analyst

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Position Summary:

Responsible for monitoring and conducting routine audits to ensure adherence with the company’s corporate compliance framework. Ensures the performance of all duties in accordance with the company’s policies and procedures, all U.S. state and federal laws and regulations, wherein the company operates.

Responsibilities:

Manages and reports on risks covering all aspects of the company.
Works with Corporate Counsel, marketing, sales, and operations to prepare and implement standard operating procedures.
Develops and reports on ad-hoc audit findings.
Investigates and responds to compliance issues raised by customers and internal personnel.
Delivers current and relevant policies and procedures to company.
Conducts compliance and quality assurance audits as identified by company leadership.
Completes compliance reviews for marketing and advertising assets escalated by marketing, sales, and other third parties.
Keeps abreast of agency and investor guidelines and requirements, strives to improve knowledge of risk analysis, and maintains contemporary knowledge of company policy changes.

Requirements:

Bachelor’s Degree in business or related discipline required, or minimum of three (3) + years’ mortgage banking experience in underwriting, quality control, origination or compliance.
Demonstrated hands-on compliance auditing experience required.
Prior experience monitoring workflow to confirm audits are completed in a timely manner required.
Prior experience with interpreting and applying federal, state, and investor regulations required.

Why work for #teamloanDepot:

Aggressive compensation package based on experience and skill set.
Inclusive, diverse, and collaborative culture where people from all backgrounds can thrive.
Work with other passionate, purposeful, and customer-centric people.
Extensive internal growth and professional development opportunities including tuition reimbursement.
Comprehensive benefits package including Medical/Dental/Vision.
Wellness program to support both mental and physical health.
Generous paid time off for both exempt and non-exempt positions.

About loanDepot:

loanDepot (NYSE: LDI) is a digital commerce company committed to serving its customers throughout the home ownership journey. Since its launch in 2010, loanDepot has revolutionized the mortgage industry with a digital-first approach that makes it easier, faster, and less stressful to purchase or refinance a home. Today, as the nation's second largest non-bank retail mortgage lender, loanDepot enables customers to achieve the American dream of homeownership through a broad suite of lending and real estate services that simplify one of life's most complex transactions. With headquarters in Southern California and offices nationwide, loanDepot is committed to serving the communities in which its team lives and works through a variety of local, regional, and national philanthropic efforts.

Base pay is one part of our total compensation package and is determined within a range. This provides the opportunity to progress as you grow and develop within a role. The base pay for this role is between $22.12 and $38.94/hr. Your base pay will depend on multiple individualized factors, including your job-related knowledge/skills, qualifications, experience, and market location.

We are an equal opportunity employer and value diversity in our company. We do not discriminate based on race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

loanDepot Glassdoor Company Review

3.3

loanDepot DE&I Review

3.64

CEO of loanDepot

Frank Martell

Approve of CEO

Average salary estimate

$63447 / YEARLY (est.)

min

max

$45945K

$80949K

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What You Should Know About Compliance Analyst, loanDepot

If you’re passionate about regulatory compliance and want to play a vital role in a thriving company, then the Compliance Analyst position at loanDepot might be the perfect fit for you! In this role, you'll be tasked with ensuring that our operations align with a robust corporate compliance framework while adhering to federal and state laws. You’ll monitor company risks, work closely with Corporate Counsel, and collaborate with various teams to establish effective standard operating procedures. On a day-to-day basis, you’ll conduct compliance audits, investigate issues raised by our customers, and deliver practical policies that keep us on track. With at least three years of relevant experience or a Bachelor's degree in business, you’ll bring a hands-on approach to compliance auditing and a solid understanding of federal regulations. At loanDepot, we pride ourselves on creating a diverse and supportive work environment where your ideas will not only be heard, but valued. From generous compensation packages to extensive opportunities for professional development, we ensure that our employees feel fulfilled both in their roles and in their lives. Join us in our mission to revolutionize the mortgage industry and help customers achieve their homeownership dreams!

Frequently Asked Questions (FAQs) for Compliance Analyst Role at loanDepot

What are the main responsibilities of a Compliance Analyst at loanDepot?

As a Compliance Analyst at loanDepot, you will be primarily responsible for conducting routine audits, managing risk reports, and ensuring adherence to both corporate and regulatory compliance standards. Your role will involve developing and reporting on audit findings, responding to compliance issues, and providing current policies and procedures to the company.