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Sr. Enterprise Risk Manager

Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk.Job OverviewPosition Schedule: Full-TimeEdward Jones is investing in maturing our Enterprise Risk Management capabilities and isseeking an Enterprise Risk Senior Manager as part of our Risk Controls capability and framework as part ofthe Enterprise Risk Management program.The Enterprise Risk Senior Manager (Risk Controls) executes the development, implementation,governance and continuous improvement of the Edward Jones Enterprise Managementframework pillars and programs. This position is responsible for managing the enablement ofEnterprise risk capabilities, providing risk consultation across the Enterprise, aggregation andprioritization of the Enterprise risk profile, building and enabling our Enterprise risk culture andensuring alignment of our risk framework to the firm's strategic objectives. The Enterprise Risk Senior Manager is directly responsible to an Enterprise Risk Director. This role will be primarily responsible for our Risk Controls capability, which includes the the foundational components of Risk Controls as part of the Enterprise Risk Management framework.What You'll Do:• Executes Enterprise risk strategies, in alignment with the company's strategic objectives and our Enterprise Risk Management strategy.• Develops Enterprise Risk Management programs, policies, standards and processes to analyze and report enterprise risks, and to manage risks according to the Enterprise Risk Management Framework. This includes development of standards across the enterprise to define, classify and evaluate controls to ensure they are adequately addressing risk.• Aggregates and provides risk insights regarding the components of the Enterprise risk profile to ensure effective risk management and prioritization of our most significant risks at the firm level.• Ensures the organization's risk management framework and strategies are in compliance with applicable regulations, rating agency standards, and strategic imperatives of the organization.• Advises and consults regarding risk topics across the Enterprise as a relationship manager to either functional areas or first line risk teams to ensure alignment to our Enterprise Risk Management framework.• Ensures effective risk management practices are embedded into the company's governance ecosystem and decision-making processes• Leads components of the Enterprise Risk system that fosters a collaborative, accountable, transparent and proactive risk culture across the organization.• Primary emphasis of the role is the ERM execution of the Risk Controls framework and firm capability.• Deliver ongoing enhancements to the Enterprise Risk Framework to ensure the effectiveness and continuous improvement towards maturity.• Applies knowledge of key business drivers and the factors that maximize risk management performance. Mitigates moderate risk situations with a high degree of autonomy that can impact the performance of an area.Edward Jones' compensation and benefits package includes medical and prescription drug, dental, vision, voluntary benefits (such as accident, hospital indemnity, and critical illness), short- and long-term disability, basic life, and basic AD&D coverage. Short- and long-term disability, basic life, and basic AD&D coverage are provided at no cost to associates. Edward Jones offers a 401k retirement plan, and tax-advantaged accounts: health savings account, and flexible spending account. Edward Jones observes ten paid holidays and provides 15 days of vacation for new associates beginning on January 1 of each year, as well as sick time, personal days, and a paid day for volunteerism. Associates may be eligible for bonuses and profit sharing. All associates are eligible for the firm's Employee Assistance Program. For more information on the Benefits available to Edward Jones associates, please visit our benefits page.Hiring Minimum: $117000Hiring Maximum: $199300Qualified applicants with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act. Edward Jones is prohibited from hiring individuals with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf.Read More About Job OverviewSkills/Requirements• Strong knowledge of Enterprise Risk Frameworks, methodologies and best practices.• 5+ yrs of experience in the Financial Services industry and people leadership or coaching others.• Knowledge of the financial services and wealth management industries.• Organizational knowledge and savvy to understand how to best apply industry frameworks to Edward Jones successfully.• Experience developing and/or executing an enterprise risk management control program.• People leadership experience preferred.• Bachelor's degree in a business-related field is strongly preferred.Key Skills and Abilities: Analytical and critical thinking, attention to detail, adaptability and ability to lead through ambiguity, ability to drive consensus among stakeholders, problem solving, effective communication, leading via influence.Preferred Designations: Certified Enterprise Risk Professional (CERP), Certified Risk Manager (CRM), Professional Risk Manager (PRM), Financial Risk Manager (FRM)Candidates that live within in a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday.Read More About Skills/RequirementsAwards & AccoladesAt Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward JonesCheck out our Canadian awards and accolades: Insights & Information Blog Postings about Edward JonesRead More About Awards & AccoladesAbout UsJoin a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.View our Purpose, Inclusion and Citizenship Report.¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.#LI-HO
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What You Should Know About Sr. Enterprise Risk Manager, Edward Jones

Are you ready to take your risk management expertise to the next level? Edward Jones in Fenton, MO is on the lookout for a Sr. Enterprise Risk Manager to join our dynamic team. Here at Edward Jones, we pride ourselves on collaboration and autonomy while being focused on providing exceptional service to our clients. As a Sr. Enterprise Risk Manager, you'll be at the forefront of enhancing our Enterprise Risk Management capabilities. Your role will involve developing and executing risk management strategies that align with our business objectives, ensuring we maintain a robust risk culture across the organization. You'll collaborate with various functional areas to aggregate and prioritize the enterprise risk profile, making key insights that drive our risk management processes. This position isn’t just about managing risks; it's about fostering a proactive, transparent, and accountable risk culture within a company that values its associates. With over 5 years in the financial services industry, you're equipped with the knowledge and leadership skills to guide our risk controls framework forward. You'll enjoy a comprehensive benefits package that includes medical coverage, a 401k plan, and generous vacation time. At Edward Jones, you can build a meaningful career where your contributions are recognized and valued. If you're passionate about making a difference and are ready to join a culture where everyone feels like they belong, we would love to hear from you!

Frequently Asked Questions (FAQs) for Sr. Enterprise Risk Manager Role at Edward Jones
What are the responsibilities of the Sr. Enterprise Risk Manager at Edward Jones?

The Sr. Enterprise Risk Manager at Edward Jones is responsible for developing and implementing the Enterprise Risk Management programs, ensuring they align with the firm’s strategic objectives. This includes overseeing risk consultations, providing insights into the enterprise risk profile, and ensuring compliance with regulatory requirements. The role focuses on enabling effective risk management practices and embedding them within the company's decision-making processes.

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What qualifications are needed for the Sr. Enterprise Risk Manager position at Edward Jones?

To qualify for the Sr. Enterprise Risk Manager role at Edward Jones, candidates should possess a strong background in risk management within the financial services industry, ideally with 5+ years of experience. A bachelor's degree in a related field is preferred, along with certifications such as Certified Enterprise Risk Professional (CERP) or Certified Risk Manager (CRM). Good leadership skills and a strong understanding of enterprise risk frameworks are essential for success in this position.

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How does Edward Jones support the career development of its Sr. Enterprise Risk Manager?

At Edward Jones, we believe in investing in our associates’ development. As a Sr. Enterprise Risk Manager, you will have access to a variety of training programs and professional development opportunities that cater specifically to enhancing your risk management skills. With a focus on innovation and collaboration, you’ll be encouraged to pursue continuing education and certifications relevant to your role.

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What does the work culture look like at Edward Jones for the Sr. Enterprise Risk Manager?

The work culture at Edward Jones is characterized by a commitment to collaboration, flexibility, and inclusivity. As a Sr. Enterprise Risk Manager, you will experience a supportive environment where your ideas are valued and encouraged. The firm promotes a healthy work-life balance, allowing you to thrive both personally and professionally.

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What benefits can a Sr. Enterprise Risk Manager at Edward Jones expect?

The benefits package for a Sr. Enterprise Risk Manager at Edward Jones is quite comprehensive. It includes medical and dental coverage, a robust 401k plan, paid holidays, vacation time, and opportunities for bonuses and profit sharing. In addition, associates have access to an Employee Assistance Program and various voluntary benefits, allowing you to maintain your health and well-being.

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Common Interview Questions for Sr. Enterprise Risk Manager
Can you describe your experience with Enterprise Risk Management frameworks?

When answering this question, emphasize your familiarity with different risk management frameworks you've worked with, specifically those relevant to the financial services industry. Explain how you've applied these frameworks to develop risk management strategies in previous roles and the positive outcomes that resulted.

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How do you prioritize risks in a business environment?

In your response, discuss specific methods or tools you use to assess and prioritize risks. Highlight your approach to balancing risk severity with potential impact on business objectives. Illustrating with real examples will showcase your analytical thinking and decision-making skills.

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What techniques do you use to foster a risk-aware culture in an organization?

Talk about your strategies for engaging with teams and promoting the importance of risk management through training sessions and workshops. Share any initiatives you've led that successfully enhanced risk awareness or collaboration among departments, thereby improving overall risk management effectiveness.

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Describe a time when you had to manage a significant risk. What steps did you take?

Segregate your answer into steps you took to identify, assess, and mitigate the significant risk. Highlight your analytical skills, decision-making process, and the outcomes of your actions, demonstrating how your leadership contributed to effective risk management in that situation.

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How do you stay updated on regulations affecting Enterprise Risk Management?

Explain the proactive measures you take to stay informed, such as attending industry conferences, engaging with professional organizations, or subscribing to relevant journals and publications. This illustrates your dedication to continuous learning and adaptability in a rapidly changing regulatory environment.

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What tools do you prefer for risk assessment and reporting?

Identify specific tools or software you have experience with, such as risk management software or analytical tools. Discuss how these tools have helped you streamline processes and enhance reporting accuracy in your previous roles.

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How would you communicate risk management strategies to non-expert stakeholders?

This is a chance to showcase your communication skills. Describe methods you use to simplify complex concepts for a non-technical audience, like using relatable examples, visuals, or clear data presentations to foster understanding and buy-in.

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What challenges have you faced in risk management, and how did you overcome them?

Prepare a specific example where you encountered a challenge in risk management. Discuss how you approached it, the solutions you implemented, and what you learned from the experience to manage similar challenges in the future.

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How do you approach collaboration with different departments regarding risk management?

Demonstrate your teamwork skills by explaining how you engage with various departments. Discuss your approach to building relationships and how you ensure that everyone understands their role in the risk management process.

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What are your thoughts on the future of Enterprise Risk Management?

Share your insights into the evolving landscape of risk management. Discuss trends you believe are significant, such as technology integration or regulatory changes, and express your enthusiasm for contributing to these advancements in your role as a Sr. Enterprise Risk Manager.

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Attn: Teachers and Nurses, you are invited to join us for the “Edward Jones Financial Advisor Career Opportunity Webinar” on January 31, 2023, from 6-6:30 pm CST. Register Now: https://cvent.me/Yw1oZA?RefId=GDR Edward Jones serves nearly 7 mill...

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