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Sr. Paralegal, Securities - job 11 of 20

We are seeking a Sr. Paralegal with at least seven years of relevant experience to support Visa’s corporate securities functions. A primary focus of the role will be working collaboratively with other members of the legal team and other stakeholder teams to support Visa’s corporate practices and policies and to provide general paralegal support.

This position will be based in San Francisco, California.

Essential Functions

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.

  • Support periodic and ad-hoc regulatory reporting and related internal processes, including, but not limited to, Forms 10-K, 10-Q, 8-K, and proxy statements, Section 16 filings, 13-F, and maintenance of the company's insider trading compliance program and internal policies such as Regulation FD and Related Person Transactions.

  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.

  • Partner with cross-functional teams (e.g., Legal, External Reporting, Investor Relations, Treasury, People, Equity, Compensation) on various corporate legal matters, special projects and processes.

  • Support Visa’s capital market transactions, including assisting with due diligence and KYC requests.

  • Experience working with transfer agents and assisting with shareholder questions and inquiries.

  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.

  • Support overall corporate governance and compliance processes, including general record-keeping, officer and director onboarding and offboarding, preparation of board meeting agendas, presentations, resolutions, consents, minutes, and other materials.

This is a hybrid position. Hybrid employees can alternate time between both remote and office. Employees in hybrid roles are expected to work from the office 2-3 set days a week (determined by leadership/site), with a general guidepost of being in the office 50% or more of the time based on business needs.

Average salary estimate

$115000 / YEARLY (est.)
min
max
$100000K
$130000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Sr. Paralegal, Securities, Visa

At Visa, we're on the lookout for a dynamic Sr. Paralegal to join our esteemed team in San Francisco. If you have at least seven years of relevant experience in supporting corporate securities functions, this role might just be your next great adventure! You’ll be at the heart of our legal affairs, working hand-in-hand with a talented group dedicated to ensuring our securities law compliance and all things related to SEC, NYSE, and other regulatory filings. Your expertise will be vital in managing a variety of reporting processes, handling crucial filings like Forms 10-K, 10-Q, and proxy statements. Additionally, you will oversee international securities filings related to employee equity programs to ensure we’re compliant with local laws. Collaboration is key in this hybrid role, as you will partner with cross-functional teams including Legal, Treasury, and Investor Relations. You may even find yourself assisting with capital market transactions and audits, making your contributions to our governance processes invaluable. Want to be part of something bigger and take your career to the next level? Join us at Visa, where your skills will make a real difference!

Frequently Asked Questions (FAQs) for Sr. Paralegal, Securities Role at Visa
What responsibilities does the Sr. Paralegal at Visa entail?

The responsibilities of the Sr. Paralegal at Visa include supporting the legal team with securities law compliance, managing various SEC and NYSE regulatory filings, and assisting with periodic reporting processes. You will also oversee international securities filings and partner with cross-functional teams on diverse corporate legal matters.

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What are the qualifications needed for the Sr. Paralegal position at Visa?

To qualify for the Sr. Paralegal role at Visa, candidates should have at least seven years of relevant experience in corporate securities functions. Familiarity with SEC regulations, superior organizational skills, and the ability to collaborate across multiple teams are also essential for success in this position.

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How does Visa support professional development for a Sr. Paralegal?

Visa is committed to the professional development of its Sr. Paralegal team members by providing access to training resources, mentorship from experienced legal professionals, and opportunities to engage in special projects that expand their skill set and knowledge of corporate law.

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What is the work environment like for a Sr. Paralegal at Visa?

The work environment for a Sr. Paralegal at Visa is collaborative and hybrid, allowing for a mix of remote work and in-office engagement. Employees are expected to work from the office 2-3 set days a week, promoting a balance that caters to both professional and personal needs.

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What types of projects will a Sr. Paralegal at Visa be involved in?

As a Sr. Paralegal at Visa, you'll be involved in a wide range of projects including overseeing SEC filings, supporting capital market transactions, assisting with compliance audits, and collaborating with various departments on corporate governance matters, making every day unique and engaging.

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Common Interview Questions for Sr. Paralegal, Securities
Can you describe your experience with SEC filings?

When answering this question, provide specific examples of the types of SEC filings you have handled, any software tools you used during the process, and how you ensured compliance with regulatory requirements, emphasizing your attention to detail and organizational skills.

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How do you prioritize tasks in a high-demand legal environment?

It’s crucial to demonstrate your time management skills. Discuss your strategies for evaluating urgency and importance, using tools like to-do lists or project management software, and your approach to communicating with team members to manage expectations.

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What steps do you take to maintain compliance with securities laws?

Explain your familiarity with key regulations, how you stay updated on changes, and the processes you implement to ensure that the company adheres to all necessary compliance guidelines, including regular training and audits.

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Share your experience with corporate governance documentation.

Discuss specific documents you have prepared, such as board meeting minutes and resolutions, and your approach to maintaining accurate records, noting the importance of detail in corporate governance.

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How do you handle conflicts or challenges in a team setting?

It's beneficial to illustrate your conflict resolution skills by recounting a specific instance where you effectively resolved a disagreement or challenge by employing open communication and finding common ground among team members.

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How do you collaborate with cross-functional teams?

Provide examples of past collaborations with other departments, detailing how you facilitated communication, aligned objectives, and overcame any challenges to successfully complete projects.

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What are some key considerations when overseeing international securities filings?

Demonstrating your knowledge of local laws and regulations in various jurisdictions is vital here. Discuss your approach to ensuring compliance and how you manage the logistics of different filing requirements.

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What do you think are the most important qualities for a Sr. Paralegal?

Highlight qualities such as attention to detail, strong organizational skills, effective communication, and the ability to work collaboratively, which are essential in supporting the legal team and ensuring compliance.

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Describe a time you supported a capital market transaction.

Provide an example that outlines your specific role in the process, the challenges encountered, and how your contributions facilitated a successful outcome, showcasing your understanding of capital markets.

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How do you ensure accuracy in legal documentation?

Discuss your methods for reviewing and verifying documents, such as implementing a checklist system and peer reviews, and emphasize the importance of accuracy in preventing compliance issues.

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American Express is looking for a Mid-Level Manager to oversee their Amex Ethics Office and enhance their integrity and compliance efforts.

Visa Inc. operates as a payments technology company worldwide. The company facilitates commerce through the transfer of value and information among consumers, merchants, financial institutions, businesses, strategic partners, and government entiti...

11705 jobs
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Full-time, hybrid
DATE POSTED
April 3, 2025

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