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Sr. Paralegal, Securities - job 2 of 20

We are seeking a Sr. Paralegal with at least seven years of relevant experience to support Visa’s corporate securities functions. A primary focus of the role will be working collaboratively with other members of the legal team and other stakeholder teams to support Visa’s corporate practices and policies and to provide general paralegal support.

This position will be based in San Francisco, California.

Essential Functions

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.

  • Support periodic and ad-hoc regulatory reporting and related internal processes, including, but not limited to, Forms 10-K, 10-Q, 8-K, and proxy statements, Section 16 filings, 13-F, and maintenance of the company's insider trading compliance program and internal policies such as Regulation FD and Related Person Transactions.

  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.

  • Partner with cross-functional teams (e.g., Legal, External Reporting, Investor Relations, Treasury, People, Equity, Compensation) on various corporate legal matters, special projects and processes.

  • Support Visa’s capital market transactions, including assisting with due diligence and KYC requests.

  • Experience working with transfer agents and assisting with shareholder questions and inquiries.

  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.

  • Support overall corporate governance and compliance processes, including general record-keeping, officer and director onboarding and offboarding, preparation of board meeting agendas, presentations, resolutions, consents, minutes, and other materials.

This is a hybrid position. Hybrid employees can alternate time between both remote and office. Employees in hybrid roles are expected to work from the office 2-3 set days a week (determined by leadership/site), with a general guidepost of being in the office 50% or more of the time based on business needs.

Average salary estimate

$100000 / YEARLY (est.)
min
max
$80000K
$120000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Sr. Paralegal, Securities, Visa

Visa is on the lookout for a motivated Sr. Paralegal to join our dynamic legal team in beautiful San Francisco! With at least seven years of relevant experience under your belt, you’ll play a vital role in supporting Visa's corporate securities functions. Your days will be filled with collaborative efforts alongside our legal team and various stakeholder teams, ensuring that Visa adheres to corporate practices and policies. You’ll be diving into securities law compliance and handling SEC, NYSE, and other regulatory filings with finesse. From preparing Forms 10-K and 10-Q to managing insider trading compliance programs, your attention to detail will shine through in everything you do. Additionally, you’ll oversee international securities filings related to employee equity, partnering with cross-functional teams throughout the process. You'll also support Visa's capital market transactions, engaging in due diligence and KYC requests that make an impact. If you have experience in document production for SOX compliance and thrive in a fast-paced environment, this hybrid role is made for you! We embrace flexibility, allowing you to work both remotely and in the office 2-3 days a week. Here at Visa, we believe in nurturing talents like yours and providing the right tools to ensure your success. Join us in shaping the future of payments with Visa!

Frequently Asked Questions (FAQs) for Sr. Paralegal, Securities Role at Visa
What responsibilities can a Sr. Paralegal expect at Visa?

As a Sr. Paralegal at Visa, you will be tasked with a variety of key responsibilities. You will support the legal team in compliance with securities laws and regulatory filings such as SEC and NYSE documents. Your role will also involve overseeing international securities filings related to employee equity and ensuring compliance with local regulations. Collaborating with cross-functional teams will be essential as you assist with capital market transactions, manage insider trading compliance programs, and aid in record-keeping and corporate governance processes.

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What qualifications are required for the Sr. Paralegal position at Visa?

To be considered for the Sr. Paralegal role at Visa, candidates should have at least seven years of relevant experience in a legal setting, especially with corporate securities. A strong knowledge of securities law compliance, familiarity with SEC regulations, and proficiency in handling corporate documentation are essential. Excellent organizational skills, attention to detail, and the ability to collaborate with diverse teams will also set you up for success in this role.

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What's the work environment like for a Sr. Paralegal at Visa?

The work environment for a Sr. Paralegal at Visa in San Francisco is both collaborative and flexible. The position is hybrid, which means you will alternate between working remotely and in-office, ideally spending 2-3 days a week in the office based on business needs. This flexibility allows you to balance personal and professional commitments while still being an integral part of our dynamic team.

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How does the hybrid work model affect the Sr. Paralegal role at Visa?

In the Sr. Paralegal role at Visa, the hybrid work model provides a balance of remote and in-office work, allowing for flexibility in your schedule. While you will be expected to work from the office 2-3 days a week, this arrangement helps to foster team collaboration and interaction while still enabling you to enjoy the benefits of remote work on other days. This model promotes a healthy work-life balance, which is important for enhancing productivity and job satisfaction.

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What can I expect during the onboarding process as a Sr. Paralegal at Visa?

Upon joining Visa as a Sr. Paralegal, you can expect a comprehensive onboarding process designed to help you acclimate to the organization swiftly. You'll receive training on Visa's policies and procedures, gain insights into your responsibilities, and connect with key team members. This supportive environment not only allows you to understand your role within the corporate structure but also sets you up for long-term success within the company.

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Common Interview Questions for Sr. Paralegal, Securities
Can you explain your experience with SEC regulatory filings?

When answering this question, highlight your specific experience with SEC filings such as Form 10-K and 10-Q. Discuss the processes you’ve followed and any policies you’ve adhered to, emphasizing your attention to detail and ability to work under tight deadlines. This shows your potential employer how well you understand regulatory requirements.

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How do you handle compliance issues related to insider trading?

To answer this, describe the steps you take to ensure compliance with insider trading regulations. Talk about your experience maintaining compliance programs, guiding employees, and handling any concerns that arise while highlighting your commitment to upholding ethical standards within the organization.

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What strategies do you use to stay organized while managing multiple projects?

When discussing your organizational strategies, provide details of tools you use (like project management software) and methodologies (e.g., prioritization techniques). Mention how you've successfully kept projects on track while juggling multiple deadlines, demonstrating your ability to manage time effectively and remain efficient.

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Can you provide an example of a challenging legal issue you faced and how you resolved it?

Choose a specific legal challenge you've encountered in your past experience, detailing the context and your thought process. Explain the steps you took to resolve the issue and what you learned from the experience, showcasing your problem-solving skills and your ability to navigate complex legal situations.

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What role do you believe a Sr. Paralegal plays in corporate governance?

This question seeks your understanding of corporate governance’s significance. Explain how a Sr. Paralegal contributes by ensuring compliance with corporate laws, maintaining accurate records, and preparing documents for board meetings. Highlight the importance of this role in fostering transparency and accountability within the organization.

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How do you manage communication with cross-functional teams?

Discuss your approach to effective communication, focusing on the importance of clarity and regular updates. Share experiences where you collaborated with different teams, using examples that illustrate your ability to bridge departmental divides and facilitate successful information sharing.

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What ensures accuracy in your legal documentation?

To answer this, emphasize the processes you have in place for double-checking your work, such as peer reviews or checklists. Discuss the importance of accuracy in legal documents and how it affects compliance and risk management, illustrating your meticulous nature.

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Describe your experience with corporate securities compliance.

Share specific examples of your experience in corporate securities compliance. You might discuss your familiarity with various filing requirements and your ability to integrate relevant laws and regulations into company practices, underscoring your expertise in this area.

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How do you approach document production for audits?

Describe your methodical approach to preparing documents for audits, highlighting your ability to gather and organize information efficiently. Talk about your familiarity with SOX compliance to demonstrate that you understand the importance of audits in maintaining corporate integrity.

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What do you think is the most important skill for a Sr. Paralegal?

Discuss critical skills such as attention to detail, organizational ability, and communication. Explain why these skills are essential for success as a Sr. Paralegal at Visa, focusing on how they help manage complex tasks and support the legal team's objectives.

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Visa Inc. operates as a payments technology company worldwide. The company facilitates commerce through the transfer of value and information among consumers, merchants, financial institutions, businesses, strategic partners, and government entiti...

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Full-time, hybrid
DATE POSTED
April 4, 2025

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