Internal Audit, Senior Manager

The Internal Audit Senior Manager at Nasdaq is responsible for leading and conducting internal audits across various domains including accounting, finance, treasury, and compliance. This includes developing and implementing comprehensive audit programs, evaluating the control environment, and communicating audit findings to stakeholders.

Candidates for the Internal Audit Senior Manager role at Nasdaq should possess a Bachelor's degree in Accounting, Finance, or a related field. An advanced degree is preferred. Additionally, professional certifications such as CPA, Chartered Accountant, or CIA are advantageous, alongside at least 8 years of relevant experience.

The Internal Audit Senior Manager at Nasdaq enjoys a hybrid work environment, spending two days in the office and three days working from home each week. This arrangement fosters collaboration with colleagues both locally in Bangalore and internationally, contributing to a flexible yet engaging work culture.

Nasdaq takes a proactive risk-based approach to evaluate internal controls and assess potential risks. Internal Audit Senior Managers will lead audits to enhance control environments, ensure compliance, and optimize processes across various business units to safeguard the organization.

Key skills for the Internal Audit Senior Manager position at Nasdaq include sharp analytical abilities, excellent communication skills (both written and verbal), a collaborative mindset, and proficiency in utilizing sophisticated audit tools. Proven integrity and the capacity to manage multiple projects concurrently are also vital.

In responding to this question, draw upon specific examples from your past experiences where you utilized risk assessment methodologies. Discuss how you identified risks, the processes you implemented to mitigate them, and any positive outcomes resulting from your actions.

To tackle multiple concurrent audit projects, I build a clear timeline for each audit based on urgency and impact. Communicating with team members and stakeholders allows me to understand their priorities, enabling effective allocation of resources and time.

Highlight specific audit tools and techniques you've utilized. For example, mention data analytics software or risk management technologies, detailing how they enhanced the audit process and facilitated findings.

Ensuring compliance with internal policies involves a thorough understanding of those policies and an organized approach to auditing. I regularly review policies, provide training, and integrate compliance checks when conducting audits to guarantee adherence.

Effective communication of audit findings includes structuring reports clearly, using data visualizations when needed, and aligning findings with stakeholder interests. Regular follow-ups and open discussions also foster understanding and collaboration.

Provide a concrete example where you identified a risk in a business process. Discuss how you approached the situation, the analysis you performed, and the solutions you recommended. Emphasize the impact of your interventions.

Share a detailed experience of a challenging audit project, focusing on your role and the obstacles faced. Explain how you strategized to overcome those challenges, mobilizing team resources and ensuring completion on time.

Internal controls are crucial for safeguarding assets, ensuring the reliability of financial reporting, and fostering operational efficiency. In your answer, emphasize how internal controls help mitigate risks and support the organization’s overall objectives.

I prioritize continuous learning by attending professional development workshops, obtaining certifications, engaging in networking events, and subscribing to relevant industry publications to ensure I stay up to date with audit best practices and industry standards.

Express your admiration for Nasdaq's commitment to innovation, integrity, and diversity. Discuss how the position aligns with your career goals, emphasizing your passion for working in a dynamic, international environment like Nasdaq's.